Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q3 2023
Institutional positions in Special Opportunities Fund, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +3 vs. Q2 2023
- Shares held
- 3.71M
- −26.1K (−0.7%) vs. Q2 2023
- Total value
- $40.5M
- −$1.41M (−3.4%) vs. Q2 2023
- New holders
- 7
- 11 more added
- Sold out
- 4
- 9 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 175 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 292 | $3.00K | 0.00% | +292 | New |
| Lindbrook Capital, LLC | 1,001 | $10.9K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 1,935 | $21.1K | 0.00% | −17,804−90.2% | Reduced |
| Winmill & Co. Inc | 2,000 | $21.9K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,370 | $26.0K | 0.00% | −341−12.6% | Reduced |
| Crewe Advisors LLC | 6,970 | $76.2K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 8,634 | $94.4K | 0.00% | +2,401+38.5% | Added |
| GWM Advisors LLC | 10,000 | $109.3K | 0.00% | −5,700−36.3% | Reduced |
| Dynamic Advisor Solutions LLC | 10,545 | $115.3K | 0.01% | 00.0% | Unchanged |
| Atlas Wealth LLC | 13,435 | $146.8K | 0.03% | +642+5.0% | Added |
| Private Advisor Group, LLC | 14,462 | $158.1K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 14,711 | $160.0K | 0.02% | +14,711 | New |
| Live Oak Private Wealth LLC | 14,853 | $162.3K | 0.03% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 15,197 | $166.1K | 0.01% | +341+2.3% | Added |
| HighTower Advisors, LLC | 16,783 | $170.0K | 0.00% | +16,783 | New |
| Rpo LLC | 17,158 | $187.5K | 0.32% | +17,158 | New |
| NWF Advisory Services Inc. | 18,000 | $196.7K | 0.05% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 20,404 | $223.0K | 0.05% | +20,404 | New |
| Sowell Financial Services LLC | 21,050 | $230.0K | 0.01% | +21,050 | New |
| Wells Fargo & Company | 21,718 | $237.4K | 0.00% | +568+2.7% | Added |
| Almitas Capital LLC | 23,058 | $252.0K | 0.12% | −4,200−15.4% | Reduced |
| Triad Investment Management | 24,827 | $271.4K | 0.40% | +500+2.1% | Added |
| Susquehanna International Group, LLP | 26,792 | $292.8K | 0.00% | +26,792 | New |
| Raymond James & Associates | 29,943 | $327.3K | 0.00% | −15,761−34.5% | Reduced |
| SkyView Investment Advisors, LLC | 32,490 | $355.0K | 0.14% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 32,482 | $355.0K | 0.01% | −2,687−7.6% | Reduced |
| First Manhattan Co | 34,940 | $381.9K | 0.00% | +1,070+3.2% | Added |
| Robinson Capital Management, LLC | 42,338 | $453.4K | 0.20% | 00.0% | Unchanged |
| Scotia Capital Inc. | 88,007 | $961.9K | 0.01% | +5,698+6.9% | Added |
| Advisor Group Holdings, Inc. | 92,894 | $1.02M | 0.00% | +14,100+17.9% | Added |
| Morgan Stanley | 142,735 | $1.56M | 0.00% | +2,906+2.1% | Added |
| Epiq Partners, LLC | 159,060 | $1.74M | 1.31% | −11,362−6.7% | Reduced |
| Shaker Financial Services, LLC | 213,508 | $2.33M | 1.09% | −12,629−5.6% | Reduced |
| Blue Bell Private Wealth Management, LLC | 265,274 | $2.90M | 0.78% | +7,770+3.0% | Added |
| CSS LLC | 269,601 | $2.95M | 0.25% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 384,001 | $4.20M | 0.22% | +5,824+1.5% | Added |
| Relative Value Partners Group, LLC | 1,613,015 | $17.6M | 1.18% | −78,703−4.7% | Reduced |
| Csenge Advisory Group | 0 | $0 | 0.00% | −13,287−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −11,628−100.0% | Sold out |
| Meixler Investment Management, Ltd. | 0 | $0 | 0.00% | −10,999−100.0% | Sold out |
| CVA Family Office, LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |