Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Rocket Pharmaceuticals, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- +3 vs. Q3 2021
- Shares held
- 63.2M
- +1.25M (+2.0%) vs. Q3 2021
- Total value
- $1.38B
- −$469.8M (−25.4%) vs. Q3 2021
- New holders
- 25
- 58 more added
- Sold out
- 22
- 44 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Signaturefd, LLC | 22 | $0 | 0.00% | +4+22.2% | Added |
| Newbridge Financial Services Group, Inc. | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 17 | $0 | 0.00% | +17 | New |
| Bessemer Group Inc | 58 | $1.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 45 | $1.00K | 0.00% | −16−26.2% | Reduced |
| Fifth Third Bancorp | 48 | $1.00K | 0.00% | +9+23.1% | Added |
| Captrust Financial Advisors | 39 | $1.00K | 0.00% | +18+85.7% | Added |
| CWM, LLC | 36 | $1.00K | 0.00% | +36 | New |
| Tarbox Family Office, Inc. | 49 | $1.00K | 0.00% | +49 | New |
| Washington Trust Advisors, Inc. | 72 | $2.00K | 0.00% | +72 | New |
| Aquatic Capital Management LLC | 200 | $4.00K | 0.01% | +200 | New |
| Daiwa Securities Group Inc. | 218 | $5.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 309 | $6.00K | 0.00% | +33+12.0% | Added |
| Dark Forest Capital Management LP | 326 | $7.00K | 0.00% | −342−51.2% | Reduced |
| FourThought Financial, LLC | 695 | $15.0K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 928 | $20.0K | 0.00% | +928 | New |
| Lazard Asset Management LLC | 1,136 | $24.0K | 0.00% | +195+20.7% | Added |
| Great West Life Assurance Co | 2,157 | $47.0K | 0.00% | +105+5.1% | Added |
| Ameritas Investment Partners, Inc. | 3,009 | $66.0K | 0.00% | 00.0% | Unchanged |
| Amundi | 3,836 | $71.0K | 0.00% | 00.0% | Unchanged |
| Ovata Capital Management Ltd | 3,800 | $82.0K | 0.03% | −3,700−49.3% | Reduced |
| Point72 Hong Kong Ltd | 4,017 | $88.0K | 0.01% | −2,613−39.4% | Reduced |
| Nisa Investment Advisors, LLC | 7,360 | $122.0K | 0.00% | −140−1.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,645 | $145.0K | 0.00% | +1,946+41.4% | Added |
| Virtus ETF Advisers LLC | 7,192 | $157.0K | 0.06% | +2,686+59.6% | Added |
| Ensign Peak Advisors, Inc | 7,730 | $169.0K | 0.00% | +7,730 | New |
| Public Employees Retirement Association of Colorado | 8,193 | $179.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,290 | $182.0K | 0.00% | −347−4.0% | Reduced |
| Royal Bank of Canada | 8,941 | $195.0K | 0.00% | +5,532+162.3% | Added |
| US Bancorp | 9,134 | $199.0K | 0.00% | +1,344+17.3% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 9,291 | $202.0K | 0.02% | +714+8.3% | Added |
| Allstate Corp | 9,288 | $203.0K | 0.00% | −263−2.8% | Reduced |
| IndexIQ Advisors LLC | 9,518 | $208.0K | 0.01% | −615−6.1% | Reduced |
| Handelsbanken Fonder AB | 9,600 | $210.0K | 0.00% | 00.0% | Unchanged |
| New York Life Investments Alternatives | 9,666 | $211.0K | 0.14% | +9,666 | New |
| Arizona State Retirement System | 10,273 | $224.0K | 0.00% | −88−0.8% | Reduced |
| Tower Research Capital LLC (TRC) | 10,589 | $231.0K | 0.00% | +1,938+22.4% | Added |
| Corton Capital Inc. | 10,873 | $237.0K | 0.11% | +10,873 | New |
| Metropolitan Life Insurance Co | 10,885 | $237.6K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 10,925 | $239.0K | 0.00% | +660+6.4% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 10,629 | $252.0K | 0.00% | +3,043+40.1% | Added |
| Blair William & Co | 12,151 | $265.0K | 0.00% | −100−0.8% | Reduced |
| Occudo Quantitative Strategies LP | 13,426 | $293.0K | 0.03% | +259+2.0% | Added |
| MetLife Investment Management | 14,674 | $320.3K | 0.00% | 00.0% | Unchanged |
| Weiss Multi-Strategy Advisers LLC | 15,075 | $329.0K | 0.01% | −1,656−9.9% | Reduced |
| Voya Investment Management LLC | 15,891 | $347.0K | 0.00% | −247,467−94.0% | Reduced |
| Janus Henderson Group PLC | 15,957 | $348.0K | 0.00% | −1,213,541−98.7% | Reduced |
| HighTower Advisors, LLC | 16,121 | $351.0K | 0.00% | +761+5.0% | Added |
