Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Sunworks, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +12 vs. Q4 2021
- Shares held
- 5.65M
- −2.32M (−29.1%) vs. Q4 2021
- Total value
- $14.2M
- −$10.2M (−41.8%) vs. Q4 2021
- New holders
- 19
- 17 more added
- Sold out
- 7
- 9 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 174 | $0 | 0.00% | +5+3.0% | Added |
| Lenox Wealth Advisors, LLC | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| BCR Wealth Strategies, LLC | 75 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 100 | $0 | 0.00% | +100 | New |
| Koshinski Asset Management, Inc. | 140 | $353 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 480 | $1.00K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 316 | $1.00K | 0.00% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 500 | $1.00K | 0.00% | +500 | New |
| Wells Fargo & Company | 1,182 | $3.00K | 0.00% | −985−45.5% | Reduced |
| Rational Advisors LLC | 1,048 | $3.00K | 0.00% | +1,048 | New |
| Prospera Financial Services Inc | 1,000 | $3.00K | 0.00% | +1,000 | New |
| Bank of America Corp | 2,170 | $5.00K | 0.00% | +169+8.4% | Added |
| Aquatic Capital Management LLC | 2,200 | $6.00K | 0.01% | +2,200 | New |
| Royal Bank of Canada | 2,737 | $7.00K | 0.00% | +2,723+19,450.0% | Added |
| Federation des caisses Desjardins du Quebec | 7,300 | $18.4K | 0.00% | +7,300 | New |
| Credit Suisse AG | 10,000 | $25.0K | 0.00% | +10,000 | New |
| Colonial River Wealth Management, LLC | 10,625 | $27.0K | 0.02% | 00.0% | Unchanged |
| Jump Financial, LLC | 11,616 | $29.0K | 0.00% | −20,784−64.1% | Reduced |
| First Republic Investment Management, Inc. | 11,528 | $29.0K | 0.00% | +11,528 | New |
| Susquehanna International Group, LLP | 11,770 | $30.0K | 0.00% | −367,246−96.9% | Reduced |
| Wolverine Trading, LLC | 11,518 | $30.0K | 0.00% | −7,561−39.6% | Reduced |
| UBS Group AG | 12,426 | $31.0K | 0.00% | +5,784+87.1% | Added |
| Cutler Group LP | 15,601 | $39.0K | 0.00% | +11,744+304.5% | Added |
| XTX Topco Ltd | 15,768 | $40.0K | 0.02% | +15,768 | New |
| Advisor Group Holdings, Inc. | 17,151 | $43.0K | 0.00% | −52,121−75.2% | Reduced |
| Verition Fund Management LLC | 21,392 | $54.0K | 0.00% | +21,392 | New |
| Group One Trading, L.P. | 25,090 | $63.0K | 0.00% | +25,090 | New |
| Healthcare of Ontario Pension Plan Trust Fund | 25,806 | $65.0K | 0.00% | +2,308+9.8% | Added |
| Bank of New York Mellon Corp | 28,950 | $73.0K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 30,418 | $77.0K | 0.00% | +30,418 | New |
| Simplex Trading, LLC | 34,140 | $86.0K | 0.00% | +29,659+661.9% | Added |
| Susquehanna Fundamental Investments, LLC | 34,902 | $88.0K | 0.00% | −34,790−49.9% | Reduced |
| Price T Rowe Associates Inc | 44,600 | $112.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 44,379 | $112.0K | 0.00% | +44,379 | New |
| Northern Trust Corp | 51,206 | $129.0K | 0.00% | 00.0% | Unchanged |
| Old Mission Capital LLC | 59,210 | $149.0K | 0.00% | +59,210 | New |
| Squarepoint Ops LLC | 63,333 | $160.0K | 0.00% | +63,333 | New |
| Citadel Advisors LLC | 86,023 | $217.0K | 0.00% | +17,476+25.5% | Added |
| State Street Corp | 88,353 | $223.0K | 0.00% | +7,863+9.8% | Added |
| Marshall Wace, LLP | 89,095 | $224.0K | 0.00% | +63,383+246.5% | Added |
| Creative Planning | 102,119 | $257.0K | 0.00% | 00.0% | Unchanged |
| Ergoteles LLC | 111,000 | $280.0K | 0.01% | +111,000 | New |
| Hussman Strategic Advisors, Inc. | 124,000 | $312.0K | 0.06% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 126,591 | $319.0K | 0.00% | +82,953+190.1% | Added |
| Balyasny Asset Management LLC | 137,628 | $347.0K | 0.00% | +137,628 | New |
| Goldman Sachs Group Inc | 141,496 | $356.0K | 0.00% | +12,488+9.7% | Added |
| Cubist Systematic Strategies, LLC | 155,559 | $392.0K | 0.00% | +155,559 | New |
| Morgan Stanley | 175,605 | $443.0K | 0.00% | −244,723−58.2% | Reduced |
| Jane Street Group, LLC | 200,218 | $505.0K | 0.00% | +106,023+112.6% | Added |
| HRT Financial LP | 229,927 | $579.0K | 0.00% | +2,601+1.1% | Added |
| Geode Capital Management, LLC | 269,387 | $678.0K | 0.00% | +32,625+13.8% | Added |
| D. E. Shaw & Co., Inc. | 306,733 | $773.0K | 0.00% | +292,571+2,065.9% | Added |
| BlackRock Inc. | 491,894 | $1.24M | 0.00% | +1,591+0.3% | Added |
| Renaissance Technologies LLC | 565,201 | $1.42M | 0.00% | −535,445−48.6% | Reduced |
| Millennium Management LLC | 603,519 | $1.52M | 0.00% | +603,519 | New |
| Vanguard Group Inc | 1,035,805 | $2.61M | 0.00% | −173,890−14.4% | Reduced |
| Invesco Ltd. | 0 | $0 | 0.00% | −2,334,716−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −248,637−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −197,346−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −35,031−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −26,256−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,320−100.0% | Sold out |
| Strengthening Families & Communities, LLC | 0 | $0 | 0.00% | −380−100.0% | Sold out |