Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 147
- −3 vs. Q2 2021
- Shares held
- 62.0M
- +57.1K (+0.1%) vs. Q2 2021
- Total value
- $1.85B
- −$889.9M (−32.5%) vs. Q2 2021
- New holders
- 13
- 55 more added
- Sold out
- 16
- 49 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| RTW Investments, LP | 15,802,802 | $469.6M | 7.08% | +812,516+5.4% | Added |
| Wellington Management Group LLP | 3,346,231 | $100.0M | 0.02% | −871,744−20.7% | Reduced |
| Vanguard Group Inc | 3,245,388 | $97.0M | 0.00% | +37,623+1.2% | Added |
| BlackRock Inc. | 3,218,491 | $96.2M | 0.00% | +48,359+1.5% | Added |
| Price T Rowe Associates Inc | 2,884,426 | $86.2M | 0.01% | −468,259−14.0% | Reduced |
| Tang Capital Management LLC | 2,531,800 | $75.7M | 15.71% | 00.0% | Unchanged |
| State Street Corp | 2,339,934 | $69.9M | 0.00% | +579,034+32.9% | Added |
| Perceptive Advisors LLC | 2,310,261 | $69.1M | 1.01% | −441,342−16.0% | Reduced |
| Ra Capital Management, L.P. | 2,107,149 | $63.0M | 0.87% | 00.0% | Unchanged |
| Westfield Capital Management Co LP | 2,026,481 | $60.6M | 0.37% | −50,614−2.4% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 1,660,116 | $49.6M | 0.55% | +1,486,229+854.7% | Added |
| Boxer Capital, LLC | 1,466,051 | $43.8M | 1.53% | 00.0% | Unchanged |
| Franklin Resources Inc | 1,347,639 | $40.3M | 0.02% | −96,200−6.7% | Reduced |
| Citadel Advisors LLC | 1,298,976 | $38.8M | 0.04% | +501,297+62.8% | Added |
| Janus Henderson Group PLC | 1,229,498 | $36.8M | 0.02% | −5,991−0.5% | Reduced |
| Lord, Abbett & Co. LLC | 1,209,568 | $36.2M | 0.09% | −438,903−26.6% | Reduced |
| Cowen and Company, LLC | 1,000,000 | $29.9M | 1.44% | 00.0% | Unchanged |
| Cormorant Asset Management, LP | 968,550 | $28.9M | 1.18% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 967,597 | $28.9M | 0.01% | +225,292+30.4% | Added |
| JPMorgan Chase & Co | 822,135 | $24.6M | 0.00% | +31,164+3.9% | Added |
| Great Point Partners LLC | 765,000 | $22.9M | 5.41% | −52,040−6.4% | Reduced |
| Geode Capital Management, LLC | 751,861 | $22.5M | 0.00% | +9,974+1.3% | Added |
| Novo Holdings A/S | 534,085 | $16.0M | 0.83% | +534,085 | New |
| Sectoral Asset Management Inc | 506,085 | $15.1M | 1.26% | +35,950+7.6% | Added |
| FMR LLC | 446,218 | $13.3M | 0.00% | −112,618−20.2% | Reduced |
| Northern Trust Corp | 414,618 | $12.4M | 0.00% | −13,986−3.3% | Reduced |
| Rock Springs Capital Management LP | 403,270 | $12.1M | 0.25% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 374,456 | $11.2M | 0.00% | −122,854−24.7% | Reduced |
| Ghost Tree Capital, LLC | 350,000 | $10.5M | 3.45% | +225,000+180.0% | Added |
| Norges Bank | 331,679 | $9.91M | 0.00% | −9,633−2.8% | Reduced |
| Charles Schwab Investment Management Inc | 303,304 | $9.07M | 0.00% | +6,289+2.1% | Added |
| Nordea Investment Management AB | 272,268 | $8.19M | 0.01% | +92,585+51.5% | Added |
| Voya Investment Management LLC | 263,358 | $7.87M | 0.02% | −15,594−5.6% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 209,508 | $6.26M | 0.02% | +43,930+26.5% | Added |
| Two Sigma Investments, LP | 207,875 | $6.21M | 0.02% | +39,306+23.3% | Added |
| Barclays PLC | 200,396 | $5.99M | 0.00% | +155,216+343.6% | Added |
| Bank of America Corp | 197,967 | $5.92M | 0.00% | −158,127−44.4% | Reduced |
| Two Sigma Advisers, LP | 194,451 | $5.81M | 0.02% | +18,400+10.5% | Added |
| D. E. Shaw & Co., Inc. | 185,434 | $5.54M | 0.01% | −14,584−7.3% | Reduced |
| Nuveen Asset Management, LLC | 169,578 | $5.07M | 0.00% | −104,351−38.1% | Reduced |
| Bank of New York Mellon Corp | 165,473 | $4.95M | 0.00% | +8,164+5.2% | Added |
| Morgan Stanley | 162,900 | $4.87M | 0.00% | +60,501+59.1% | Added |
| Alliancebernstein L.P. | 148,272 | $4.43M | 0.00% | +93,425+170.3% | Added |
| DekaBank Deutsche Girozentrale | 129,300 | $3.84M | 0.01% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 115,493 | $3.45M | 0.00% | +95,393+474.6% | Added |
| Comerica Bank | 116,230 | $3.42M | 0.02% | −3,962−3.3% | Reduced |
| WCM Investment Management, LLC | 97,265 | $2.91M | 0.01% | +464+0.5% | Added |
| UBS Group AG | 95,903 | $2.87M | 0.00% | +83,742+688.6% | Added |
| Susquehanna International Group, LLP | 95,892 | $2.87M | 0.00% | +15,149+18.8% | Added |
| Rafferty Asset Management, LLC | 88,194 | $2.64M | 0.02% | +31,707+56.1% | Added |
| Swiss National Bank | 84,100 | $2.51M | 0.00% | +4,000+5.0% | Added |
| TD Asset Management Inc | 82,883 | $2.48M | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 81,129 | $2.42M | 0.00% | −30,872−27.6% | Reduced |
| Affinity Asset Advisors, LLC | 80,228 | $2.40M | 0.95% | −39,772−33.1% | Reduced |
| Alps Advisors Inc | 77,970 | $2.33M | 0.02% | −5,133−6.2% | Reduced |
| Ameriprise Financial Inc | 71,355 | $2.13M | 0.00% | −2,775−3.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 71,270 | $2.13M | 0.02% | +35,067+96.9% | Added |
| International Biotechnology Trust PLC | 63,000 | $1.88M | 0.46% | +63,000 | New |
| State of Wisconsin Investment Board | 59,200 | $1.77M | 0.00% | −44,788−43.1% | Reduced |
| Macquarie Group Ltd | 58,898 | $1.76M | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 52,929 | $1.58M | 0.00% | −1,832−3.3% | Reduced |
| Allianz Asset Management GmbH | 51,907 | $1.55M | 0.00% | +275+0.5% | Added |
| Parametric Portfolio Associates LLC | 49,734 | $1.49M | 0.00% | −11,463−18.7% | Reduced |
| Synovus Financial Corp | 48,962 | $1.46M | 0.02% | +6,824+16.2% | Added |
| UBS Asset Management Americas Inc | 47,480 | $1.42M | 0.00% | −1,372−2.8% | Reduced |
| Rhumbline Advisers | 44,396 | $1.33M | 0.00% | +1,712+4.0% | Added |
| Duality Advisers, LP | 40,763 | $1.22M | 0.09% | +40,763 | New |
| HighVista Strategies LLC | 40,671 | $1.22M | 0.80% | +22,247+120.8% | Added |
| Samsara BioCapital, LLC | 40,550 | $1.21M | 0.20% | 00.0% | Unchanged |
| Torray LLC | 37,782 | $1.13M | 0.17% | +422+1.1% | Added |
| Deutsche Bank AG | 30,350 | $907.0K | 0.00% | −1,291−4.1% | Reduced |
| Legal & General Group Plc | 29,681 | $887.0K | 0.00% | +7,566+34.2% | Added |
| Assenagon Asset Management S.A. | 29,352 | $877.0K | 0.00% | −6,359−17.8% | Reduced |
| New York State Common Retirement Fund | 28,723 | $859.0K | 0.00% | −26,788−48.3% | Reduced |
| Sanders Morris Harris LLC | 27,709 | $824.0K | 0.15% | 00.0% | Unchanged |
| Credit Suisse AG | 26,659 | $797.0K | 0.00% | +2,106+8.6% | Added |
| American International Group, Inc. | 22,277 | $666.0K | 0.00% | +18+0.1% | Added |
| Manufacturers Life Insurance Company, The | 21,509 | $643.0K | 0.00% | −1,314−5.8% | Reduced |
| Invesco Ltd. | 21,355 | $638.0K | 0.00% | −176,462−89.2% | Reduced |
| SG Americas Securities, LLC | 20,847 | $623.0K | 0.00% | +17,091+455.0% | Added |
| Wells Fargo & Company | 20,602 | $616.0K | 0.00% | −5,786−21.9% | Reduced |
| Principal Financial Group Inc | 20,614 | $616.0K | 0.00% | +278+1.4% | Added |
| ProShare Advisors LLC | 18,804 | $562.0K | 0.00% | −2,892−13.3% | Reduced |
| Cinctive Capital Management LP | 18,000 | $538.0K | 0.03% | +18,000 | New |
| State Board of Administration of Florida Retirement System | 17,364 | $519.0K | 0.00% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 17,170 | $513.0K | 0.06% | +17,170 | New |
| Erste Asset Management GmbH | 16,700 | $500.2K | 0.01% | 00.0% | Unchanged |
| Weiss Multi-Strategy Advisers LLC | 16,731 | $500.0K | 0.01% | −8,217−32.9% | Reduced |
| HighTower Advisors, LLC | 15,360 | $460.0K | 0.00% | −800−5.0% | Reduced |
| MetLife Investment Management | 14,674 | $438.6K | 0.00% | 00.0% | Unchanged |
| Blueshift Asset Management, LLC | 14,026 | $419.0K | 0.02% | +1,569+12.6% | Added |
| Occudo Quantitative Strategies LP | 13,167 | $394.0K | 0.05% | +2,522+23.7% | Added |
| Rockefeller Capital Management L.P. | 13,202 | $394.0K | 0.00% | +13,202 | New |
| Blair William & Co | 12,251 | $366.0K | 0.00% | −350−2.8% | Reduced |
| Campbell & CO Investment Adviser LLC | 11,100 | $332.0K | 0.11% | +11,100 | New |
| Metropolitan Life Insurance Co | 10,885 | $325.4K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 10,361 | $310.0K | 0.00% | +487+4.9% | Added |
| Jane Street Group, LLC | 10,265 | $307.0K | 0.00% | +5,377+110.0% | Added |
| IndexIQ Advisors LLC | 10,133 | $303.0K | 0.01% | +1,015+11.1% | Added |
| Cetera Advisor Networks LLC | 10,095 | $302.0K | 0.00% | +3,807+60.5% | Added |