Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 233
- +7 vs. Q2 2022
- Shares held
- 165.7M
- +12.3M (+8.0%) vs. Q2 2022
- Total value
- $260.2M
- −$48.2M (−15.6%) vs. Q2 2022
- New holders
- 27
- 78 more added
- Sold out
- 20
- 42 more reduced
3 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Jane Street Group, LLC | 454,742 | $714.0K | 0.00% | −357,731−44.0% | Reduced |
| Wellspring Financial Advisors, LLC | 483,551 | $759.0K | 0.28% | +277,790+135.0% | Added |
| California State Teachers Retirement System | 484,740 | $761.0K | 0.00% | +68,814+16.5% | Added |
| Rhumbline Advisers | 557,591 | $875.0K | 0.00% | +34,728+6.6% | Added |
| Yong Rong (HK) Asset Management Ltd | 792,037 | $1.24M | 3.99% | +792,037 | New |
| Cubist Systematic Strategies, LLC | 839,744 | $1.32M | 0.01% | +10,665+1.3% | Added |
| Graham Capital Management, L.P. | 844,945 | $1.33M | 0.06% | +844,945 | New |
| Swiss National Bank | 922,300 | $1.45M | 0.00% | +218,300+31.0% | Added |
| BNP Paribas Arbitrage, SA | 922,467 | $1.45M | 0.00% | +833,596+938.0% | Added |
| Credit Suisse AG | 1,026,474 | $1.61M | 0.00% | +741,671+260.4% | Added |
| Morgan Stanley | 1,098,967 | $1.73M | 0.00% | −1,873,064−63.0% | Reduced |
| Bank of New York Mellon Corp | 1,314,634 | $2.06M | 0.00% | +105,495+8.7% | Added |
| Wells Fargo & Company | 1,320,592 | $2.07M | 0.00% | +214,036+19.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,510,781 | $2.37M | 0.01% | +175,710+13.2% | Added |
| Citadel Advisors LLC | 1,549,054 | $2.43M | 0.00% | +884,632+133.1% | Added |
| Bank of America Corp | 1,819,959 | $2.86M | 0.00% | +430,967+31.0% | Added |
| Barclays PLC | 1,995,651 | $3.13M | 0.00% | +1,829,031+1,097.7% | Added |
| Nuveen Asset Management, LLC | 2,103,980 | $3.30M | 0.00% | +556,799+36.0% | Added |
| Citigroup Inc | 2,695,925 | $4.23M | 0.01% | +915,370+51.4% | Added |
| Charles Schwab Investment Management Inc | 2,833,661 | $4.45M | 0.00% | +66,757+2.4% | Added |
| Norges Bank | 2,901,483 | $4.56M | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 2,942,163 | $4.62M | 0.01% | +814,923+38.3% | Added |
| Rafferty Asset Management, LLC | 2,994,674 | $4.70M | 0.05% | +1,243,608+71.0% | Added |
| Goldman Sachs Group Inc | 3,010,140 | $4.73M | 0.00% | +1,070,161+55.2% | Added |
| JPMorgan Chase & Co | 3,027,854 | $4.75M | 0.00% | −241,183−7.4% | Reduced |
| Northern Trust Corp | 3,437,600 | $5.40M | 0.00% | −12,539−0.4% | Reduced |
| D. E. Shaw & Co., Inc. | 5,056,963 | $7.94M | 0.01% | −824,439−14.0% | Reduced |
| Geode Capital Management, LLC | 7,108,284 | $11.2M | 0.00% | +215,337+3.1% | Added |
| Vanguard Group Inc | 22,516,574 | $35.4M | 0.00% | +1,620,150+7.8% | Added |
| BlackRock Inc. | 34,179,567 | $53.7M | 0.00% | +229,010+0.7% | Added |
| State Street Corp | 40,669,276 | $63.9M | 0.00% | +1,008,177+2.5% | Added |
| Federated Hermes, Inc. | 5 | – | – | +3+150.0% | Added |
| IFP Advisors, Inc | 84 | – | – | +34+68.0% | Added |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −183,907−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −97,095−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −39,498−100.0% | Sold out |
| STRS Ohio | 0 | $0 | 0.00% | −20,100−100.0% | Sold out |
| Salem Investment Counselors Inc | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Bridgewater Advisors Inc. | 0 | $0 | 0.00% | −17,500−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −13,090−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −11,509−100.0% | Sold out |
| Visionary Wealth Advisors | 0 | $0 | 0.00% | −10,994−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −8,200−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −2,801−100.0% | Sold out |
| Sterling Investment Advisors, Ltd. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Resources Management Corp | 0 | $0 | 0.00% | −1,340−100.0% | Sold out |
| Fairfield, Bush & Co. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Ten Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Laurel Wealth Advisors LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| ClariVest Asset Management LLC | 0 | $0 | 0.00% | −162−100.0% | Sold out |
| Steward Financial Group LLC | 0 | $0 | 0.00% | −350−100.0% | Sold out |
| HighPoint Advisor Group LLC | – | – | – | – | Not filed |
| Frontier Wealth Management LLC | – | – | – | – | Not filed |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |