Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Sunworks, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- +7 vs. Q2 2021
- Shares held
- 8.73M
- −491.2K (−5.3%) vs. Q2 2021
- Total value
- $53.7M
- −$43.2M (−44.6%) vs. Q2 2021
- New holders
- 16
- 11 more added
- Sold out
- 9
- 7 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Invesco Ltd. | 3,971,828 | $24.4M | 0.01% | −1,416,751−26.3% | Reduced |
| Vanguard Group Inc | 1,211,714 | $7.44M | 0.00% | +36,719+3.1% | Added |
| Morgan Stanley | 500,147 | $3.07M | 0.00% | +460,047+1,147.2% | Added |
| BlackRock Inc. | 494,545 | $3.04M | 0.00% | −1,575−0.3% | Reduced |
| Susquehanna International Group, LLP | 446,980 | $2.74M | 0.00% | −80,464−15.3% | Reduced |
| Geode Capital Management, LLC | 236,762 | $1.45M | 0.00% | +12,541+5.6% | Added |
| Creative Planning | 213,119 | $1.31M | 0.00% | 00.0% | Unchanged |
| First Trust Advisors LP | 209,184 | $1.28M | 0.00% | +209,184 | New |
| HRT Financial LP | 140,933 | $865.0K | 0.01% | +140,933 | New |
| Renaissance Technologies LLC | 138,973 | $853.0K | 0.00% | +138,973 | New |
| Hussman Strategic Advisors, Inc. | 124,000 | $761.0K | 0.17% | 00.0% | Unchanged |
| Millennium Management LLC | 113,069 | $694.0K | 0.00% | +113,069 | New |
| Susquehanna Fundamental Investments, LLC | 99,714 | $612.0K | 0.01% | 00.0% | Unchanged |
| State Street Corp | 80,490 | $494.0K | 0.00% | +800+1.0% | Added |
| Advisor Group Holdings, Inc. | 79,009 | $485.0K | 0.00% | +24,557+45.1% | Added |
| D. E. Shaw & Co., Inc. | 71,924 | $442.0K | 0.00% | +71,924 | New |
| Bank of America Corp | 62,144 | $382.0K | 0.00% | +62,130+443,785.7% | Added |
| ExodusPoint Capital Management, LP | 62,005 | $381.0K | 0.01% | +62,005 | New |
| Northern Trust Corp | 58,154 | $357.0K | 0.00% | +11,041+23.4% | Added |
| Paloma Partners Management Co | 55,067 | $338.0K | 0.01% | +55,067 | New |
| Citadel Advisors LLC | 54,741 | $336.0K | 0.00% | +8,601+18.6% | Added |
| Sunbelt Securities, Inc. | 35,500 | $291.0K | 0.05% | 00.0% | Unchanged |
| Jane Street Group, LLC | 46,089 | $283.0K | 0.00% | +46,089 | New |
| Balyasny Asset Management LLC | 40,951 | $251.0K | 0.00% | +40,951 | New |
| Goldman Sachs Group Inc | 31,174 | $191.0K | 0.00% | +31,174 | New |
| Wolverine Trading, LLC | 30,722 | $183.0K | 0.00% | +30,722 | New |
| Price T Rowe Associates Inc | 29,000 | $178.0K | 0.00% | −6,000−17.1% | Reduced |
| Bank of New York Mellon Corp | 28,950 | $178.0K | 0.00% | +8,477+41.4% | Added |
| Old Mission Capital LLC | 27,966 | $172.0K | 0.01% | +27,966 | New |
| Trexquant Investment LP | 13,785 | $85.0K | 0.01% | +13,785 | New |
| PEAK6 Investments LLC | 13,396 | $82.0K | 0.00% | +2,682+25.0% | Added |
| Dark Forest Capital Management LP | 6,263 | $38.0K | 0.01% | +6,263 | New |
| Cutler Group LP | 1,800 | $11.0K | 0.00% | +1,653+1,124.5% | Added |
| Wells Fargo & Company | 1,167 | $7.00K | 0.00% | −508−30.3% | Reduced |
| Royal Bank of Canada | 520 | $3.00K | 0.00% | −733−58.5% | Reduced |
| Credit Agricole S A | 480 | $3.00K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 316 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 139 | $1.00K | 0.00% | −1,993−93.5% | Reduced |
| Lenox Wealth Advisors, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 188 | $1.00K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 129 | $1.00K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 140 | $860 | 0.00% | +140 | New |
| Glen Eagle Advisors, LLC | 1 | $6 | 0.00% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 8 | $0 | 0.00% | +8 | New |
| Alps Advisors Inc | 0 | $0 | 0.00% | −221,282−100.0% | Sold out |
| Sculptor Capital LP | 0 | $0 | 0.00% | −174,600−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −95,231−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −35,800−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −27,871−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −21,280−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −15,600−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −8,885−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −133−100.0% | Sold out |