Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 308
- +18 vs. Q4 2021
- Shares held
- 32.2M
- +536.3K (+1.7%) vs. Q4 2021
- Total value
- $6.67B
- +$1.02B (+18.1%) vs. Q4 2021
- New holders
- 73
- 105 more added
- Sold out
- 55
- 93 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Central Trust Co | 2 | $0 | 0.00% | +2 | New |
| Ci Investments Inc. | 2 | $0 | 0.00% | +2 | New |
| Capital Advisors, Ltd. LLC | 1 | $0 | 0.00% | +1 | New |
| First Horizon Advisors, Inc. | 6 | $1.00K | 0.00% | −254−97.7% | Reduced |
| Institutional & Family Asset Management, LLC | 3 | $1.00K | 0.00% | +3 | New |
| First Manhattan Co | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 11 | $2.00K | 0.00% | +11 | New |
| Federation des caisses Desjardins du Quebec | 10 | $2.07K | 0.00% | 00.0% | Unchanged |
| Bellwether Advisors, LLC | 19 | $3.00K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 15 | $3.00K | 0.00% | +15 | New |
| Moisand Fitzgerald Tamayo, LLC | 15 | $3.00K | 0.00% | +15 | New |
| JFS Wealth Advisors, LLC | 21 | $4.00K | 0.00% | +21 | New |
| Larson Financial Group LLC | 23 | $5.00K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 24 | $5.00K | 0.00% | +20+500.0% | Added |
| Hantz Financial Services, Inc. | 26 | $5.00K | 0.00% | +26 | New |
| Newbridge Financial Services Group, Inc. | 33 | $7.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 45 | $9.00K | 0.00% | +45 | New |
| Evoke Wealth, LLC | 48 | $10.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 50 | $10.0K | 0.00% | +50 | New |
| Farmers & Merchants Investments Inc | 56 | $12.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 61 | $13.0K | 0.00% | +40+190.5% | Added |
| Pittenger & Anderson Inc | 70 | $15.0K | 0.00% | +5+7.7% | Added |
| Covestor Ltd | 76 | $16.0K | 0.01% | −234−75.5% | Reduced |
| Key Financial Inc | 82 | $17.0K | 0.01% | +82 | New |
| TCI Wealth Advisors, Inc. | 90 | $19.0K | 0.00% | −63−41.2% | Reduced |
| Horan Securities, Inc. | 90 | $19.0K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 98 | $20.0K | 0.00% | +94+2,350.0% | Added |
| Rockefeller Capital Management L.P. | 102 | $21.0K | 0.00% | −64−38.6% | Reduced |
| FinTrust Capital Advisors, LLC | 105 | $21.0K | 0.00% | −4−3.7% | Reduced |
| Prestige Wealth Management Group LLC | 100 | $21.0K | 0.01% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 113 | $23.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 111 | $23.0K | 0.00% | +111 | New |
| Adirondack Trust Co | 127 | $26.0K | 0.01% | 00.0% | Unchanged |
| Covington Capital Management | 150 | $31.0K | 0.00% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 156 | $32.0K | 0.01% | −52−25.0% | Reduced |
| Huntington National Bank | 154 | $32.0K | 0.00% | +23+17.6% | Added |
| Quadrant Capital Group LLC | 172 | $36.0K | 0.00% | +5+3.0% | Added |
| Private Capital Group, LLC | 181 | $38.0K | 0.01% | +12+7.1% | Added |
| AdvisorShares Investments LLC | 192 | $40.0K | 0.01% | +192 | New |
| Sterling Investment Advisors, Ltd. | 200 | $41.0K | 0.01% | 00.0% | Unchanged |
| Assetmark, Inc | 197 | $41.0K | 0.00% | +197 | New |
| PenderFund Capital Management Ltd. | 160 | $41.0K | 0.01% | +160 | New |
| National Bank of Canada | 220 | $46.0K | 0.00% | −9,399−97.7% | Reduced |
| Signaturefd, LLC | 224 | $46.0K | 0.00% | +95+73.6% | Added |
| Northwestern Mutual Wealth Management Co | 230 | $47.0K | 0.00% | +30+15.0% | Added |
| Umb Bank N A | 301 | $63.0K | 0.00% | +301 | New |
| Aaron Wealth Advisors | 13,478 | $65.0K | 0.00% | +13,478 | New |
| Financial Management Professionals, Inc. | 321 | $67.0K | 0.01% | −5−1.5% | Reduced |
| Herold Advisors, Inc. | 350 | $72.6K | 0.03% | +350 | New |
| Archer Investment Corp | 350 | $73.8K | 0.03% | −150−30.0% | Reduced |
