Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Sunworks, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +12 vs. Q4 2021
- Shares held
- 5.65M
- −2.32M (−29.1%) vs. Q4 2021
- Total value
- $14.2M
- −$10.2M (−41.8%) vs. Q4 2021
- New holders
- 19
- 17 more added
- Sold out
- 7
- 9 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 1,035,805 | $2.61M | 0.00% | −173,890−14.4% | Reduced |
| Millennium Management LLC | 603,519 | $1.52M | 0.00% | +603,519 | New |
| Renaissance Technologies LLC | 565,201 | $1.42M | 0.00% | −535,445−48.6% | Reduced |
| BlackRock Inc. | 491,894 | $1.24M | 0.00% | +1,591+0.3% | Added |
| D. E. Shaw & Co., Inc. | 306,733 | $773.0K | 0.00% | +292,571+2,065.9% | Added |
| Geode Capital Management, LLC | 269,387 | $678.0K | 0.00% | +32,625+13.8% | Added |
| HRT Financial LP | 229,927 | $579.0K | 0.00% | +2,601+1.1% | Added |
| Jane Street Group, LLC | 200,218 | $505.0K | 0.00% | +106,023+112.6% | Added |
| Morgan Stanley | 175,605 | $443.0K | 0.00% | −244,723−58.2% | Reduced |
| Cubist Systematic Strategies, LLC | 155,559 | $392.0K | 0.00% | +155,559 | New |
| Goldman Sachs Group Inc | 141,496 | $356.0K | 0.00% | +12,488+9.7% | Added |
| Balyasny Asset Management LLC | 137,628 | $347.0K | 0.00% | +137,628 | New |
| ExodusPoint Capital Management, LP | 126,591 | $319.0K | 0.00% | +82,953+190.1% | Added |
| Hussman Strategic Advisors, Inc. | 124,000 | $312.0K | 0.06% | 00.0% | Unchanged |
| Ergoteles LLC | 111,000 | $280.0K | 0.01% | +111,000 | New |
| Creative Planning | 102,119 | $257.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 89,095 | $224.0K | 0.00% | +63,383+246.5% | Added |
| State Street Corp | 88,353 | $223.0K | 0.00% | +7,863+9.8% | Added |
| Citadel Advisors LLC | 86,023 | $217.0K | 0.00% | +17,476+25.5% | Added |
| Squarepoint Ops LLC | 63,333 | $160.0K | 0.00% | +63,333 | New |
| Old Mission Capital LLC | 59,210 | $149.0K | 0.00% | +59,210 | New |
| Northern Trust Corp | 51,206 | $129.0K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 44,600 | $112.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 44,379 | $112.0K | 0.00% | +44,379 | New |
| Susquehanna Fundamental Investments, LLC | 34,902 | $88.0K | 0.00% | −34,790−49.9% | Reduced |
| Simplex Trading, LLC | 34,140 | $86.0K | 0.00% | +29,659+661.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 30,418 | $77.0K | 0.00% | +30,418 | New |
| Bank of New York Mellon Corp | 28,950 | $73.0K | 0.00% | 00.0% | Unchanged |
| Healthcare of Ontario Pension Plan Trust Fund | 25,806 | $65.0K | 0.00% | +2,308+9.8% | Added |
| Group One Trading, L.P. | 25,090 | $63.0K | 0.00% | +25,090 | New |
| Verition Fund Management LLC | 21,392 | $54.0K | 0.00% | +21,392 | New |
| Advisor Group Holdings, Inc. | 17,151 | $43.0K | 0.00% | −52,121−75.2% | Reduced |
| XTX Topco Ltd | 15,768 | $40.0K | 0.02% | +15,768 | New |
| Cutler Group LP | 15,601 | $39.0K | 0.00% | +11,744+304.5% | Added |
| UBS Group AG | 12,426 | $31.0K | 0.00% | +5,784+87.1% | Added |
| Susquehanna International Group, LLP | 11,770 | $30.0K | 0.00% | −367,246−96.9% | Reduced |
| Wolverine Trading, LLC | 11,518 | $30.0K | 0.00% | −7,561−39.6% | Reduced |
| Jump Financial, LLC | 11,616 | $29.0K | 0.00% | −20,784−64.1% | Reduced |
| First Republic Investment Management, Inc. | 11,528 | $29.0K | 0.00% | +11,528 | New |
| Colonial River Wealth Management, LLC | 10,625 | $27.0K | 0.02% | 00.0% | Unchanged |
| Credit Suisse AG | 10,000 | $25.0K | 0.00% | +10,000 | New |
| Federation des caisses Desjardins du Quebec | 7,300 | $18.4K | 0.00% | +7,300 | New |
| Royal Bank of Canada | 2,737 | $7.00K | 0.00% | +2,723+19,450.0% | Added |
| Aquatic Capital Management LLC | 2,200 | $6.00K | 0.01% | +2,200 | New |
| Bank of America Corp | 2,170 | $5.00K | 0.00% | +169+8.4% | Added |
| Wells Fargo & Company | 1,182 | $3.00K | 0.00% | −985−45.5% | Reduced |
| Rational Advisors LLC | 1,048 | $3.00K | 0.00% | +1,048 | New |
| Prospera Financial Services Inc | 1,000 | $3.00K | 0.00% | +1,000 | New |
| Credit Agricole S A | 480 | $1.00K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 316 | $1.00K | 0.00% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 500 | $1.00K | 0.00% | +500 | New |
| Koshinski Asset Management, Inc. | 140 | $353 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 174 | $0 | 0.00% | +5+3.0% | Added |
| Lenox Wealth Advisors, LLC | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| BCR Wealth Strategies, LLC | 75 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 100 | $0 | 0.00% | +100 | New |
| Invesco Ltd. | 0 | $0 | 0.00% | −2,334,716−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −248,637−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −197,346−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −35,031−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −26,256−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,320−100.0% | Sold out |
| Strengthening Families & Communities, LLC | 0 | $0 | 0.00% | −380−100.0% | Sold out |