Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Rocket Pharmaceuticals, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- +3 vs. Q3 2021
- Shares held
- 63.2M
- +1.25M (+2.0%) vs. Q3 2021
- Total value
- $1.38B
- −$469.8M (−25.4%) vs. Q3 2021
- New holders
- 25
- 58 more added
- Sold out
- 22
- 44 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| RTW Investments, LP | 15,802,802 | $345.0M | 5.04% | 00.0% | Unchanged |
| Wellington Management Group LLP | 3,490,879 | $76.2M | 0.01% | +144,648+4.3% | Added |
| BlackRock Inc. | 3,339,469 | $72.9M | 0.00% | +120,978+3.8% | Added |
| Vanguard Group Inc | 3,301,138 | $72.1M | 0.00% | +55,750+1.7% | Added |
| Tang Capital Management LLC | 2,531,800 | $55.3M | 11.12% | 00.0% | Unchanged |
| State Street Corp | 2,343,413 | $51.2M | 0.00% | +3,479+0.1% | Added |
| Price T Rowe Associates Inc | 2,192,894 | $47.9M | 0.00% | −691,532−24.0% | Reduced |
| Ra Capital Management, L.P. | 2,107,149 | $46.0M | 0.81% | 00.0% | Unchanged |
| Westfield Capital Management Co LP | 2,037,991 | $44.5M | 0.26% | +11,510+0.6% | Added |
| Perceptive Advisors LLC | 1,959,125 | $42.8M | 0.66% | −351,136−15.2% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 1,894,966 | $41.4M | 0.50% | +234,850+14.1% | Added |
| Citadel Advisors LLC | 1,692,966 | $37.0M | 0.04% | +393,990+30.3% | Added |
| Boxer Capital, LLC | 1,466,051 | $32.0M | 1.27% | 00.0% | Unchanged |
| Franklin Resources Inc | 1,347,617 | $29.4M | 0.01% | −220.0% | Reduced |
| Lord, Abbett & Co. LLC | 1,289,005 | $28.1M | 0.06% | +79,437+6.6% | Added |
| Morgan Stanley | 1,199,881 | $26.2M | 0.00% | +1,036,981+636.6% | Added |
| Cowen and Company, LLC | 1,000,000 | $21.8M | 2.08% | 00.0% | Unchanged |
| Cormorant Asset Management, LP | 868,550 | $19.0M | 1.13% | −100,000−10.3% | Reduced |
| Geode Capital Management, LLC | 754,627 | $16.5M | 0.00% | +2,766+0.4% | Added |
| JPMorgan Chase & Co | 683,176 | $14.9M | 0.00% | −138,959−16.9% | Reduced |
| Goldman Sachs Group Inc | 664,855 | $14.5M | 0.00% | −302,742−31.3% | Reduced |
| Novo Holdings A/S | 612,822 | $13.4M | 0.63% | +78,737+14.7% | Added |
| Assenagon Asset Management S.A. | 536,940 | $11.7M | 0.04% | +507,588+1,729.3% | Added |
| Great Point Partners LLC | 500,526 | $10.9M | 2.44% | −264,474−34.6% | Reduced |
| M28 Capital Management LP | 495,280 | $10.8M | 8.44% | +495,280 | New |
| Norges Bank | 482,779 | $10.5M | 0.00% | +151,100+45.6% | Added |
| Barclays PLC | 439,184 | $9.59M | 0.01% | +238,788+119.2% | Added |
| FMR LLC | 429,124 | $9.37M | 0.00% | −17,094−3.8% | Reduced |
| Ghost Tree Capital, LLC | 425,000 | $9.28M | 3.55% | +75,000+21.4% | Added |
| Northern Trust Corp | 412,080 | $9.00M | 0.00% | −2,538−0.6% | Reduced |
| Dimensional Fund Advisors LP | 386,439 | $8.44M | 0.00% | +11,983+3.2% | Added |
| Sectoral Asset Management Inc | 382,975 | $8.36M | 1.26% | −123,110−24.3% | Reduced |
| Charles Schwab Investment Management Inc | 310,133 | $6.77M | 0.00% | +6,829+2.3% | Added |
| Nordea Investment Management AB | 269,804 | $6.23M | 0.01% | −2,464−0.9% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 272,404 | $5.95M | 0.01% | +62,896+30.0% | Added |
| Two Sigma Investments, LP | 248,114 | $5.42M | 0.01% | +40,239+19.4% | Added |
| Natixis | 225,394 | $4.92M | 0.02% | +225,394 | New |
| Millennium Management LLC | 221,013 | $4.83M | 0.01% | +221,013 | New |
| Two Sigma Advisers, LP | 216,651 | $4.73M | 0.01% | +22,200+11.4% | Added |
| WCM Investment Management, LLC | 192,929 | $4.21M | 0.01% | +95,664+98.4% | Added |
| Affinity Asset Advisors, LLC | 165,000 | $3.60M | 1.54% | +84,772+105.7% | Added |
| Renaissance Technologies LLC | 151,799 | $3.31M | 0.00% | +36,306+31.4% | Added |
| D. E. Shaw & Co., Inc. | 151,494 | $3.31M | 0.00% | −33,940−18.3% | Reduced |
| Nuveen Asset Management, LLC | 151,439 | $3.31M | 0.00% | −18,139−10.7% | Reduced |
| Rafferty Asset Management, LLC | 144,407 | $3.15M | 0.02% | +56,213+63.7% | Added |
| Alliancebernstein L.P. | 143,812 | $3.14M | 0.00% | −4,460−3.0% | Reduced |
| UBS Group AG | 140,732 | $3.07M | 0.00% | +44,829+46.7% | Added |
| Citigroup Inc | 138,805 | $3.03M | 0.00% | +57,676+71.1% | Added |
| DekaBank Deutsche Girozentrale | 131,500 | $2.94M | 0.01% | +2,200+1.7% | Added |
| Bank of New York Mellon Corp | 129,581 | $2.83M | 0.00% | −35,892−21.7% | Reduced |
| Prosight Management, LP | 128,705 | $2.81M | 1.87% | +128,705 | New |
| Bank of America Corp | 102,343 | $2.23M | 0.00% | −95,624−48.3% | Reduced |
| Comerica Bank | 129,017 | $2.12M | 0.02% | +12,787+11.0% | Added |
| Marshall Wace, LLP | 95,569 | $2.08M | 0.00% | +95,569 | New |
| Harbor Capital Advisors, Inc. | 88,385 | $1.93M | 0.70% | +88,385 | New |
| Swiss National Bank | 84,100 | $1.84M | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 79,905 | $1.74M | 0.00% | +8,550+12.0% | Added |
| SG Americas Securities, LLC | 79,622 | $1.74M | 0.01% | +58,775+281.9% | Added |
| Alps Advisors Inc | 74,577 | $1.63M | 0.02% | −3,393−4.4% | Reduced |
| TD Asset Management Inc | 66,183 | $1.45M | 0.00% | −16,700−20.1% | Reduced |
| Susquehanna International Group, LLP | 64,967 | $1.42M | 0.00% | −30,925−32.2% | Reduced |
| Synovus Financial Corp | 63,573 | $1.38M | 0.01% | +14,611+29.8% | Added |
| International Biotechnology Trust PLC | 63,000 | $1.38M | 0.31% | 00.0% | Unchanged |
| Macquarie Group Ltd | 58,898 | $1.29M | 0.00% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 56,000 | $1.22M | 0.00% | −3,200−5.4% | Reduced |
| California State Teachers Retirement System | 54,747 | $1.20M | 0.00% | +1,818+3.4% | Added |
| Voloridge Investment Management, LLC | 54,371 | $1.19M | 0.01% | +54,371 | New |
| Cubist Systematic Strategies, LLC | 53,010 | $1.16M | 0.01% | +51,210+2,845.0% | Added |
| Duality Advisers, LP | 48,943 | $1.07M | 0.12% | +8,180+20.1% | Added |
| HighVista Strategies LLC | 46,913 | $1.02M | 0.82% | +6,242+15.3% | Added |
| BNP Paribas Arbitrage, SA | 46,793 | $1.02M | 0.00% | +37,220+388.8% | Added |
| Rhumbline Advisers | 43,077 | $940.0K | 0.00% | −1,319−3.0% | Reduced |
| Squarepoint Ops LLC | 41,771 | $912.0K | 0.00% | +41,771 | New |
| Schonfeld Strategic Advisors LLC | 41,400 | $903.0K | 0.01% | −29,870−41.9% | Reduced |
| Toronto Dominion Bank | 40,588 | $886.0K | 0.00% | +40,588 | New |
| Samsara BioCapital, LLC | 40,550 | $885.0K | 0.18% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 38,518 | $883.0K | 0.01% | +38,518 | New |
| UBS Asset Management Americas Inc | 39,138 | $854.4K | 0.00% | −8,342−17.6% | Reduced |
| Allianz Asset Management GmbH | 38,132 | $841.0K | 0.00% | −13,775−26.5% | Reduced |
| Rockefeller Capital Management L.P. | 38,402 | $838.0K | 0.00% | +25,200+190.9% | Added |
| Torray LLC | 36,449 | $796.0K | 0.12% | −1,333−3.5% | Reduced |
| HRT Financial LP | 36,251 | $791.0K | 0.00% | +36,251 | New |
| Parametric Portfolio Associates LLC | 35,821 | $782.0K | 0.00% | −13,913−28.0% | Reduced |
| Ergoteles LLC | 35,843 | $782.0K | 0.03% | +35,843 | New |
| Gsa Capital Partners LLP | 35,704 | $779.0K | 0.10% | +35,704 | New |
| Alpha Paradigm Partners, LLC | 35,302 | $771.0K | 0.31% | +35,302 | New |
| Deutsche Bank AG | 34,188 | $747.0K | 0.00% | +3,838+12.6% | Added |
| Legal & General Group Plc | 29,768 | $650.0K | 0.00% | +87+0.3% | Added |
| Sanders Morris Harris LLC | 27,709 | $646.0K | 0.11% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 28,720 | $627.0K | 0.00% | −30.0% | Reduced |
| Credit Suisse AG | 28,302 | $618.0K | 0.00% | +1,643+6.2% | Added |
| Qube Research & Technologies Ltd | 28,316 | $618.0K | 0.00% | +28,316 | New |
| Jump Financial, LLC | 26,600 | $581.0K | 0.04% | +26,600 | New |
| Wells Fargo & Company | 24,092 | $526.0K | 0.00% | +3,490+16.9% | Added |
| Manufacturers Life Insurance Company, The | 21,458 | $481.0K | 0.00% | −51−0.2% | Reduced |
| American International Group, Inc. | 21,910 | $478.0K | 0.00% | −367−1.6% | Reduced |
| Invesco Ltd. | 18,506 | $405.0K | 0.00% | −2,849−13.3% | Reduced |
| ProShare Advisors LLC | 18,083 | $394.0K | 0.00% | −721−3.8% | Reduced |
| State Board of Administration of Florida Retirement System | 17,490 | $382.0K | 0.00% | +126+0.7% | Added |
| Erste Asset Management GmbH | 16,700 | $378.8K | 0.01% | 00.0% | Unchanged |