Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 267
- +30 vs. Q2 2021
- Shares held
- 32.3M
- +102.8K (+0.3%) vs. Q2 2021
- Total value
- $6.64B
- +$531.4M (+8.7%) vs. Q2 2021
- New holders
- 53
- 93 more added
- Sold out
- 23
- 83 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sittner & Nelson, LLC | 2,140 | $441.0K | 0.28% | +140+7.0% | Added |
| TrinityPoint Wealth, LLC | 2,203 | $454.0K | 0.09% | −35−1.6% | Reduced |
| Henshaw Capital LLC | 2,300 | $473.5K | 0.03% | −534−18.8% | Reduced |
| Lazard Asset Management LLC | 2,312 | $475.0K | 0.00% | +2,312 | New |
| Polar Capital Holdings Plc | 2,310 | $476.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 2,365 | $487.0K | 0.00% | −6,803−74.2% | Reduced |
| Level Four Advisory Services, LLC | 2,395 | $493.0K | 0.05% | +936+64.2% | Added |
| Leonteq Securities AG | 2,417 | $497.6K | 0.03% | −128−5.0% | Reduced |
| Marshall Wace North America L.P. | 2,478 | $510.0K | 0.00% | +2,478 | New |
| Wellington Management Group LLP | 2,565 | $528.0K | 0.00% | +53+2.1% | Added |
| Acadian Asset Management LLC | 2,620 | $539.0K | 0.00% | +2,620 | New |
| Ameritas Investment Partners, Inc. | 2,637 | $543.0K | 0.02% | −9−0.3% | Reduced |
| Commonwealth Equity Services, LLC | 2,681 | $551.0K | 0.00% | −800−23.0% | Reduced |
| Bellwether Advisors, LLC | 2,764 | $569.0K | 0.19% | +2,764 | New |
| Conway Capital Management, Inc. | 3,020 | $621.8K | 0.42% | +1,310+76.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,055 | $629.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,084 | $635.0K | 0.02% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 3,116 | $641.0K | 0.00% | +3,116 | New |
| Banque Cantonale Vaudoise | 3,416 | $703.0K | 0.03% | −181−5.0% | Reduced |
| IndexIQ Advisors LLC | 3,452 | $711.0K | 0.02% | +346+11.1% | Added |
| Bank of Montreal | 3,382 | $716.0K | 0.00% | +464+15.9% | Added |
| Walleye Capital LLC | 3,745 | $771.0K | 0.02% | +1,531+69.2% | Added |
| Truist Financial Corp | 3,827 | $788.0K | 0.00% | +103+2.8% | Added |
| Maven Securities LTD | 3,916 | $806.0K | 0.09% | +3,916 | New |
| Williams Jones Wealth Management, LLC. | 4,050 | $834.0K | 0.01% | 00.0% | Unchanged |
| Verition Fund Management LLC | 4,127 | $850.0K | 0.01% | +1,364+49.4% | Added |
| AlphaCrest Capital Management LLC | 4,135 | $851.0K | 0.04% | +4,135 | New |
| Public Employees Retirement Association of Colorado | 4,184 | $861.0K | 0.00% | 00.0% | Unchanged |
| Algert Global LLC | 4,587 | $944.0K | 0.13% | +4,587 | New |
| Virginia Retirement Systems Et Al | 4,600 | $947.0K | 0.01% | +4,600 | New |
| Caxton Associates LP | 4,704 | $968.0K | 0.14% | −347−6.9% | Reduced |
| Oppenheimer Asset Management Inc. | 4,731 | $974.0K | 0.01% | −125−2.6% | Reduced |
| Ascent Wealth Partners, LLC | 4,859 | $1.00M | 0.19% | −32−0.7% | Reduced |
| DuPont Capital Management Corp | 4,962 | $1.02M | 0.03% | −177−3.4% | Reduced |
| Teacher Retirement System of Texas | 4,967 | $1.02M | 0.01% | +1,073+27.6% | Added |
| Avestar Capital, LLC | 5,148 | $1.06M | 0.21% | +5,148 | New |
| ProShare Advisors LLC | 5,158 | $1.06M | 0.00% | −3,597−41.1% | Reduced |
| Independent Advisor Alliance | 5,208 | $1.07M | 0.06% | −647−11.1% | Reduced |
| Hillsdale Investment Management Inc. | 5,700 | $1.17M | 0.09% | −1,000−14.9% | Reduced |
| Franklin Resources Inc | 5,908 | $1.22M | 0.00% | +5,908 | New |
| Wolverine Trading, LLC | 5,996 | $1.23M | 0.03% | −1,079−15.3% | Reduced |
| Los Angeles Capital Management LLC | 5,977 | $1.23M | 0.01% | 00.0% | Unchanged |
| Amalgamated Bank | 6,004 | $1.24M | 0.01% | −368−5.8% | Reduced |
| BNP Paribas Arbitrage, SA | 6,063 | $1.25M | 0.00% | +4,810+383.9% | Added |
| Prospera Financial Services Inc | 6,118 | $1.26M | 0.06% | +887+17.0% | Added |
| ExodusPoint Capital Management, LP | 6,354 | $1.31M | 0.02% | +6,354 | New |
| Susquehanna Fundamental Investments, LLC | 6,970 | $1.44M | 0.03% | +6,970 | New |
| Knights of Columbus Asset Advisors LLC | 7,086 | $1.46M | 0.13% | +7,086 | New |
| Victory Capital Management Inc | 7,245 | $1.49M | 0.00% | −896−11.0% | Reduced |
| MYDA Advisors LLC | 7,500 | $1.54M | 0.56% | −500−6.3% | Reduced |
| ClariVest Asset Management LLC | 7,721 | $1.59M | 0.05% | −117−1.5% | Reduced |
| EAM Global Investors LLC | 7,871 | $1.62M | 0.38% | +7,871 | New |
| Handelsbanken Fonder AB | 8,000 | $1.65M | 0.01% | +700+9.6% | Added |
| Matisse Capital | 8,086 | $1.67M | 0.61% | −20−0.2% | Reduced |
| Allianz Asset Management GmbH | 8,105 | $1.67M | 0.00% | +214+2.7% | Added |
| Financial Advocates Investment Management | 8,201 | $1.69M | 0.12% | −30−0.4% | Reduced |
| Empowered Funds, LLC | 8,475 | $1.75M | 0.22% | −2,170−20.4% | Reduced |
| STRS Ohio | 8,500 | $1.75M | 0.01% | −100−1.2% | Reduced |
| Arizona State Retirement System | 8,576 | $1.77M | 0.01% | +195+2.3% | Added |
| Occudo Quantitative Strategies LP | 8,727 | $1.80M | 0.22% | +537+6.6% | Added |
| Metropolitan Life Insurance Co | 8,843 | $1.82M | 0.03% | −357−3.9% | Reduced |
| Engineers Gate Manager LP | 8,936 | $1.84M | 0.10% | −12,977−59.2% | Reduced |
| Raymond James & Associates | 9,304 | $1.92M | 0.00% | −1,697−15.4% | Reduced |
| Squarepoint Ops LLC | 9,647 | $1.99M | 0.01% | −13,351−58.1% | Reduced |
| Citigroup Inc | 10,117 | $2.08M | 0.00% | +3,530+53.6% | Added |
| Brinker Capital Investments, LLC | 10,994 | $2.09M | 0.03% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 10,522 | $2.17M | 0.01% | +298+2.9% | Added |
| MetLife Investment Management | 11,661 | $2.40M | 0.02% | −355−3.0% | Reduced |
| State Board of Administration of Florida Retirement System | 11,698 | $2.41M | 0.00% | +360+3.2% | Added |
| Baird Financial Group, Inc. | 13,050 | $2.69M | 0.01% | +4,190+47.3% | Added |
| Voya Investment Management LLC | 13,174 | $2.71M | 0.01% | −84−0.6% | Reduced |
| Tiedemann Advisors, LLC | 14,166 | $2.92M | 0.16% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 15,029 | $3.09M | 0.04% | −18,826−55.6% | Reduced |
| EAM Investors, LLC | 15,438 | $3.18M | 0.54% | −1,397−8.3% | Reduced |
| Biondo Investment Advisors, LLC | 16,490 | $3.40M | 0.58% | +10,465+173.7% | Added |
| SG Americas Securities, LLC | 16,771 | $3.45M | 0.02% | +435+2.7% | Added |
| AQR Capital Management LLC | 17,191 | $3.54M | 0.01% | +7,564+78.6% | Added |
| Manufacturers Life Insurance Company, The | 17,212 | $3.54M | 0.00% | −1,682−8.9% | Reduced |
| Envestnet Asset Management Inc | 17,457 | $3.59M | 0.00% | +1,731+11.0% | Added |
| CIBC Private Wealth Group, LLC | 17,497 | $3.60M | 0.01% | +17,497 | New |
| American International Group, Inc. | 18,469 | $3.80M | 0.02% | −439−2.3% | Reduced |
| State of New Jersey Common Pension Fund D | 20,082 | $4.13M | 0.01% | −239−1.2% | Reduced |
| Marshall Wace, LLP | 21,763 | $4.48M | 0.02% | +11,397+109.9% | Added |
| SEI Investments Co | 22,370 | $4.61M | 0.01% | −2,491−10.0% | Reduced |
| Cinctive Capital Management LP | 23,750 | $4.89M | 0.27% | +16,750+239.3% | Added |
| 1832 Asset Management L.P. | 25,000 | $5.17M | 0.01% | +25,000 | New |
| UBS Group AG | 26,101 | $5.37M | 0.00% | −2,148−7.6% | Reduced |
| LPL Financial LLC | 26,406 | $5.44M | 0.01% | +3,266+14.1% | Added |
| Prudential Financial Inc | 26,781 | $5.51M | 0.01% | +1,150+4.5% | Added |
| Next Century Growth Investors LLC | 27,315 | $5.62M | 0.49% | +8,459+44.9% | Added |
| Sectoral Asset Management Inc | 28,000 | $5.76M | 0.48% | 00.0% | Unchanged |
| Calamos Advisors LLC | 28,067 | $5.78M | 0.03% | +19,041+211.0% | Added |
| Legal & General Group Plc | 30,513 | $6.28M | 0.00% | +6,188+25.4% | Added |
| Bridgewater Associates, LP | 32,121 | $6.61M | 0.04% | −2,732−7.8% | Reduced |
| Rhenman & Partners Asset Management AB | 34,000 | $7.00M | 0.49% | +100.0% | Added |
| Natixis | 34,288 | $7.06M | 0.02% | +34,288 | New |
| AtonRa Partners | 34,615 | $7.13M | 2.38% | +3,252+10.4% | Added |
| UBS Asset Management Americas Inc | 35,607 | $7.33M | 0.00% | +543+1.5% | Added |
| Rhumbline Advisers | 35,694 | $7.35M | 0.01% | +1,219+3.5% | Added |
| Citadel Advisors LLC | 36,071 | $7.43M | 0.01% | −50,608−58.4% | Reduced |