Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 147
- −3 vs. Q2 2021
- Shares held
- 62.0M
- +57.1K (+0.1%) vs. Q2 2021
- Total value
- $1.85B
- −$889.9M (−32.5%) vs. Q2 2021
- New holders
- 13
- 55 more added
- Sold out
- 16
- 49 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Handelsbanken Fonder AB | 9,600 | $287.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 9,573 | $286.1K | 0.00% | −111,471−92.1% | Reduced |
| Allstate Corp | 9,551 | $285.0K | 0.01% | +3,527+58.5% | Added |
| Victory Capital Management Inc | 9,066 | $271.0K | 0.00% | −324−3.5% | Reduced |
| Cobblestone Capital Advisors LLC | 9,000 | $269.0K | 0.02% | −9,000−50.0% | Reduced |
| The PNC Financial Services Group, Inc. | 8,637 | $259.0K | 0.00% | +340+4.1% | Added |
| Tower Research Capital LLC (TRC) | 8,651 | $259.0K | 0.01% | +5,442+169.6% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 8,577 | $256.0K | 0.02% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 8,193 | $245.0K | 0.00% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 8,190 | $245.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 7,790 | $233.0K | 0.00% | +1,902+32.3% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 7,586 | $227.0K | 0.00% | +211+2.9% | Added |
| Nisa Investment Advisors, LLC | 7,500 | $224.0K | 0.00% | 00.0% | Unchanged |
| Ovata Capital Management Ltd | 7,500 | $224.0K | 0.09% | +7,500 | New |
| Amalgamated Bank | 7,238 | $216.0K | 0.00% | −264−3.5% | Reduced |
| Point72 Hong Kong Ltd | 6,630 | $198.0K | 0.02% | +6,630 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,699 | $140.0K | 0.00% | −9−0.2% | Reduced |
| Virtus ETF Advisers LLC | 4,506 | $135.0K | 0.06% | −228−4.8% | Reduced |
| Meeder Asset Management Inc | 4,221 | $127.0K | 0.01% | +3,453+449.6% | Added |
| Amundi | 3,836 | $115.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 3,409 | $102.0K | 0.00% | +689+25.3% | Added |
| Ameritas Investment Partners, Inc. | 3,009 | $90.0K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 3,000 | $90.0K | 0.00% | +3,000 | New |
| Harbour Investments, Inc. | 2,230 | $67.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 2,052 | $62.0K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 1,800 | $54.0K | 0.00% | −5,162−74.1% | Reduced |
| Penserra Capital Management LLC | 1,455 | $43.0K | 0.00% | +10+0.7% | Added |
| Lazard Asset Management LLC | 941 | $27.0K | 0.00% | −463−33.0% | Reduced |
| FourThought Financial, LLC | 695 | $20.0K | 0.00% | +13+1.9% | Added |
| Dark Forest Capital Management LP | 668 | $20.0K | 0.01% | +668 | New |
| Advisor Group Holdings, Inc. | 276 | $8.00K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 218 | $7.00K | 0.00% | +98+81.7% | Added |
| TCI Wealth Advisors, Inc. | 122 | $4.00K | 0.00% | −125−50.6% | Reduced |
| Parallel Advisors, LLC | 93 | $3.00K | 0.00% | −50−35.0% | Reduced |
| Heritage Wealth Management, LLC | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 133 | $3.00K | 0.00% | +89+202.3% | Added |
| Evolution Wealth Advisors, LLC | 60 | $2.00K | 0.00% | −93−60.8% | Reduced |
| Quadrant Capital Group LLC | 61 | $2.00K | 0.00% | −47−43.5% | Reduced |
| Bessemer Group Inc | 58 | $2.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 57 | $2.00K | 0.00% | +55+2,750.0% | Added |
| Fifth Third Bancorp | 39 | $1.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 21 | $1.00K | 0.00% | −21−50.0% | Reduced |
| Bellevue Asset Management, LLC | 34 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 18 | $1.00K | 0.00% | −13−41.9% | Reduced |
| Newbridge Financial Services Group, Inc. | 18 | $1.00K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 39 | $1.00K | 0.00% | +39 | New |
| Jefferies Group LLC | 1 | $30 | 0.00% | +1 | New |
| Loomis Sayles & Co L P | 0 | $0 | 0.00% | −899,510−100.0% | Sold out |
| Farallon Capital Management, L.L.C. | 0 | $0 | 0.00% | −350,000−100.0% | Sold out |
| Putnam Investments LLC | 0 | $0 | 0.00% | −188,698−100.0% | Sold out |
| Lisanti Capital Growth, LLC | 0 | $0 | 0.00% | −179,705−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −170,000−100.0% | Sold out |
| DSAM Partners (London) Ltd | 0 | $0 | 0.00% | −140,270−100.0% | Sold out |
| State of New Jersey Common Pension Fund D | 0 | $0 | 0.00% | −59,983−100.0% | Sold out |
| Teachers Retirement System of the State of Kentucky | 0 | $0 | 0.00% | −22,083−100.0% | Sold out |
| Silverarc Capital Management, LLC | 0 | $0 | 0.00% | −10,293−100.0% | Sold out |
| Vontobel Holding Ltd. | 0 | $0 | 0.00% | −6,955−100.0% | Sold out |
| Tuttle Tactical Management | 0 | $0 | 0.00% | −6,027−100.0% | Sold out |
| Marathon Capital Management | 0 | $0 | 0.00% | −5,672−100.0% | Sold out |
| Rathbone Brothers plc | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| First Mercantile Trust Co | 0 | $0 | 0.00% | −2,153−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| TD Private Client Wealth LLC | 0 | $0 | 0.00% | −18−100.0% | Sold out |