Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Sunworks, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +10 vs. Q2 2022
- Shares held
- 5.70M
- +1.50M (+35.8%) vs. Q2 2022
- Total value
- $15.9M
- +$9.27M (+139.9%) vs. Q2 2022
- New holders
- 14
- 18 more added
- Sold out
- 4
- 9 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 1,807,229 | $5.04M | 0.00% | +332,524+22.5% | Added |
| BlackRock Inc. | 557,988 | $1.56M | 0.00% | +39,151+7.5% | Added |
| Citadel Advisors LLC | 469,519 | $1.31M | 0.00% | +436,115+1,305.6% | Added |
| EAM Investors, LLC | 318,064 | $887.0K | 0.19% | +318,064 | New |
| Geode Capital Management, LLC | 291,027 | $811.0K | 0.00% | +12,799+4.6% | Added |
| Occudo Quantitative Strategies LP | 272,429 | $760.0K | 0.06% | +272,429 | New |
| Schonfeld Strategic Advisors LLC | 201,800 | $563.0K | 0.00% | +201,800 | New |
| Millennium Management LLC | 167,823 | $468.0K | 0.00% | −197,420−54.1% | Reduced |
| Alpha Paradigm Partners, LLC | 164,705 | $460.0K | 0.20% | +164,705 | New |
| Goldman Sachs Group Inc | 148,105 | $413.0K | 0.00% | +104,232+237.6% | Added |
| Jane Street Group, LLC | 146,075 | $408.0K | 0.00% | +125,907+624.3% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 120,144 | $335.0K | 0.00% | +96,467+407.4% | Added |
| State Street Corp | 113,153 | $316.0K | 0.00% | +24,800+28.1% | Added |
| Group One Trading, L.P. | 79,856 | $223.0K | 0.01% | −15,617−16.4% | Reduced |
| Susquehanna Fundamental Investments, LLC | 77,618 | $217.0K | 0.00% | +77,618 | New |
| Cubist Systematic Strategies, LLC | 76,673 | $214.0K | 0.00% | +76,673 | New |
| Virtu Financial LLC | 65,789 | $184.0K | 0.02% | +55,072+513.9% | Added |
| Morgan Stanley | 56,854 | $158.0K | 0.00% | −9,911−14.8% | Reduced |
| Northern Trust Corp | 54,620 | $152.0K | 0.00% | +3,414+6.7% | Added |
| XTX Topco Ltd | 51,709 | $144.0K | 0.04% | −24,109−31.8% | Reduced |
| Price T Rowe Associates Inc | 50,400 | $141.0K | 0.00% | +4,200+9.1% | Added |
| Creative Planning | 50,105 | $140.0K | 0.00% | −52,014−50.9% | Reduced |
| Renaissance Technologies LLC | 32,228 | $90.0K | 0.00% | −722,172−95.7% | Reduced |
| Jump Financial, LLC | 30,500 | $85.0K | 0.00% | +30,500 | New |
| Bank of New York Mellon Corp | 28,870 | $81.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 23,640 | $66.0K | 0.00% | +23,593+50,197.9% | Added |
| Tower Research Capital LLC (TRC) | 20,456 | $57.0K | 0.00% | +20,282+11,656.3% | Added |
| Bridgeway Capital Management, LLC | 20,000 | $56.0K | 0.00% | +20,000 | New |
| Dimensional Fund Advisors LP | 19,772 | $55.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 19,786 | $55.0K | 0.00% | +17,617+812.2% | Added |
| Prudential Financial Inc | 17,800 | $50.0K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 17,868 | $50.0K | 0.00% | +17,868 | New |
| Charles Schwab Investment Management Inc | 17,256 | $49.0K | 0.00% | +17,256 | New |
| Advisor Group Holdings, Inc. | 15,251 | $42.0K | 0.00% | −200−1.3% | Reduced |
| Worth Venture Partners, LLC | 15,000 | $42.0K | 0.03% | +15,000 | New |
| Summit Financial, LLC | 13,000 | $36.3K | 0.00% | +13,000 | New |
| First Republic Investment Management, Inc. | 11,528 | $32.0K | 0.00% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 10,625 | $30.0K | 0.02% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 10,283 | $29.0K | 0.00% | +10,283 | New |
| FMR LLC | 10,051 | $28.0K | 0.00% | +9,800+3,904.4% | Added |
| Federation des caisses Desjardins du Quebec | 7,300 | $20.4K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 7,444 | $20.0K | 0.00% | +7,444 | New |
| Cutler Group LP | 5,967 | $16.0K | 0.00% | +5,056+555.0% | Added |
| Wells Fargo & Company | 1,219 | $4.00K | 0.00% | −1−0.1% | Reduced |
| Rational Advisors LLC | 1,076 | $3.00K | 0.00% | +1+0.1% | Added |
| Royal Bank of Canada | 1,181 | $3.00K | 0.00% | +1,006+574.9% | Added |
| Federated Hermes, Inc. | 445 | $1.00K | 0.00% | −704−61.3% | Reduced |
| Credit Agricole S A | 480 | $1.00K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| BCR Wealth Strategies, LLC | 75 | $0 | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −14,741−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −14,210−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,490−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |