Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q1 2023
Institutional positions in Special Opportunities Fund, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- +2 vs. Q4 2022
- Shares held
- 3.79M
- −79.6K (−2.1%) vs. Q4 2022
- Total value
- $41.5M
- −$2.65M (−6.0%) vs. Q4 2022
- New holders
- 7
- 8 more added
- Sold out
- 5
- 11 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CVA Family Office, LLC | 30 | $328 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 175 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,001 | $11.0K | 0.00% | −229−18.6% | Reduced |
| Winmill & Co. Inc | 2,000 | $21.9K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,370 | $26.0K | 0.00% | −344−12.7% | Reduced |
| Advisory Services Network, LLC | 4,280 | $46.8K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 6,233 | $68.2K | 0.00% | −2,978−32.3% | Reduced |
| Crewe Advisors LLC | 6,970 | $76.3K | 0.01% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 10,685 | $116.9K | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 11,452 | $125.3K | 0.02% | +11,452 | New |
| Meixler Investment Management, Ltd. | 11,599 | $126.9K | 0.12% | −2,000−14.7% | Reduced |
| Private Advisor Group, LLC | 14,462 | $158.2K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 14,509 | $158.7K | 0.01% | +349+2.5% | Added |
| Csenge Advisory Group | 14,591 | $159.6K | 0.01% | −736−4.8% | Reduced |
| Live Oak Private Wealth LLC | 14,853 | $162.5K | 0.03% | +14,853 | New |
| GWM Advisors LLC | 16,600 | $180.1K | 0.00% | +2,000+13.7% | Added |
| Sowell Financial Services LLC | 17,369 | $190.0K | 0.01% | +17,369 | New |
| SkyView Investment Advisors, LLC | 17,490 | $191.0K | 0.04% | +17,490 | New |
| NWF Advisory Services Inc. | 18,000 | $202.0K | 0.05% | +18,000 | New |
| Almitas Capital LLC | 22,361 | $244.6K | 0.12% | +22,361 | New |
| Triad Investment Management | 24,730 | $270.5K | 0.39% | +4,116+20.0% | Added |
| Wells Fargo & Company | 25,005 | $273.6K | 0.00% | +1,552+6.6% | Added |
| Ancora Advisors, LLC | 39,726 | $434.6K | 0.01% | −11,031−21.7% | Reduced |
| Raymond James & Associates | 41,973 | $459.2K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 42,338 | $463.8K | 0.22% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 54,600 | $597.3K | 0.01% | +54,600 | New |
| First Manhattan Co | 62,720 | $686.2K | 0.00% | −7,700−10.9% | Reduced |
| Advisor Group Holdings, Inc. | 74,543 | $815.5K | 0.00% | −279−0.4% | Reduced |
| Scotia Capital Inc. | 84,288 | $922.1K | 0.01% | +1,260+1.5% | Added |
| Morgan Stanley | 137,833 | $1.51M | 0.00% | +68,372+98.4% | Added |
| Shaker Financial Services, LLC | 206,268 | $2.26M | 0.99% | +62,837+43.8% | Added |
| Epiq Partners, LLC | 210,426 | $2.30M | 1.59% | −113,910−35.1% | Reduced |
| Blue Bell Private Wealth Management, LLC | 252,086 | $2.76M | 0.83% | +26,266+11.6% | Added |
| CSS LLC | 269,601 | $2.95M | 0.22% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 349,552 | $3.82M | 0.19% | −141,644−28.8% | Reduced |
| Relative Value Partners Group, LLC | 1,709,837 | $18.7M | 1.28% | −54,416−3.1% | Reduced |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −21,183−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −17,279−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,745−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −10,707−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −4,250−100.0% | Sold out |