Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q1 2024
Institutional positions in Rocket Pharmaceuticals, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 185
- −8 vs. Q4 2023
- Shares held
- 92.4M
- +4.42M (+5.0%) vs. Q4 2023
- Total value
- $2.48B
- −$151.1M (−5.7%) vs. Q4 2023
- New holders
- 19
- 69 more added
- Sold out
- 27
- 62 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rathbone Brothers plc | 30,000 | $808.2K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 28,569 | $769.6K | 0.00% | −2,182−7.1% | Reduced |
| Sanders Morris Harris LLC | 27,709 | $746.5K | 0.14% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 27,229 | $733.5K | 0.00% | +769+2.9% | Added |
| Jennison Associates LLC | 26,783 | $721.5K | 0.00% | +903+3.5% | Added |
| Sigma Planning Corp | 25,480 | $686.4K | 0.02% | +13,610+114.7% | Added |
| Los Angeles Capital Management LLC | 24,518 | $660.5K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 24,212 | $653.0K | 0.00% | −3,504−12.6% | Reduced |
| Wells Fargo & Company | 22,840 | $615.3K | 0.00% | −2,866−11.1% | Reduced |
| VELA Investment Management, LLC | 20,773 | $559.6K | 0.21% | 00.0% | Unchanged |
| Voya Investment Management LLC | 20,656 | $556.5K | 0.00% | −3,828−15.6% | Reduced |
| Harbour Capital Advisors, LLC | 21,155 | $543.7K | 0.13% | +11,330+115.3% | Added |
| Stifel Financial Corp | 20,046 | $540.0K | 0.00% | +709+3.7% | Added |
| Bellevue Group AG | 19,700 | $530.7K | 0.01% | −1,300−6.2% | Reduced |
| Yarbrough Capital, LLC | 19,531 | $526.2K | 0.02% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 19,270 | $519.1K | 0.01% | −109−0.6% | Reduced |
| Pier 88 Investment Partners LLC | 18,000 | $484.9K | 0.12% | 00.0% | Unchanged |
| ProShare Advisors LLC | 17,614 | $474.5K | 0.00% | +1,468+9.1% | Added |
| Handelsbanken Fonder AB | 17,600 | $474.0K | 0.00% | 00.0% | Unchanged |
| China Universal Asset Management Co., Ltd. | 17,365 | $467.8K | 0.06% | +6,941+66.6% | Added |
| Arizona State Retirement System | 17,344 | $467.2K | 0.00% | −1,520−8.1% | Reduced |
| Scientech Research LLC | 15,858 | $427.2K | 0.23% | +8,777+124.0% | Added |
| E Fund Management Co., Ltd. | 15,549 | $418.9K | 0.03% | +4,352+38.9% | Added |
| Sectoral Asset Management Inc | 14,810 | $399.0K | 0.16% | +2,530+20.6% | Added |
| The PNC Financial Services Group, Inc. | 14,768 | $397.9K | 0.00% | −583−3.8% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 14,767 | $397.8K | 0.02% | −1,330−8.3% | Reduced |
| Twinbeech Capital LP | 14,122 | $380.4K | 0.01% | +14,122 | New |
| Teacher Retirement System of Texas | 14,046 | $378.0K | 0.00% | −1,548−9.9% | Reduced |
| Entropy Technologies, LP | 13,544 | $364.9K | 0.04% | −3,800−21.9% | Reduced |
| Dana Investment Advisors, Inc. | 13,261 | $357.3K | 0.01% | −156−1.2% | Reduced |
| Aquatic Capital Management LLC | 13,100 | $352.9K | 0.01% | +13,100 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 13,097 | $352.8K | 0.00% | +723+5.8% | Added |
| Cetera Investment Advisers | 12,746 | $343.4K | 0.00% | +12,746 | New |
| Atom Investors LP | 11,472 | $309.1K | 0.04% | −19,499−63.0% | Reduced |
| a16z Perennial Management, L.P. | 11,335 | $305.4K | 0.03% | 00.0% | Unchanged |
| Legato Capital Management LLC | 11,159 | $300.6K | 0.04% | +11,159 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 10,901 | $293.7K | 0.00% | −489−4.3% | Reduced |
| State Board of Administration of Florida Retirement System | 16,490 | $282.5K | 0.00% | +190+1.2% | Added |
| AQR Capital Management LLC | 10,118 | $272.6K | 0.00% | +2,060+25.6% | Added |
| Guggenheim Capital LLC | 9,985 | $269.0K | 0.00% | +1,605+19.2% | Added |
| XTX Topco Ltd | 9,507 | $256.1K | 0.03% | +9,507 | New |
| Pitcairn Co | 9,364 | $252.3K | 0.02% | +254+2.8% | Added |
| LPL Financial LLC | 9,182 | $247.4K | 0.00% | −1,050−10.3% | Reduced |
| Cobblestone Capital Advisors LLC | 9,000 | $242.5K | 0.02% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 8,765 | $236.0K | 0.00% | −9,607−52.3% | Reduced |
| Public Employees Retirement Association of Colorado | 8,193 | $221.0K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 8,048 | $216.7K | 0.00% | +8,048 | New |
| Pearl River Capital, LLC | 7,712 | $207.8K | 0.03% | +7,712 | New |
| EFG Asset Management (Americas) Corp. | 7,500 | $202.1K | 0.06% | −4,472−37.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 7,500 | $202.1K | 0.00% | +2,500+50.0% | Added |
| Ameritas Investment Partners, Inc. | 6,494 | $174.9K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,276 | $169.0K | 0.00% | 00.0% | Unchanged |
| Quest Partners LLC | 6,180 | $166.5K | 0.03% | +6,180 | New |
| Royal Bank of Canada | 4,208 | $113.0K | 0.00% | −16,431−79.6% | Reduced |
| Harbour Investments, Inc. | 3,545 | $95.5K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 3,493 | $94.1K | 0.00% | 00.0% | Unchanged |
| Amundi | 3,839 | $90.1K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 3,063 | $82.5K | 0.04% | −211−6.4% | Reduced |
| Nisa Investment Advisors, LLC | 2,396 | $64.5K | 0.00% | +56+2.4% | Added |
| US Bancorp | 2,177 | $58.6K | 0.00% | −4,190−65.8% | Reduced |
| Amalgamated Bank | 2,140 | $58.0K | 0.00% | −6,513−75.3% | Reduced |
| KBC Group NV | 2,109 | $57.0K | 0.00% | +2,109 | New |
| Clearstead Advisors, LLC | 2,120 | $49.0K | 0.00% | +280+15.2% | Added |
| STRS Ohio | 1,700 | $45.0K | 0.00% | +1,700 | New |
| Pacer Advisors, Inc. | 1,528 | $41.2K | 0.00% | +1,528 | New |
| CWM, LLC | 1,218 | $33.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,154 | $30.0K | 0.00% | −640−35.7% | Reduced |
| Fernwood Investment Management, LLC | 1,057 | $28.5K | 0.01% | +1,057 | New |
| Tower Research Capital LLC (TRC) | 1,014 | $27.3K | 0.00% | −2,543−71.5% | Reduced |
| Signaturefd, LLC | 836 | $22.5K | 0.00% | +8+1.0% | Added |
| Huntington National Bank | 477 | $12.8K | 0.00% | +19+4.1% | Added |
| NBC Securities, Inc. | 437 | $11.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 408 | $11.0K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 304 | $8.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 256 | $6.90K | 0.00% | −2,276−89.9% | Reduced |
| Lindbrook Capital, LLC | 174 | $4.69K | 0.00% | +5+3.0% | Added |
| Farther Finance Advisors, LLC | 105 | $2.81K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 104 | $2.80K | 0.00% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 69 | $1.86K | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 38 | $1.02K | 0.00% | +15+65.2% | Added |
| Evermay Wealth Management LLC | 25 | $674 | 0.00% | +25 | New |
| Massmutual Trust Co FSB | 25 | $674 | 0.00% | +25 | New |
| First Horizon Advisors, Inc. | 24 | $646 | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 5 | $135 | 0.00% | +5 | New |
| Covestor Ltd | 6 | $0 | 0.00% | −1−14.3% | Reduced |
| Exome Asset Management LLC | 0 | $0 | 0.00% | −91,800−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −62,674−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −54,865−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −48,048−100.0% | Sold out |
| Moody Aldrich Partners LLC | 0 | $0 | 0.00% | −36,311−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −24,710−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −20,400−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −17,009−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −16,500−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −11,906−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,072−100.0% | Sold out |
| American Century Companies Inc | 0 | $0 | 0.00% | −8,370−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −7,353−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −7,319−100.0% | Sold out |
| Edgestream Partners, L.P. | 0 | $0 | 0.00% | −7,317−100.0% | Sold out |