Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Sunworks, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +10 vs. Q2 2022
- Shares held
- 5.70M
- +1.50M (+35.8%) vs. Q2 2022
- Total value
- $15.9M
- +$9.27M (+139.9%) vs. Q2 2022
- New holders
- 14
- 18 more added
- Sold out
- 4
- 9 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Avion Wealth | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| BCR Wealth Strategies, LLC | 75 | $0 | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 445 | $1.00K | 0.00% | −704−61.3% | Reduced |
| Credit Agricole S A | 480 | $1.00K | 0.00% | 00.0% | Unchanged |
| Rational Advisors LLC | 1,076 | $3.00K | 0.00% | +1+0.1% | Added |
| Royal Bank of Canada | 1,181 | $3.00K | 0.00% | +1,006+574.9% | Added |
| Wells Fargo & Company | 1,219 | $4.00K | 0.00% | −1−0.1% | Reduced |
| Cutler Group LP | 5,967 | $16.0K | 0.00% | +5,056+555.0% | Added |
| Simplex Trading, LLC | 7,444 | $20.0K | 0.00% | +7,444 | New |
| Federation des caisses Desjardins du Quebec | 7,300 | $20.4K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 10,051 | $28.0K | 0.00% | +9,800+3,904.4% | Added |
| Susquehanna International Group, LLP | 10,283 | $29.0K | 0.00% | +10,283 | New |
| Colonial River Wealth Management, LLC | 10,625 | $30.0K | 0.02% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 11,528 | $32.0K | 0.00% | 00.0% | Unchanged |
| Summit Financial, LLC | 13,000 | $36.3K | 0.00% | +13,000 | New |
| Advisor Group Holdings, Inc. | 15,251 | $42.0K | 0.00% | −200−1.3% | Reduced |
| Worth Venture Partners, LLC | 15,000 | $42.0K | 0.03% | +15,000 | New |
| Charles Schwab Investment Management Inc | 17,256 | $49.0K | 0.00% | +17,256 | New |
| Prudential Financial Inc | 17,800 | $50.0K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 17,868 | $50.0K | 0.00% | +17,868 | New |
| Dimensional Fund Advisors LP | 19,772 | $55.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 19,786 | $55.0K | 0.00% | +17,617+812.2% | Added |
| Bridgeway Capital Management, LLC | 20,000 | $56.0K | 0.00% | +20,000 | New |
| Tower Research Capital LLC (TRC) | 20,456 | $57.0K | 0.00% | +20,282+11,656.3% | Added |
| UBS Group AG | 23,640 | $66.0K | 0.00% | +23,593+50,197.9% | Added |
| Bank of New York Mellon Corp | 28,870 | $81.0K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 30,500 | $85.0K | 0.00% | +30,500 | New |
| Renaissance Technologies LLC | 32,228 | $90.0K | 0.00% | −722,172−95.7% | Reduced |
| Creative Planning | 50,105 | $140.0K | 0.00% | −52,014−50.9% | Reduced |
| Price T Rowe Associates Inc | 50,400 | $141.0K | 0.00% | +4,200+9.1% | Added |
| XTX Topco Ltd | 51,709 | $144.0K | 0.04% | −24,109−31.8% | Reduced |
| Northern Trust Corp | 54,620 | $152.0K | 0.00% | +3,414+6.7% | Added |
| Morgan Stanley | 56,854 | $158.0K | 0.00% | −9,911−14.8% | Reduced |
| Virtu Financial LLC | 65,789 | $184.0K | 0.02% | +55,072+513.9% | Added |
| Cubist Systematic Strategies, LLC | 76,673 | $214.0K | 0.00% | +76,673 | New |
| Susquehanna Fundamental Investments, LLC | 77,618 | $217.0K | 0.00% | +77,618 | New |
| Group One Trading, L.P. | 79,856 | $223.0K | 0.01% | −15,617−16.4% | Reduced |
| State Street Corp | 113,153 | $316.0K | 0.00% | +24,800+28.1% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 120,144 | $335.0K | 0.00% | +96,467+407.4% | Added |
| Jane Street Group, LLC | 146,075 | $408.0K | 0.00% | +125,907+624.3% | Added |
| Goldman Sachs Group Inc | 148,105 | $413.0K | 0.00% | +104,232+237.6% | Added |
| Alpha Paradigm Partners, LLC | 164,705 | $460.0K | 0.20% | +164,705 | New |
| Millennium Management LLC | 167,823 | $468.0K | 0.00% | −197,420−54.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 201,800 | $563.0K | 0.00% | +201,800 | New |
| Occudo Quantitative Strategies LP | 272,429 | $760.0K | 0.06% | +272,429 | New |
| Geode Capital Management, LLC | 291,027 | $811.0K | 0.00% | +12,799+4.6% | Added |
| EAM Investors, LLC | 318,064 | $887.0K | 0.19% | +318,064 | New |
| Citadel Advisors LLC | 469,519 | $1.31M | 0.00% | +436,115+1,305.6% | Added |
| BlackRock Inc. | 557,988 | $1.56M | 0.00% | +39,151+7.5% | Added |
| Vanguard Group Inc | 1,807,229 | $5.04M | 0.00% | +332,524+22.5% | Added |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −14,741−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −14,210−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,490−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |