Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Sunworks, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −7 vs. Q3 2022
- Shares held
- 5.40M
- −298.4K (−5.2%) vs. Q3 2022
- Total value
- $8.54M
- −$7.37M (−46.3%) vs. Q3 2022
- New holders
- 4
- 12 more added
- Sold out
- 11
- 17 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 100 | $0 | 0.00% | −1,081−91.5% | Reduced |
| Avion Wealth | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 23 | $36 | 0.00% | +23 | New |
| Coppell Advisory Solutions Corp. | 23 | $36 | 0.00% | +23 | New |
| FMR LLC | 51 | $81 | 0.00% | −10,000−99.5% | Reduced |
| Wolff Wiese Magana LLC | 100 | $158 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 480 | $758 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 351 | $1.00K | 0.00% | −20,105−98.3% | Reduced |
| Rational Advisors LLC | 1,076 | $1.70K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,240 | $1.96K | 0.00% | +21+1.7% | Added |
| Simplex Trading, LLC | 5,188 | $8.00K | 0.00% | −2,256−30.3% | Reduced |
| Cutler Group LP | 5,852 | $9.00K | 0.00% | −115−1.9% | Reduced |
| Federation des caisses Desjardins du Quebec | 7,300 | $11.5K | 0.00% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 10,625 | $16.8K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 11,191 | $18.0K | 0.00% | −4,060−26.6% | Reduced |
| First Republic Investment Management, Inc. | 11,528 | $18.2K | 0.00% | 00.0% | Unchanged |
| Summit Financial, LLC | 13,000 | $20.5K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 13,668 | $22.0K | 0.00% | +13,668 | New |
| Charles Schwab Investment Management Inc | 17,256 | $27.3K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 18,180 | $28.7K | 0.00% | +18,180 | New |
| Bank of America Corp | 19,275 | $30.5K | 0.00% | −511−2.6% | Reduced |
| Dimensional Fund Advisors LP | 24,900 | $39.0K | 0.00% | +5,128+25.9% | Added |
| Goldman Sachs Group Inc | 25,328 | $40.0K | 0.00% | −122,777−82.9% | Reduced |
| Bank of New York Mellon Corp | 28,779 | $45.5K | 0.00% | −91−0.3% | Reduced |
| Morgan Stanley | 33,316 | $52.6K | 0.00% | −23,538−41.4% | Reduced |
| Susquehanna Fundamental Investments, LLC | 37,446 | $59.2K | 0.00% | −40,172−51.8% | Reduced |
| Jane Street Group, LLC | 38,684 | $61.1K | 0.00% | −107,391−73.5% | Reduced |
| Group One Trading, L.P. | 48,079 | $76.0K | 0.00% | −31,777−39.8% | Reduced |
| Susquehanna International Group, LLP | 51,937 | $82.1K | 0.00% | +41,654+405.1% | Added |
| Northern Trust Corp | 54,620 | $86.3K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 58,100 | $91.8K | 0.00% | +7,995+16.0% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 60,034 | $94.9K | 0.00% | −60,110−50.0% | Reduced |
| Schonfeld Strategic Advisors LLC | 60,400 | $95.4K | 0.00% | −141,400−70.1% | Reduced |
| Price T Rowe Associates Inc | 73,400 | $116.0K | 0.00% | +23,000+45.6% | Added |
| Occudo Quantitative Strategies LP | 77,147 | $121.9K | 0.01% | −195,282−71.7% | Reduced |
| State Street Corp | 113,153 | $178.8K | 0.00% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 275,373 | $435.1K | 0.01% | +255,373+1,276.9% | Added |
| Renaissance Technologies LLC | 297,000 | $469.0K | 0.00% | +264,772+821.6% | Added |
| XTX Topco Ltd | 305,951 | $483.4K | 0.10% | +254,242+491.7% | Added |
| Geode Capital Management, LLC | 319,153 | $504.0K | 0.00% | +28,126+9.7% | Added |
| Citadel Advisors LLC | 385,569 | $609.2K | 0.00% | −83,950−17.9% | Reduced |
| Millennium Management LLC | 527,679 | $834.0K | 0.00% | +359,856+214.4% | Added |
| BlackRock Inc. | 561,964 | $887.9K | 0.00% | +3,976+0.7% | Added |
| Vanguard Group Inc | 1,807,951 | $2.86M | 0.00% | +7220.0% | Added |
| EAM Investors, LLC | 0 | $0 | 0.00% | −318,064−100.0% | Sold out |
| Alpha Paradigm Partners, LLC | 0 | $0 | 0.00% | −164,705−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −76,673−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −65,789−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −30,500−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −23,640−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −17,800−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −17,868−100.0% | Sold out |
| Worth Venture Partners, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −445−100.0% | Sold out |
| BCR Wealth Strategies, LLC | 0 | $0 | 0.00% | −75−100.0% | Sold out |