| First PREMIER Bank | 400 | $83.0K | 0.02% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,505 | $90.0K | 0.00% | +1,351+117.1% | Added |
| Harbor Investment Advisory, LLC | 448 | $93.0K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 600 | $124.0K | 0.00% | +600 | New |
| Bartlett & Co. Wealth Management LLC | 600 | $124.4K | 0.00% | +600 | New |
| The PNC Financial Services Group, Inc. | 602 | $126.0K | 0.00% | −324−35.0% | Reduced |
| Fieldpoint Private Securities, LLC | 789 | $164.0K | 0.03% | 00.0% | Unchanged |
| Canada Pension Plan Investment Board | 800 | $166.0K | 0.00% | +213+36.3% | Added |
| Parallel Advisors, LLC | 880 | $171.0K | 0.01% | −7−0.8% | Reduced |
| Silvant Capital Management LLC | 846 | $175.0K | 0.03% | +846 | New |
| National Asset Management, Inc. | 981 | $204.0K | 0.01% | +981 | New |
| Arlington Financial Advisors, LLC | 1,000 | $207.0K | 0.08% | −500−33.3% | Reduced |
| Albion Financial Group | 1,000 | $207.0K | 0.02% | 00.0% | Unchanged |
| Wealth Dimensions Group, Ltd. | 1,000 | $207.0K | 0.10% | +1,000 | New |
| Lincoln National Corp | 1,022 | $211.0K | 0.00% | +1,022 | New |
| Graham Capital Management, L.P. | 1,024 | $212.0K | 0.01% | +1,024 | New |
| Nisa Investment Advisors, LLC | 1,038 | $215.0K | 0.00% | +48+4.8% | Added |
| Cim Investment Mangement Inc | 1,057 | $219.0K | 0.07% | +1,057 | New |
| JGP Global Gestao de Recursos Ltda. | 1,063 | $220.0K | 0.13% | −186−14.9% | Reduced |
| Acadian Asset Management LLC | 1,069 | $221.0K | 0.00% | −1,238−53.7% | Reduced |
| Corton Capital Inc. | 1,064 | $221.0K | 0.10% | +1,064 | New |
| Mayport, LLC | 1,125 | $233.0K | 0.16% | 00.0% | Unchanged |
| EFG Asset Management (Americas) Corp. | 1,168 | $242.0K | 0.04% | +1,168 | New |
| Engineers Gate Manager LP | 1,184 | $246.0K | 0.01% | −6,027−83.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,184 | $246.0K | 0.00% | +19+1.6% | Added |
| Captrust Financial Advisors | 1,196 | $248.0K | 0.00% | +902+306.8% | Added |
| Tocqueville Asset Management L.P. | 1,200 | $249.0K | 0.00% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 1,278 | $265.0K | 0.03% | +1,278 | New |
| Fulton Bank, N.A. | 1,285 | $266.0K | 0.01% | −71−5.2% | Reduced |
| D.A. Davidson & Co. | 1,375 | $285.0K | 0.00% | −300−17.9% | Reduced |
| Profund Advisors LLC | 1,389 | $288.0K | 0.01% | −228−14.1% | Reduced |
| Public Employees Retirement System of Ohio | 1,399 | $290.0K | 0.00% | +174+14.2% | Added |
| CIBC Asset Management Inc | 1,424 | $295.0K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 1,437 | $298.0K | 0.01% | −1,125−43.9% | Reduced |
| Koshinski Asset Management, Inc. | 1,480 | $306.9K | 0.03% | 00.0% | Unchanged |
| Bollard Group LLC | 1,500 | $311.0K | 0.01% | +200+15.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,516 | $314.0K | 0.00% | +26+1.7% | Added |
| United Capital Financial Advisers, LLC | 1,519 | $315.0K | 0.00% | +1,519 | New |
| Benjamin F. Edwards & Company, Inc. | 1,563 | $324.0K | 0.01% | −100−6.0% | Reduced |
| LGT Fund Management Co Ltd. | 1,600 | $333.0K | 0.04% | 00.0% | Unchanged |
| Cypress Capital Management LLC | 1,612 | $334.0K | 0.04% | 00.0% | Unchanged |
| Spearhead Capital Advisors, LLC | 1,677 | $348.0K | 0.04% | +1,677 | New |
| Smith Group Asset Management, LLC | 1,688 | $350.0K | 0.02% | +1,688 | New |
| Great West Life Assurance Co | 1,598 | $353.0K | 0.00% | −106−6.2% | Reduced |
| Kovack Advisors, Inc. | 1,719 | $356.0K | 0.04% | +563+48.7% | Added |
| Oppenheimer & Co Inc | 1,816 | $377.0K | 0.01% | +24+1.3% | Added |
| Xponance, Inc. | 1,842 | $382.0K | 0.01% | +13+0.7% | Added |
| Probity Advisors, Inc. | 1,903 | $395.0K | 0.08% | −3−0.2% | Reduced |
| Silvercrest Asset Management Group LLC | 1,915 | $397.0K | 0.00% | +1,915 | New |
| Laurel Wealth Advisors, Inc. | 1,963 | $407.0K | 0.03% | 00.0% | Unchanged |