Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q3 2025
Institutional positions in Special Opportunities Fund, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +5 vs. Q2 2025
- Shares held
- 3.15M
- +196.6K (+6.7%) vs. Q2 2025
- Total value
- $48.8M
- +$3.08M (+6.8%) vs. Q2 2025
- New holders
- 8
- 12 more added
- Sold out
- 3
- 10 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CVA Family Office, LLC | 39 | $605 | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 200 | $3.10K | 0.00% | +200 | New |
| Sound Income Strategies, LLC | 677 | $10.5K | 0.00% | +14+2.1% | Added |
| Eastern Bank | 727 | $11.3K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 882 | $13.7K | 0.00% | +882 | New |
| Rockefeller Capital Management L.P. | 890 | $13.8K | 0.00% | +890 | New |
| Winmill & Co. Inc | 2,000 | $31.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,148 | $33.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,162 | $33.5K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,310 | $51.3K | 0.00% | +69+2.1% | Added |
| MAI Capital Management | 5,203 | $80.6K | 0.00% | +1,450+38.6% | Added |
| UBS Group AG | 6,433 | $99.7K | 0.00% | +69+1.1% | Added |
| Wolverine Asset Management LLC | 7,252 | $112.4K | 0.00% | +7,252 | New |
| HighTower Advisors, LLC | 10,567 | $163.8K | 0.00% | +10,567 | New |
| Patron Partners Advisors, LLC | 13,825 | $214.3K | 0.10% | 00.0% | Unchanged |
| Wells Fargo & Company | 14,268 | $221.1K | 0.00% | −47−0.3% | Reduced |
| TrueMark Investments, LLC | 14,552 | $225.6K | 0.04% | +14,552 | New |
| NWF Advisory Services Inc. | 14,700 | $227.8K | 0.03% | 00.0% | Unchanged |
| Live Oak Private Wealth LLC | 14,853 | $230.2K | 0.03% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 15,515 | $240.0K | 0.00% | +1,631+11.7% | Added |
| NBC Securities, Inc. | 16,231 | $251.6K | 0.02% | +132+0.8% | Added |
| Harbour Investments, Inc. | 16,284 | $252.4K | 0.01% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 17,369 | $269.2K | 0.01% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 18,470 | $286.3K | 0.01% | −3,090−14.3% | Reduced |
| Advisor Group Holdings, Inc. | 20,100 | $314.5K | 0.00% | −374−1.8% | Reduced |
| Guggenheim Capital LLC | 20,714 | $321.1K | 0.00% | +20,714 | New |
| Envestnet Asset Management Inc | 21,677 | $336.0K | 0.00% | −4,490−17.2% | Reduced |
| Oppenheimer & Co Inc | 22,266 | $345.1K | 0.00% | −3,500−13.6% | Reduced |
| Raymond James Financial Inc | 28,355 | $439.5K | 0.00% | −2,842−9.1% | Reduced |
| First Manhattan Co | 31,510 | $488.4K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 31,826 | $493.3K | 0.00% | +8,485+36.4% | Added |
| Morgan Stanley | 80,300 | $1.24M | 0.00% | +9,230+13.0% | Added |
| Rivernorth Capital Management, LLC | 103,125 | $1.60M | 0.09% | −363−0.4% | Reduced |
| Seven Mile Advisory | 106,074 | $1.64M | 0.27% | +106,074 | New |
| Scotia Capital Inc. | 107,016 | $1.66M | 0.01% | +1,270+1.2% | Added |
| Advisors Asset Management, Inc. | 113,302 | $1.76M | 0.03% | −1,802−1.6% | Reduced |
| CSS LLC | 115,979 | $1.80M | 0.11% | −2,300−1.9% | Reduced |
| GatePass Capital, LLC | 134,300 | $2.08M | 1.20% | +45,400+51.1% | Added |
| Blue Bell Private Wealth Management, LLC | 272,298 | $4.22M | 0.64% | +25,704+10.4% | Added |
| Shaker Financial Services, LLC | 354,678 | $5.50M | 1.89% | +87,950+33.0% | Added |
| Kovitz Investment Group Partners, LLC | 1,383,383 | $21.4M | 0.08% | −94,037−6.4% | Reduced |
| Truist Financial Corp | 0 | $0 | 0.00% | −19,290−100.0% | Sold out |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −12,637−100.0% | Sold out |
| Godsey & Gibb Associates | 0 | $0 | 0.00% | −1,155−100.0% | Sold out |