Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- +15 vs. Q3 2021
- Shares held
- 92.7M
- +6.69M (+7.8%) vs. Q3 2021
- Total value
- $432.2M
- −$224.4M (−34.2%) vs. Q3 2021
- New holders
- 53
- 71 more added
- Sold out
- 38
- 59 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| UBS Asset Management Americas Inc | 256,343 | $1.19M | 0.00% | −45,555−15.1% | Reduced |
| Legal & General Group Plc | 265,661 | $1.24M | 0.00% | +24,990+10.4% | Added |
| Credit Suisse AG | 270,753 | $1.26M | 0.00% | −10,561−3.8% | Reduced |
| Mutual of America Capital Management LLC | 272,266 | $1.27M | 0.01% | −2,541−0.9% | Reduced |
| Rhumbline Advisers | 304,405 | $1.42M | 0.00% | +5,653+1.9% | Added |
| Alliancebernstein L.P. | 319,200 | $1.48M | 0.00% | −100,000−23.9% | Reduced |
| State of Wisconsin Investment Board | 336,900 | $1.57M | 0.00% | 00.0% | Unchanged |
| Schroder Investment Management Group | 373,382 | $1.74M | 0.00% | −341,439−47.8% | Reduced |
| Barclays PLC | 378,429 | $1.76M | 0.00% | +242,451+178.3% | Added |
| California State Teachers Retirement System | 401,968 | $1.87M | 0.00% | +29,270+7.9% | Added |
| Swiss National Bank | 623,200 | $2.90M | 0.00% | +19,900+3.3% | Added |
| Goldman Sachs Group Inc | 632,781 | $2.94M | 0.00% | +35,015+5.9% | Added |
| Susquehanna International Group, LLP | 754,657 | $3.51M | 0.01% | +105,568+16.3% | Added |
| Citigroup Inc | 766,089 | $3.56M | 0.00% | +415,130+118.3% | Added |
| UBS Group AG | 848,887 | $3.95M | 0.00% | +369,268+77.0% | Added |
| Rafferty Asset Management, LLC | 850,520 | $3.96M | 0.02% | +457,080+116.2% | Added |
| Morgan Stanley | 913,501 | $4.25M | 0.00% | +52,232+6.1% | Added |
| Norges Bank | 928,292 | $4.32M | 0.00% | +215,757+30.3% | Added |
| Bank of New York Mellon Corp | 958,261 | $4.46M | 0.00% | −204,124−17.6% | Reduced |
| Citadel Advisors LLC | 1,002,723 | $4.66M | 0.00% | +774,668+339.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,055,243 | $4.91M | 0.01% | +268,257+34.1% | Added |
| Wells Fargo & Company | 1,166,363 | $5.42M | 0.00% | +240,918+26.0% | Added |
| Nuveen Asset Management, LLC | 945,943 | $5.66M | 0.00% | −144,002−13.2% | Reduced |
| Charles Schwab Investment Management Inc | 2,143,094 | $9.97M | 0.00% | +110,344+5.4% | Added |
| Sabby Management, LLC | 2,189,700 | $10.2M | 2.54% | +491,593+28.9% | Added |
| D. E. Shaw & Co., Inc. | 2,447,050 | $11.4M | 0.01% | −505,785−17.1% | Reduced |
| Northern Trust Corp | 2,945,438 | $13.7M | 0.00% | +28,678+1.0% | Added |
| JPMorgan Chase & Co | 3,574,317 | $16.6M | 0.00% | +639,306+21.8% | Added |
| Geode Capital Management, LLC | 5,301,256 | $24.6M | 0.00% | +241,923+4.8% | Added |
| State Street Corp | 14,595,754 | $67.9M | 0.00% | +2,308,379+18.8% | Added |
| Vanguard Group Inc | 15,692,730 | $73.0M | 0.00% | +186,237+1.2% | Added |
| BlackRock Inc. | 21,775,865 | $101.3M | 0.00% | +908,194+4.4% | Added |
| J.Safra Asset Management Corp | 27 | – | – | −5,953−99.5% | Reduced |
| Westwood Wealth Management | 675 | – | – | +675 | New |
| Cormorant Asset Management, LP | 0 | $0 | 0.00% | −400,000−100.0% | Sold out |
| State of New Jersey Common Pension Fund D | 0 | $0 | 0.00% | −319,131−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −282,917−100.0% | Sold out |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| HAP Trading, LLC | 0 | $0 | 0.00% | −61,523−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −26,495−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −25,837−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −24,850−100.0% | Sold out |
| Perigon Wealth Management, LLC | 0 | $0 | 0.00% | −18,200−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −17,400−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −16,060−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −15,923−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −15,443−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −14,600−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −14,440−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −14,442−100.0% | Sold out |
| TL Private Wealth | 0 | $0 | 0.00% | −16,000−100.0% | Sold out |
| Secure Asset Management, LLC | 0 | $0 | 0.00% | −13,457−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −13,001−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −12,701−100.0% | Sold out |
| TownSquare Capital, LLC | 0 | $0 | 0.00% | −12,765−100.0% | Sold out |
| AMP Capital Investors Ltd | 0 | $0 | 0.00% | −11,981−100.0% | Sold out |
| Parametrica Management Ltd | 0 | $0 | 0.00% | −11,058−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −10,922−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −10,112−100.0% | Sold out |
| Ieq Capital, LLC | 0 | $0 | 0.00% | −10,182−100.0% | Sold out |
| Jacobi Capital Management LLC | 0 | $0 | 0.00% | −6,660−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −6,115−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −850−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −580−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −191−100.0% | Sold out |
| Rockbridge Investment Management, LCC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −144−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Tradewinds Capital Management, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Gerber Kawasaki Wealth & Investment Management | 0 | $0 | 0.00% | −101−100.0% | Sold out |
| Ellis Investment Partners, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Heritage Wealth Management, LLC | – | – | – | – | Not filed |
| HighPoint Advisor Group LLC | – | – | – | – | Not filed |