Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Sunworks, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −3 vs. Q1 2021
- Shares held
- 9.22M
- +1.13M (+13.9%) vs. Q1 2021
- Total value
- $96.9M
- −$22.0M (−18.5%) vs. Q1 2021
- New holders
- 10
- 9 more added
- Sold out
- 13
- 11 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Invesco Ltd. | 5,388,579 | $56.6M | 0.01% | +879,905+19.5% | Added |
| Vanguard Group Inc | 1,174,995 | $12.3M | 0.00% | +826,799+237.5% | Added |
| Susquehanna International Group, LLP | 527,444 | $5.54M | 0.01% | −188,687−26.3% | Reduced |
| BlackRock Inc. | 496,120 | $5.21M | 0.00% | +45,403+10.1% | Added |
| Geode Capital Management, LLC | 224,221 | $2.36M | 0.00% | +37,644+20.2% | Added |
| Alps Advisors Inc | 221,282 | $2.33M | 0.02% | −11,263−4.8% | Reduced |
| Creative Planning | 213,119 | $2.24M | 0.00% | −1,300−0.6% | Reduced |
| Sculptor Capital LP | 174,600 | $1.83M | 0.02% | +1,100+0.6% | Added |
| Hussman Strategic Advisors, Inc. | 124,000 | $1.30M | 0.27% | +88,000+244.4% | Added |
| Susquehanna Fundamental Investments, LLC | 99,714 | $1.05M | 0.02% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 95,231 | $1.00M | 0.00% | +95,231 | New |
| State Street Corp | 79,690 | $838.0K | 0.00% | +79,690 | New |
| Advisor Group Holdings, Inc. | 54,452 | $572.0K | 0.00% | +264+0.5% | Added |
| Northern Trust Corp | 47,113 | $495.0K | 0.00% | −220.0% | Reduced |
| Citadel Advisors LLC | 46,140 | $485.0K | 0.00% | −3,216−6.5% | Reduced |
| Morgan Stanley | 40,100 | $421.0K | 0.00% | +15,756+64.7% | Added |
| Two Sigma Advisers, LP | 35,800 | $376.0K | 0.00% | +35,800 | New |
| Price T Rowe Associates Inc | 35,000 | $368.0K | 0.00% | −5,200−12.9% | Reduced |
| Engineers Gate Manager LP | 27,871 | $293.0K | 0.02% | +27,871 | New |
| Sunbelt Securities, Inc. | 35,500 | $291.0K | 0.05% | −1,000−2.7% | Reduced |
| Commonwealth Equity Services, LLC | 21,280 | $223.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 20,473 | $215.0K | 0.00% | −1,790−8.0% | Reduced |
| Raymond James & Associates | 15,600 | $164.0K | 0.00% | +15,600 | New |
| PEAK6 Investments LLC | 10,714 | $113.0K | 0.00% | +10,714 | New |
| Group One Trading, L.P. | 8,885 | $93.0K | 0.00% | +8,885 | New |
| Tower Research Capital LLC (TRC) | 2,132 | $22.0K | 0.00% | −36,496−94.5% | Reduced |
| Wells Fargo & Company | 1,675 | $18.0K | 0.00% | +19+1.1% | Added |
| Royal Bank of Canada | 1,253 | $13.0K | 0.00% | −545−30.3% | Reduced |
| Credit Agricole S A | 480 | $5.00K | 0.00% | +480 | New |
| Covington Capital Management | 316 | $3.00K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 188 | $2.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 147 | $1.00K | 0.00% | −12,466−98.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 129 | $1.00K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 133 | $1.00K | 0.00% | +133 | New |
| Glen Eagle Advisors, LLC | 1 | $11 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 14 | $0 | 0.00% | +14 | New |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −494,500−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −161,232−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −47,519−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −21,292−100.0% | Sold out |
| Sassicaia Capital Advisers LLC | 0 | $0 | 0.00% | −14,871−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −14,789−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −12,108−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −10,669−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,435−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Concord Wealth Partners | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −160−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −242−100.0% | Sold out |