Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Sunworks, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- 0 vs. Q3 2021
- Shares held
- 7.97M
- −764.9K (−8.8%) vs. Q3 2021
- Total value
- $24.5M
- −$29.2M (−54.4%) vs. Q3 2021
- New holders
- 12
- 10 more added
- Sold out
- 12
- 14 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Invesco Ltd. | 2,334,716 | $7.17M | 0.00% | −1,637,112−41.2% | Reduced |
| Vanguard Group Inc | 1,209,695 | $3.71M | 0.00% | −2,019−0.2% | Reduced |
| Renaissance Technologies LLC | 1,100,646 | $3.38M | 0.00% | +961,673+692.0% | Added |
| BlackRock Inc. | 490,303 | $1.51M | 0.00% | −4,242−0.9% | Reduced |
| Morgan Stanley | 420,328 | $1.29M | 0.00% | −79,819−16.0% | Reduced |
| Susquehanna International Group, LLP | 379,016 | $1.16M | 0.00% | −67,964−15.2% | Reduced |
| First Trust Advisors LP | 248,637 | $763.0K | 0.00% | +39,453+18.9% | Added |
| Geode Capital Management, LLC | 236,762 | $726.0K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 227,326 | $697.0K | 0.00% | +86,393+61.3% | Added |
| Engineers Gate Manager LP | 197,346 | $606.0K | 0.03% | +197,346 | New |
| Goldman Sachs Group Inc | 129,008 | $397.0K | 0.00% | +97,834+313.8% | Added |
| Hussman Strategic Advisors, Inc. | 124,000 | $381.0K | 0.08% | 00.0% | Unchanged |
| Creative Planning | 102,119 | $314.0K | 0.00% | −111,000−52.1% | Reduced |
| Jane Street Group, LLC | 94,195 | $289.0K | 0.00% | +48,106+104.4% | Added |
| State Street Corp | 80,490 | $247.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 69,692 | $214.0K | 0.01% | −30,022−30.1% | Reduced |
| Advisor Group Holdings, Inc. | 69,272 | $213.0K | 0.00% | −9,737−12.3% | Reduced |
| Citadel Advisors LLC | 68,547 | $210.0K | 0.00% | +13,806+25.2% | Added |
| Northern Trust Corp | 51,206 | $157.0K | 0.00% | −6,948−11.9% | Reduced |
| Price T Rowe Associates Inc | 44,600 | $137.0K | 0.00% | +15,600+53.8% | Added |
| ExodusPoint Capital Management, LP | 43,638 | $134.0K | 0.00% | −18,367−29.6% | Reduced |
| JPMorgan Chase & Co | 35,031 | $108.0K | 0.00% | +35,031 | New |
| Jump Financial, LLC | 32,400 | $99.0K | 0.01% | +32,400 | New |
| Bank of New York Mellon Corp | 28,950 | $89.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 26,256 | $81.0K | 0.02% | +26,256 | New |
| Marshall Wace, LLP | 25,712 | $79.0K | 0.00% | +25,712 | New |
| Healthcare of Ontario Pension Plan Trust Fund | 23,498 | $72.0K | 0.00% | +23,498 | New |
| Wolverine Trading, LLC | 19,079 | $60.0K | 0.00% | −11,643−37.9% | Reduced |
| D. E. Shaw & Co., Inc. | 14,162 | $43.0K | 0.00% | −57,762−80.3% | Reduced |
| Colonial River Wealth Management, LLC | 10,625 | $33.0K | 0.02% | +10,625 | New |
| Virtu Financial LLC | 10,320 | $32.0K | 0.00% | +10,320 | New |
| UBS Group AG | 6,642 | $20.0K | 0.00% | +6,642 | New |
| Simplex Trading, LLC | 4,481 | $13.0K | 0.00% | +4,481 | New |
| Cutler Group LP | 3,857 | $11.0K | 0.00% | +2,057+114.3% | Added |
| Wells Fargo & Company | 2,167 | $7.00K | 0.00% | +1,000+85.7% | Added |
| Bank of America Corp | 2,001 | $6.00K | 0.00% | −60,143−96.8% | Reduced |
| Credit Agricole S A | 480 | $1.00K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 316 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 169 | $1.00K | 0.00% | +30+21.6% | Added |
| Lenox Wealth Advisors, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Strengthening Families & Communities, LLC | 380 | $1.00K | 0.00% | +380 | New |
| Koshinski Asset Management, Inc. | 140 | $430 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 14 | $0 | 0.00% | −506−97.3% | Reduced |
| Avion Wealth | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| BCR Wealth Strategies, LLC | 75 | $0 | 0.00% | +75 | New |
| Millennium Management LLC | 0 | $0 | 0.00% | −113,069−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −55,067−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −35,500−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −40,951−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −27,966−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −13,785−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −13,396−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −6,263−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −129−100.0% | Sold out |
| Truvestments Capital LLC | 0 | $0 | 0.00% | −188−100.0% | Sold out |
| Glen Eagle Advisors, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Gerber Kawasaki Wealth & Investment Management | 0 | $0 | 0.00% | −8−100.0% | Sold out |