Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Sunworks, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- 0 vs. Q3 2021
- Shares held
- 7.97M
- −764.9K (−8.8%) vs. Q3 2021
- Total value
- $24.5M
- −$29.2M (−54.4%) vs. Q3 2021
- New holders
- 12
- 10 more added
- Sold out
- 12
- 14 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 14 | $0 | 0.00% | −506−97.3% | Reduced |
| Avion Wealth | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| BCR Wealth Strategies, LLC | 75 | $0 | 0.00% | +75 | New |
| Koshinski Asset Management, Inc. | 140 | $430 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 480 | $1.00K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 316 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 169 | $1.00K | 0.00% | +30+21.6% | Added |
| Lenox Wealth Advisors, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Strengthening Families & Communities, LLC | 380 | $1.00K | 0.00% | +380 | New |
| Bank of America Corp | 2,001 | $6.00K | 0.00% | −60,143−96.8% | Reduced |
| Wells Fargo & Company | 2,167 | $7.00K | 0.00% | +1,000+85.7% | Added |
| Cutler Group LP | 3,857 | $11.0K | 0.00% | +2,057+114.3% | Added |
| Simplex Trading, LLC | 4,481 | $13.0K | 0.00% | +4,481 | New |
| UBS Group AG | 6,642 | $20.0K | 0.00% | +6,642 | New |
| Virtu Financial LLC | 10,320 | $32.0K | 0.00% | +10,320 | New |
| Colonial River Wealth Management, LLC | 10,625 | $33.0K | 0.02% | +10,625 | New |
| D. E. Shaw & Co., Inc. | 14,162 | $43.0K | 0.00% | −57,762−80.3% | Reduced |
| Wolverine Trading, LLC | 19,079 | $60.0K | 0.00% | −11,643−37.9% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 23,498 | $72.0K | 0.00% | +23,498 | New |
| Marshall Wace, LLP | 25,712 | $79.0K | 0.00% | +25,712 | New |
| Two Sigma Securities, LLC | 26,256 | $81.0K | 0.02% | +26,256 | New |
| Bank of New York Mellon Corp | 28,950 | $89.0K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 32,400 | $99.0K | 0.01% | +32,400 | New |
| JPMorgan Chase & Co | 35,031 | $108.0K | 0.00% | +35,031 | New |
| ExodusPoint Capital Management, LP | 43,638 | $134.0K | 0.00% | −18,367−29.6% | Reduced |
| Price T Rowe Associates Inc | 44,600 | $137.0K | 0.00% | +15,600+53.8% | Added |
| Northern Trust Corp | 51,206 | $157.0K | 0.00% | −6,948−11.9% | Reduced |
| Citadel Advisors LLC | 68,547 | $210.0K | 0.00% | +13,806+25.2% | Added |
| Advisor Group Holdings, Inc. | 69,272 | $213.0K | 0.00% | −9,737−12.3% | Reduced |
| Susquehanna Fundamental Investments, LLC | 69,692 | $214.0K | 0.01% | −30,022−30.1% | Reduced |
| State Street Corp | 80,490 | $247.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 94,195 | $289.0K | 0.00% | +48,106+104.4% | Added |
| Creative Planning | 102,119 | $314.0K | 0.00% | −111,000−52.1% | Reduced |
| Hussman Strategic Advisors, Inc. | 124,000 | $381.0K | 0.08% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 129,008 | $397.0K | 0.00% | +97,834+313.8% | Added |
| Engineers Gate Manager LP | 197,346 | $606.0K | 0.03% | +197,346 | New |
| HRT Financial LP | 227,326 | $697.0K | 0.00% | +86,393+61.3% | Added |
| Geode Capital Management, LLC | 236,762 | $726.0K | 0.00% | 00.0% | Unchanged |
| First Trust Advisors LP | 248,637 | $763.0K | 0.00% | +39,453+18.9% | Added |
| Susquehanna International Group, LLP | 379,016 | $1.16M | 0.00% | −67,964−15.2% | Reduced |
| Morgan Stanley | 420,328 | $1.29M | 0.00% | −79,819−16.0% | Reduced |
| BlackRock Inc. | 490,303 | $1.51M | 0.00% | −4,242−0.9% | Reduced |
| Renaissance Technologies LLC | 1,100,646 | $3.38M | 0.00% | +961,673+692.0% | Added |
| Vanguard Group Inc | 1,209,695 | $3.71M | 0.00% | −2,019−0.2% | Reduced |
| Invesco Ltd. | 2,334,716 | $7.17M | 0.00% | −1,637,112−41.2% | Reduced |
| Millennium Management LLC | 0 | $0 | 0.00% | −113,069−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −55,067−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −35,500−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −40,951−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −27,966−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −13,785−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −13,396−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −6,263−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −129−100.0% | Sold out |
| Truvestments Capital LLC | 0 | $0 | 0.00% | −188−100.0% | Sold out |
| Glen Eagle Advisors, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Gerber Kawasaki Wealth & Investment Management | 0 | $0 | 0.00% | −8−100.0% | Sold out |