Special Opportunities Fund, Inc.
SPE- Exchange
- NYSE
- SEC CIK
- 0000897802
No open-market purchases or sales by Special Opportunities Fund, Inc. insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $43.6M in total; no superinvestor holds it.
Other share classesSPE.PC
13F holders, Q3 2022
Institutional positions in Special Opportunities Fund, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- −1 vs. Q2 2022
- Shares held
- 3.95M
- −221.5K (−5.3%) vs. Q2 2022
- Total value
- $43.8M
- −$9.11M (−17.2%) vs. Q2 2022
- New holders
- 4
- 8 more added
- Sold out
- 5
- 12 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $43.6M |
| Q1 2026 | 43 | $42.8M |
| Q4 2025 | 44 | $44.6M |
| Q3 2025 | 41 | $48.8M |
| Q2 2025 | 36 | $45.7M |
| Q1 2025 | 37 | $44.2M |
| Q4 2024 | 38 | $45.5M |
| Q3 2024 | 37 | $43.6M |
| Q2 2024 | 37 | $21.4M |
| Q1 2024 | 37 | $42.3M |
| Q4 2023 | 36 | $42.8M |
| Q3 2023 | 38 | $40.5M |
| Q2 2023 | 35 | $41.9M |
| Q1 2023 | 36 | $41.5M |
| Q4 2022 | 34 | $44.1M |
| Q3 2022 | 34 | $43.8M |
| Q2 2022 | 35 | $53.0M |
| Q1 2022 | 35 | $27.9M |
| Q4 2021 | 43 | $94.0M |
| Q3 2021 | 38 | $99.9M |
| Q2 2021 | 42 | $85.5M |
| Q1 2021 | 35 | $59.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Special Opportunities Fund, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CVA Family Office, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Bank of America Corp | 117 | $1.00K | 0.00% | −3,669−96.9% | Reduced |
| CWM, LLC | 175 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,230 | $14.0K | 0.00% | −5,300−81.2% | Reduced |
| Winmill & Co. Inc | 2,000 | $22.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,554 | $28.0K | 0.00% | −106−4.0% | Reduced |
| UBS Group AG | 6,689 | $74.0K | 0.00% | −4,070−37.8% | Reduced |
| Crewe Advisors LLC | 6,970 | $77.0K | 0.01% | 00.0% | Unchanged |
| Csenge Advisory Group | 10,556 | $117.0K | 0.01% | +10,556 | New |
| Dynamic Advisor Solutions LLC | 10,685 | $118.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 13,600 | $151.0K | 0.00% | +1,847+15.7% | Added |
| Harbour Investments, Inc. | 13,424 | $166.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 16,258 | $180.0K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 17,459 | $194.0K | 0.00% | −56−0.3% | Reduced |
| Meixler Investment Management, Ltd. | 17,547 | $195.0K | 0.23% | −1,100−5.9% | Reduced |
| Triad Investment Management | 19,414 | $215.0K | 0.37% | +19,414 | New |
| Calton & Associates, Inc. | 20,828 | $230.0K | 0.13% | +286+1.4% | Added |
| Private Advisor Group, LLC | 25,795 | $286.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 30,048 | $333.0K | 0.00% | −479−1.6% | Reduced |
| Raymond James & Associates | 33,733 | $374.0K | 0.00% | +2,586+8.3% | Added |
| Morgan Stanley | 55,842 | $619.0K | 0.00% | +18,138+48.1% | Added |
| First Manhattan Co | 57,920 | $642.0K | 0.00% | +3,300+6.0% | Added |
| Sarissa Consulting LLC | 59,534 | $660.0K | 0.68% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 62,004 | $687.0K | 0.02% | −5,997−8.8% | Reduced |
| Advisor Group Holdings, Inc. | 67,723 | $751.0K | 0.00% | −2,319−3.3% | Reduced |
| Shaker Financial Services, LLC | 78,635 | $872.0K | 0.43% | +78,635 | New |
| Thomas J. Herzfeld Advisors, Inc. | 83,913 | $931.0K | 0.40% | −106,232−55.9% | Reduced |
| Scotia Capital Inc. | 89,761 | $995.0K | 0.01% | +4,059+4.7% | Added |
| Blue Bell Private Wealth Management, LLC | 217,186 | $2.41M | 0.86% | +8,921+4.3% | Added |
| CSS LLC | 272,601 | $3.02M | 0.18% | 00.0% | Unchanged |
| Epiq Partners, LLC | 334,065 | $3.71M | 2.29% | +192+0.1% | Added |
| Rivernorth Capital Management, LLC | 529,722 | $5.88M | 0.26% | −67,009−11.2% | Reduced |
| Relative Value Partners Group, LLC | 1,794,325 | $19.9M | 1.63% | −103,059−5.4% | Reduced |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −46,338−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −17,369−100.0% | Sold out |
| SkyView Investment Advisors, LLC | 0 | $0 | 0.00% | −3,101−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −2,715−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |