Skip to main content

Shockwave Medical, Inc.

SWAVDelisted May 31, 2024
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001642545

Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.

Q1 2022 vs. Q4 2021

How the institutions holding Shockwave Medical, Inc. changed between Q4 2021 and Q1 2022.

All holders in Q1 2022All holders in Q4 2021

13F holders of SWAV: Q4 2021 compared with Q1 2022
MeasureQ4 2021Of which not filed for Q1 2022Q1 2022Change
Holders2944308+18
Shares31.7M1.18K32.2M+536.3K (+1.7%)
Value$5.65B$211.0K$6.67B+$1.02B (+18.1%)

4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (73)

Institutions that held Shockwave Medical, Inc. at the end of Q1 2022 but not at the end of Q4 2021.

Institutions new to SWAV in Q1 2022
InstitutionSharesValue% of portfolio
Polar Asset Management Partners Inc.100,700$20.9M0.26%
Eagle Asset Management Inc92,375$19.2M0.10%
Frontier Capital Management Co LLC89,765$18.6M0.17%
Holocene Advisors, LP84,538$17.5M0.09%
Summit Partners Public Asset Management, LLC53,844$11.2M0.61%
Lombard Odier Asset Management (Switzerland) SA48,739$10.1M0.79%
Integral Health Asset Management, LLC30,000$6.22M1.62%
Moody Aldrich Partners LLC28,061$5.82M0.82%
Granite Investment Partners, LLC24,982$5.18M0.18%
Altium Capital Management LP23,000$4.77M1.66%
Capital Fund Management S.A.22,424$4.65M0.12%
Diametric Capital, LP17,438$3.62M2.00%
Oak Ridge Investments LLC16,851$3.49M0.39%
EFG Asset Management (North America) Corp.15,759$3.27M0.49%
Granahan Investment Management Inc11,457$2.38M0.06%
Prelude Capital Management, LLC10,576$2.19M0.10%
L & S Advisors Inc10,412$2.16M0.26%
Penserra Capital Management LLC10,009$2.08M0.05%
Brookfield Asset Management Inc.9,764$2.02M0.01%
Mirabella Financial Services LLP8,646$1.79M0.20%
Woodline Partners LP7,815$1.62M0.03%
B. Metzler seel. Sohn & Co. AG7,550$1.57M0.02%
Bayesian Capital Management, LP7,145$1.48M0.22%
Beck Bode, LLC7,116$1.48M0.33%
Amalgamated Financial Corp.5,480$1.14M0.01%
Capital Impact Advisors, LLC5,445$1.13M0.82%
Simplify Asset Management Inc.5,171$1.07M0.12%
AXA S.A.4,100$850.2K0.00%
O'Neil Global Advisors, Inc.3,900$809.0K0.42%
Trexquant Investment LP3,737$775.0K0.04%
PDT Partners, LLC3,591$745.0K0.06%
Atria Wealth Solutions, Inc.3,583$743.0K0.01%
ExodusPoint Capital Management, LP3,529$732.0K0.01%
Glenmede Trust Co NA3,099$642.0K0.00%
Aigen Investment Management, LP2,758$572.0K0.10%
Gotham Asset Management, LLC2,387$495.0K0.02%
Fifth Third Bancorp2,022$419.0K0.00%
Avestar Capital, LLC1,991$413.0K0.08%
Vontobel Holding Ltd.1,961$407.0K0.00%
Silvercrest Asset Management Group LLC1,915$397.0K0.00%
Smith Group Asset Management, LLC1,688$350.0K0.02%
Spearhead Capital Advisors, LLC1,677$348.0K0.04%
United Capital Financial Advisers, LLC1,519$315.0K0.00%
Sawtooth Solutions, LLC1,278$265.0K0.03%
EFG Asset Management (Americas) Corp.1,168$242.0K0.04%
Corton Capital Inc.1,064$221.0K0.10%
Cim Investment Mangement Inc1,057$219.0K0.07%
Graham Capital Management, L.P.1,024$212.0K0.01%
Lincoln National Corp1,022$211.0K0.00%
Wealth Dimensions Group, Ltd.1,000$207.0K0.10%
National Asset Management, Inc.981$204.0K0.01%
Silvant Capital Management LLC846$175.0K0.03%
Bartlett & Co. Wealth Management LLC600$124.4K0.00%
Bartlett & Co. LLC600$124.0K0.00%
Herold Advisors, Inc.350$72.6K0.03%
Aaron Wealth Advisors13,478$65.0K0.00%
Umb Bank N A301$63.0K0.00%
Assetmark, Inc197$41.0K0.00%
PenderFund Capital Management Ltd.160$41.0K0.01%
AdvisorShares Investments LLC192$40.0K0.01%
Allworth Financial LP111$23.0K0.00%
Key Financial Inc82$17.0K0.01%
Steward Partners Investment Advisory, LLC50$10.0K0.00%
Trustcore Financial Services, LLC45$9.00K0.00%
Hantz Financial Services, Inc.26$5.00K0.00%
JFS Wealth Advisors, LLC21$4.00K0.00%
Money Concepts Capital Corp15$3.00K0.00%
Moisand Fitzgerald Tamayo, LLC15$3.00K0.00%
Massmutual Trust Co FSB11$2.00K0.00%
Institutional & Family Asset Management, LLC3$1.00K0.00%
Central Trust Co2$00.00%
Ci Investments Inc.2$00.00%
Capital Advisors, Ltd. LLC1$00.00%

Sold out (55)

Institutions that held Shockwave Medical, Inc. at the end of Q4 2021 and filed for Q1 2022 without it.

Institutions that sold out of SWAV in Q1 2022
InstitutionShares, Q4 2021Value, Q4 2021
Jacobs Levy Equity Management, Inc51,747$9.23M
Bank of Nova Scotia41,502$7.41M
Janney Montgomery Scott LLC20,784$3.71M
HRT Financial LP18,540$3.31M
Crestline Management, LP13,249$2.36M
Putnam Investments LLC12,787$2.28M
Toronto Dominion Bank11,932$2.13M
Twinbeech Capital LP11,255$2.01M
Empowered Funds, LLC10,011$1.78M
CIBC Private Wealth Group, LLC8,864$1.58M
Old Mission Capital LLC8,503$1.52M
Allianz Asset Management GmbH8,138$1.45M
EAM Investors, LLC7,597$1.35M
Ergoteles LLC6,900$1.23M
Dynamic Technology Lab Private Ltd6,791$1.21M
PEAK6 Investments LLC6,723$1.20M
Quadrature Capital Ltd6,120$1.09M
HSBC Holdings PLC5,564$992.0K
Boulder Hill Capital Management LP5,500$981.0K
Caxton Associates LP4,845$864.0K
Paloma Partners Management Co3,673$655.0K
IndexIQ Advisors LLC3,242$578.0K
Wellington Management Group LLP2,886$515.0K
Harvest Investment Services, LLC2,685$478.0K
Ellsworth Advisors, LLC2,606$465.0K
Beacon Pointe Advisors, LLC2,504$447.0K
Duality Advisers, LP2,171$387.0K
Walleye Trading LLC2,049$365.0K
TrinityPoint Wealth, LLC1,999$356.0K
Mercer Global Advisors Inc1,993$355.0K
Gyon Technologies Capital Management, LP1,907$340.0K
Y-Intercept (Hong Kong) Ltd1,871$334.0K
Conway Capital Management, Inc.1,585$282.7K
Apollon Wealth Management, LLC1,408$251.0K
HighTower Advisors, LLC1,201$214.0K
Two Sigma Securities, LLC1,186$211.0K
HM Payson & Co429$77.0K
Pinebridge Investments, L.P.300$53.0K
Altshuler Shaham Ltd252$45.0K
Total Clarity Wealth Management, Inc.191$34.0K
Dark Forest Capital Management LP120$21.0K
Proequities, Inc.90$16.0K
Meeder Asset Management Inc86$15.0K
Wagner Wealth Management, LLC72$13.0K
Elmwood Wealth Management, Inc.55$10.0K
Tradition Wealth Management, LLC45$8.00K
Confluence Wealth Services, Inc.45$8.00K
Robbins Farley LLC25$4.00K
Motley Fool Asset Management LLC16$3.00K
Bessemer Group Inc5$1.00K
Lee Financial Co4$1.00K
Column Capital Advisors, LLC3$1.00K
Glassman Wealth Services8$1.00K
EverSource Wealth Advisors, LLC6$1.00K
Tyler-Stone Wealth Management5$1.00K

Not filed for Q1 2022 yet (4)

Institutions that held Shockwave Medical, Inc. at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding SWAV in Q4 2021 that haven't filed for Q1 2022
InstitutionShares, Q4 2021Value, Q4 2021
Harbour Investments, Inc.1,073$191.0K
NEXT Financial Group, Inc100$18.0K
Bell Investment Advisors, Inc9$2.00K
Carroll Financial Associates, Inc.1$0