| Erste Asset Management GmbH | 16,700 | $378.8K | 0.01% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 17,490 | $382.0K | 0.00% | +126+0.7% | Added |
| ProShare Advisors LLC | 18,083 | $394.0K | 0.00% | −721−3.8% | Reduced |
| Invesco Ltd. | 18,506 | $405.0K | 0.00% | −2,849−13.3% | Reduced |
| American International Group, Inc. | 21,910 | $478.0K | 0.00% | −367−1.6% | Reduced |
| Manufacturers Life Insurance Company, The | 21,458 | $481.0K | 0.00% | −51−0.2% | Reduced |
| Wells Fargo & Company | 24,092 | $526.0K | 0.00% | +3,490+16.9% | Added |
| Jump Financial, LLC | 26,600 | $581.0K | 0.04% | +26,600 | New |
| Credit Suisse AG | 28,302 | $618.0K | 0.00% | +1,643+6.2% | Added |
| Qube Research & Technologies Ltd | 28,316 | $618.0K | 0.00% | +28,316 | New |
| New York State Common Retirement Fund | 28,720 | $627.0K | 0.00% | −30.0% | Reduced |
| Sanders Morris Harris LLC | 27,709 | $646.0K | 0.11% | 00.0% | Unchanged |
| Legal & General Group Plc | 29,768 | $650.0K | 0.00% | +87+0.3% | Added |
| Deutsche Bank AG | 34,188 | $747.0K | 0.00% | +3,838+12.6% | Added |
| Alpha Paradigm Partners, LLC | 35,302 | $771.0K | 0.31% | +35,302 | New |
| Gsa Capital Partners LLP | 35,704 | $779.0K | 0.10% | +35,704 | New |
| Parametric Portfolio Associates LLC | 35,821 | $782.0K | 0.00% | −13,913−28.0% | Reduced |
| Ergoteles LLC | 35,843 | $782.0K | 0.03% | +35,843 | New |
| HRT Financial LP | 36,251 | $791.0K | 0.00% | +36,251 | New |
| Torray LLC | 36,449 | $796.0K | 0.12% | −1,333−3.5% | Reduced |
| Rockefeller Capital Management L.P. | 38,402 | $838.0K | 0.00% | +25,200+190.9% | Added |
| Allianz Asset Management GmbH | 38,132 | $841.0K | 0.00% | −13,775−26.5% | Reduced |
| UBS Asset Management Americas Inc | 39,138 | $854.4K | 0.00% | −8,342−17.6% | Reduced |
| Vontobel Holding Ltd. | 38,518 | $883.0K | 0.01% | +38,518 | New |
| Samsara BioCapital, LLC | 40,550 | $885.0K | 0.18% | 00.0% | Unchanged |
| Toronto Dominion Bank | 40,588 | $886.0K | 0.00% | +40,588 | New |
| Schonfeld Strategic Advisors LLC | 41,400 | $903.0K | 0.01% | −29,870−41.9% | Reduced |
| Squarepoint Ops LLC | 41,771 | $912.0K | 0.00% | +41,771 | New |
| Rhumbline Advisers | 43,077 | $940.0K | 0.00% | −1,319−3.0% | Reduced |
| BNP Paribas Arbitrage, SA | 46,793 | $1.02M | 0.00% | +37,220+388.8% | Added |
| HighVista Strategies LLC | 46,913 | $1.02M | 0.82% | +6,242+15.3% | Added |
| Duality Advisers, LP | 48,943 | $1.07M | 0.12% | +8,180+20.1% | Added |
| Cubist Systematic Strategies, LLC | 53,010 | $1.16M | 0.01% | +51,210+2,845.0% | Added |
| Voloridge Investment Management, LLC | 54,371 | $1.19M | 0.01% | +54,371 | New |
| California State Teachers Retirement System | 54,747 | $1.20M | 0.00% | +1,818+3.4% | Added |
| State of Wisconsin Investment Board | 56,000 | $1.22M | 0.00% | −3,200−5.4% | Reduced |
| Macquarie Group Ltd | 58,898 | $1.29M | 0.00% | 00.0% | Unchanged |
| International Biotechnology Trust PLC | 63,000 | $1.38M | 0.31% | 00.0% | Unchanged |
| Synovus Financial Corp | 63,573 | $1.38M | 0.01% | +14,611+29.8% | Added |
| Susquehanna International Group, LLP | 64,967 | $1.42M | 0.00% | −30,925−32.2% | Reduced |
| TD Asset Management Inc | 66,183 | $1.45M | 0.00% | −16,700−20.1% | Reduced |
| Alps Advisors Inc | 74,577 | $1.63M | 0.02% | −3,393−4.4% | Reduced |
| SG Americas Securities, LLC | 79,622 | $1.74M | 0.01% | +58,775+281.9% | Added |
| Ameriprise Financial Inc | 79,905 | $1.74M | 0.00% | +8,550+12.0% | Added |
| Swiss National Bank | 84,100 | $1.84M | 0.00% | 00.0% | Unchanged |
| Harbor Capital Advisors, Inc. | 88,385 | $1.93M | 0.70% | +88,385 | New |
| Marshall Wace, LLP | 95,569 | $2.08M | 0.00% | +95,569 | New |
| Comerica Bank | 129,017 | $2.12M | 0.02% | +12,787+11.0% | Added |
| Bank of America Corp | 102,343 | $2.23M | 0.00% | −95,624−48.3% | Reduced |
| Prosight Management, LP | 128,705 | $2.81M | 1.87% | +128,705 | New |
| Bank of New York Mellon Corp | 129,581 | $2.83M | 0.00% | −35,892−21.7% | Reduced |
| DekaBank Deutsche Girozentrale | 131,500 | $2.94M | 0.01% | +2,200+1.7% | Added |