Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Sunworks, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −7 vs. Q3 2022
- Shares held
- 5.40M
- −298.4K (−5.2%) vs. Q3 2022
- Total value
- $8.54M
- −$7.37M (−46.3%) vs. Q3 2022
- New holders
- 4
- 12 more added
- Sold out
- 11
- 17 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 1,807,951 | $2.86M | 0.00% | +7220.0% | Added |
| BlackRock Inc. | 561,964 | $887.9K | 0.00% | +3,976+0.7% | Added |
| Millennium Management LLC | 527,679 | $834.0K | 0.00% | +359,856+214.4% | Added |
| Citadel Advisors LLC | 385,569 | $609.2K | 0.00% | −83,950−17.9% | Reduced |
| Geode Capital Management, LLC | 319,153 | $504.0K | 0.00% | +28,126+9.7% | Added |
| XTX Topco Ltd | 305,951 | $483.4K | 0.10% | +254,242+491.7% | Added |
| Renaissance Technologies LLC | 297,000 | $469.0K | 0.00% | +264,772+821.6% | Added |
| Bridgeway Capital Management, LLC | 275,373 | $435.1K | 0.01% | +255,373+1,276.9% | Added |
| State Street Corp | 113,153 | $178.8K | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 77,147 | $121.9K | 0.01% | −195,282−71.7% | Reduced |
| Price T Rowe Associates Inc | 73,400 | $116.0K | 0.00% | +23,000+45.6% | Added |
| Schonfeld Strategic Advisors LLC | 60,400 | $95.4K | 0.00% | −141,400−70.1% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 60,034 | $94.9K | 0.00% | −60,110−50.0% | Reduced |
| Creative Planning | 58,100 | $91.8K | 0.00% | +7,995+16.0% | Added |
| Northern Trust Corp | 54,620 | $86.3K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 51,937 | $82.1K | 0.00% | +41,654+405.1% | Added |
| Group One Trading, L.P. | 48,079 | $76.0K | 0.00% | −31,777−39.8% | Reduced |
| Jane Street Group, LLC | 38,684 | $61.1K | 0.00% | −107,391−73.5% | Reduced |
| Susquehanna Fundamental Investments, LLC | 37,446 | $59.2K | 0.00% | −40,172−51.8% | Reduced |
| Morgan Stanley | 33,316 | $52.6K | 0.00% | −23,538−41.4% | Reduced |
| Bank of New York Mellon Corp | 28,779 | $45.5K | 0.00% | −91−0.3% | Reduced |
| Goldman Sachs Group Inc | 25,328 | $40.0K | 0.00% | −122,777−82.9% | Reduced |
| Dimensional Fund Advisors LP | 24,900 | $39.0K | 0.00% | +5,128+25.9% | Added |
| Bank of America Corp | 19,275 | $30.5K | 0.00% | −511−2.6% | Reduced |
| Two Sigma Securities, LLC | 18,180 | $28.7K | 0.00% | +18,180 | New |
| Charles Schwab Investment Management Inc | 17,256 | $27.3K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 13,668 | $22.0K | 0.00% | +13,668 | New |
| Summit Financial, LLC | 13,000 | $20.5K | 0.00% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 11,528 | $18.2K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 11,191 | $18.0K | 0.00% | −4,060−26.6% | Reduced |
| Colonial River Wealth Management, LLC | 10,625 | $16.8K | 0.01% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 7,300 | $11.5K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 5,852 | $9.00K | 0.00% | −115−1.9% | Reduced |
| Simplex Trading, LLC | 5,188 | $8.00K | 0.00% | −2,256−30.3% | Reduced |
| Wells Fargo & Company | 1,240 | $1.96K | 0.00% | +21+1.7% | Added |
| Rational Advisors LLC | 1,076 | $1.70K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 351 | $1.00K | 0.00% | −20,105−98.3% | Reduced |
| Credit Agricole S A | 480 | $758 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $158 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 51 | $81 | 0.00% | −10,000−99.5% | Reduced |
| Coppell Advisory Solutions LLC | 23 | $36 | 0.00% | +23 | New |
| Coppell Advisory Solutions Corp. | 23 | $36 | 0.00% | +23 | New |
| Royal Bank of Canada | 100 | $0 | 0.00% | −1,081−91.5% | Reduced |
| Avion Wealth | 100 | $0 | 0.00% | 00.0% | Unchanged |
| EAM Investors, LLC | 0 | $0 | 0.00% | −318,064−100.0% | Sold out |
| Alpha Paradigm Partners, LLC | 0 | $0 | 0.00% | −164,705−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −76,673−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −65,789−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −30,500−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −23,640−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −17,800−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −17,868−100.0% | Sold out |
| Worth Venture Partners, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −445−100.0% | Sold out |
| BCR Wealth Strategies, LLC | 0 | $0 | 0.00% | −75−100.0% | Sold out |