Sunworks, Inc.
SUNWDelisted- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted in 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.45M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Sunworks, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SUNW is no longer listed, so this page shows Q4 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 31
- −5 vs. Q3 2023
- Shares held
- 6.08M
- +2.56M (+72.6%) vs. Q3 2023
- Total value
- $1.43M
- −$405.4K (−22.1%) vs. Q3 2023
- New holders
- 5
- 11 more added
- Sold out
- 10
- 6 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.45M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $25.6M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Connective Capital Management, LLC | 2,399,244 | $563.3K | 0.48% | +2,399,244 | New |
| Vanguard Group Inc | 1,798,802 | $422.4K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 435,323 | $102.2K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 366,177 | $86.0K | 0.00% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 302,073 | $70.9K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 182,700 | $43.0K | 0.00% | +109,300+148.9% | Added |
| State Street Corp | 113,153 | $26.6K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 73,379 | $17.2K | 0.00% | +10,639+17.0% | Added |
| Morgan Stanley | 65,768 | $15.4K | 0.00% | +41,771+174.1% | Added |
| Northern Trust Corp | 59,764 | $14.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 52,328 | $12.3K | 0.00% | +52,066+19,872.5% | Added |
| Group One Trading, L.P. | 39,536 | $9.28K | 0.00% | −1,600−3.9% | Reduced |
| Summit Financial, LLC | 28,000 | $6.57K | 0.00% | +14,000+100.0% | Added |
| Two Sigma Securities, LLC | 26,044 | $6.12K | 0.00% | +7,255+38.6% | Added |
| Tower Research Capital LLC (TRC) | 22,351 | $5.25K | 0.00% | +22,299+42,882.7% | Added |
| Traphagen Investment Advisors LLC | 21,000 | $4.93K | 0.00% | 00.0% | Unchanged |
| Cantor Fitzgerald, L. P. | 21,000 | $4.93K | 0.00% | +21,000 | New |
| Bank of New York Mellon Corp | 17,087 | $4.01K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 18,644 | $4.00K | 0.00% | +18,644 | New |
| Susquehanna International Group, LLP | 13,376 | $3.14K | 0.00% | +1,154+9.4% | Added |
| Federation des caisses Desjardins du Quebec | 8,200 | $1.93K | 0.00% | +900+12.3% | Added |
| Baader Bank INC | 10,527 | $1.83K | 0.00% | −473−4.3% | Reduced |
| Advisor Group Holdings, Inc. | 2,703 | $635 | 0.00% | −1,425−34.5% | Reduced |
| Wells Fargo & Company | 1,341 | $315 | 0.00% | +42+3.2% | Added |
| Cape Investment Advisory, Inc. | 500 | $117 | 0.00% | 00.0% | Unchanged |
| REAP Financial Group, LLC | 100 | $23 | 0.00% | +100 | New |
| Bank of America Corp | 70 | $16 | 0.00% | +70 | New |
| Qube Research & Technologies Ltd | 51 | $12 | 0.00% | −66−56.4% | Reduced |
| Coppell Advisory Solutions LLC | 14 | $3 | 0.00% | −9−39.1% | Reduced |
| Royal Bank of Canada | 382 | $0 | 0.00% | +282+282.0% | Added |
| Cutler Group LP | 53 | $0 | 0.00% | −100−65.4% | Reduced |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −39,051−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −34,200−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −25,666−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −17,256−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −4,151−100.0% | Sold out |
| Rational Advisors LLC | 0 | $0 | 0.00% | −1,076−100.0% | Sold out |
| Credit Agricole S A | 0 | $0 | 0.00% | −480−100.0% | Sold out |
| ORG Partners LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Nemes Rush Group LLC | 0 | $0 | 0.00% | −11−100.0% | Sold out |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |