Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Sunworks, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −3 vs. Q1 2021
- Shares held
- 9.22M
- +1.13M (+13.9%) vs. Q1 2021
- Total value
- $96.9M
- −$22.0M (−18.5%) vs. Q1 2021
- New holders
- 10
- 9 more added
- Sold out
- 13
- 11 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 14 | $0 | 0.00% | +14 | New |
| Glen Eagle Advisors, LLC | 1 | $11 | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 147 | $1.00K | 0.00% | −12,466−98.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 129 | $1.00K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 133 | $1.00K | 0.00% | +133 | New |
| Lenox Wealth Advisors, LLC | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 188 | $2.00K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 316 | $3.00K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 480 | $5.00K | 0.00% | +480 | New |
| Royal Bank of Canada | 1,253 | $13.0K | 0.00% | −545−30.3% | Reduced |
| Wells Fargo & Company | 1,675 | $18.0K | 0.00% | +19+1.1% | Added |
| Tower Research Capital LLC (TRC) | 2,132 | $22.0K | 0.00% | −36,496−94.5% | Reduced |
| Group One Trading, L.P. | 8,885 | $93.0K | 0.00% | +8,885 | New |
| PEAK6 Investments LLC | 10,714 | $113.0K | 0.00% | +10,714 | New |
| Raymond James & Associates | 15,600 | $164.0K | 0.00% | +15,600 | New |
| Bank of New York Mellon Corp | 20,473 | $215.0K | 0.00% | −1,790−8.0% | Reduced |
| Commonwealth Equity Services, LLC | 21,280 | $223.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 35,500 | $291.0K | 0.05% | −1,000−2.7% | Reduced |
| Engineers Gate Manager LP | 27,871 | $293.0K | 0.02% | +27,871 | New |
| Price T Rowe Associates Inc | 35,000 | $368.0K | 0.00% | −5,200−12.9% | Reduced |
| Two Sigma Advisers, LP | 35,800 | $376.0K | 0.00% | +35,800 | New |
| Morgan Stanley | 40,100 | $421.0K | 0.00% | +15,756+64.7% | Added |
| Citadel Advisors LLC | 46,140 | $485.0K | 0.00% | −3,216−6.5% | Reduced |
| Northern Trust Corp | 47,113 | $495.0K | 0.00% | −220.0% | Reduced |
| Advisor Group Holdings, Inc. | 54,452 | $572.0K | 0.00% | +264+0.5% | Added |
| State Street Corp | 79,690 | $838.0K | 0.00% | +79,690 | New |
| JPMorgan Chase & Co | 95,231 | $1.00M | 0.00% | +95,231 | New |
| Susquehanna Fundamental Investments, LLC | 99,714 | $1.05M | 0.02% | 00.0% | Unchanged |
| Hussman Strategic Advisors, Inc. | 124,000 | $1.30M | 0.27% | +88,000+244.4% | Added |
| Sculptor Capital LP | 174,600 | $1.83M | 0.02% | +1,100+0.6% | Added |
| Creative Planning | 213,119 | $2.24M | 0.00% | −1,300−0.6% | Reduced |
| Alps Advisors Inc | 221,282 | $2.33M | 0.02% | −11,263−4.8% | Reduced |
| Geode Capital Management, LLC | 224,221 | $2.36M | 0.00% | +37,644+20.2% | Added |
| BlackRock Inc. | 496,120 | $5.21M | 0.00% | +45,403+10.1% | Added |
| Susquehanna International Group, LLP | 527,444 | $5.54M | 0.01% | −188,687−26.3% | Reduced |
| Vanguard Group Inc | 1,174,995 | $12.3M | 0.00% | +826,799+237.5% | Added |
| Invesco Ltd. | 5,388,579 | $56.6M | 0.01% | +879,905+19.5% | Added |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −494,500−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −161,232−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −47,519−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −21,292−100.0% | Sold out |
| Sassicaia Capital Advisers LLC | 0 | $0 | 0.00% | −14,871−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −14,789−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −12,108−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −10,669−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,435−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Concord Wealth Partners | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −160−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −242−100.0% | Sold out |