Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 163
- 0 vs. Q4 2022
- Shares held
- 78.3M
- +2.86M (+3.8%) vs. Q4 2022
- Total value
- $1.34B
- −$135.3M (−9.2%) vs. Q4 2022
- New holders
- 17
- 72 more added
- Sold out
- 17
- 37 more reduced
5 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| RTW Investments, LP | 17,687,772 | $303.0M | 6.31% | 00.0% | Unchanged |
| BlackRock Inc. | 5,466,970 | $93.6M | 0.00% | −120,565−2.2% | Reduced |
| Vanguard Group Inc | 4,532,424 | $77.6M | 0.00% | +345,882+8.3% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 4,407,623 | $75.5M | 1.94% | +1,011,805+29.8% | Added |
| Wellington Management Group LLP | 4,107,928 | $70.4M | 0.01% | +600,911+17.1% | Added |
| State Street Corp | 4,019,686 | $68.9M | 0.00% | +40,701+1.0% | Added |
| Westfield Capital Management Co LP | 3,235,908 | $55.4M | 0.39% | +330,353+11.4% | Added |
| Citadel Advisors LLC | 2,658,949 | $45.5M | 0.05% | +56,269+2.2% | Added |
| Price T Rowe Associates Inc | 1,866,982 | $32.0M | 0.00% | −19,308−1.0% | Reduced |
| Goldman Sachs Group Inc | 1,651,727 | $28.3M | 0.01% | +622,563+60.5% | Added |
| Boxer Capital, LLC | 1,466,051 | $25.1M | 1.23% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 1,272,494 | $21.8M | 0.01% | +144,133+12.8% | Added |
| Avidity Partners Management LP | 1,244,400 | $21.3M | 0.71% | −282,687−18.5% | Reduced |
| Geode Capital Management, LLC | 1,155,739 | $19.8M | 0.00% | +54,419+4.9% | Added |
| Lord, Abbett & Co. LLC | 1,155,338 | $19.8M | 0.07% | +619,750+115.7% | Added |
| Ra Capital Management, L.P. | 1,131,775 | $19.4M | 0.44% | −1,275,374−53.0% | Reduced |
| Cowen and Company, LLC | 1,100,000 | $18.8M | 2.22% | 00.0% | Unchanged |
| Novo Holdings A/S | 920,000 | $15.8M | 1.12% | +70,000+8.2% | Added |
| Logos Global Management LP | 900,000 | $15.4M | 2.21% | +150,000+20.0% | Added |
| Eventide Asset Management, LLC | 898,000 | $15.4M | 0.28% | +427,346+90.8% | Added |
| Cormorant Asset Management, LP | 868,550 | $14.9M | 0.98% | 00.0% | Unchanged |
| Perceptive Advisors LLC | 867,732 | $14.9M | 0.44% | −210,472−19.5% | Reduced |
| Bamco Inc | 846,886 | $14.5M | 0.04% | +324,541+62.1% | Added |
| JPMorgan Chase & Co | 821,275 | $14.1M | 0.00% | −26,046−3.1% | Reduced |
| M28 Capital Management LP | 722,080 | $12.4M | 13.99% | 00.0% | Unchanged |
| Franklin Resources Inc | 661,515 | $11.3M | 0.01% | 00.0% | Unchanged |
| Putnam Investments LLC | 628,514 | $10.8M | 0.02% | +406,514+183.1% | Added |
| Bank of America Corp | 617,157 | $10.6M | 0.00% | +229,982+59.4% | Added |
| Morgan Stanley | 592,026 | $10.1M | 0.00% | +57,674+10.8% | Added |
| Northern Trust Corp | 547,106 | $9.37M | 0.00% | +5,803+1.1% | Added |
| GMT Capital Corp | 506,100 | $8.67M | 0.34% | +134,800+36.3% | Added |
| Russell Investments Group, Ltd. | 505,522 | $8.66M | 0.02% | +125,476+33.0% | Added |
| Assenagon Asset Management S.A. | 432,588 | $7.41M | 0.03% | −572,734−57.0% | Reduced |
| Charles Schwab Investment Management Inc | 427,519 | $7.32M | 0.00% | +5,344+1.3% | Added |
| Two Sigma Advisers, LP | 384,651 | $6.59M | 0.02% | −63,200−14.1% | Reduced |
| Woodline Partners LP | 326,605 | $5.59M | 0.08% | +106,352+48.3% | Added |
| ExodusPoint Capital Management, LP | 306,062 | $5.24M | 0.06% | +306,062 | New |
| Mirae Asset Global Investments Co., Ltd. | 304,517 | $5.22M | 0.01% | +20,084+7.1% | Added |
| Rafferty Asset Management, LLC | 299,459 | $5.13M | 0.03% | +5,498+1.9% | Added |
| Acuta Capital Partners, LLC | 298,000 | $5.10M | 3.97% | +38,000+14.6% | Added |
| WCM Investment Management, LLC | 253,811 | $4.35M | 0.01% | +2,113+0.8% | Added |
| Citigroup Inc | 249,770 | $4.28M | 0.01% | +115,216+85.6% | Added |
| Norges Bank | 243,351 | $4.17M | 0.00% | −77,422−24.1% | Reduced |
| Sphera Funds Management Ltd. | 236,000 | $4.04M | 0.88% | +236,000 | New |
| Jefferies Financial Group Inc. | 235,316 | $4.03M | 0.09% | +235,316 | New |
| FMR LLC | 233,231 | $4.00M | 0.00% | −25,929−10.0% | Reduced |
| Nordea Investment Management AB | 217,066 | $3.62M | 0.01% | −21,768−9.1% | Reduced |
| Bank of New York Mellon Corp | 206,067 | $3.53M | 0.00% | +16,599+8.8% | Added |
| Sectoral Asset Management Inc | 190,790 | $3.27M | 0.63% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 175,021 | $3.00M | 0.00% | +126,121+257.9% | Added |
| Barclays PLC | 161,142 | $2.76M | 0.00% | −19,083−10.6% | Reduced |
| Nuveen Asset Management, LLC | 153,223 | $2.62M | 0.00% | −350,498−69.6% | Reduced |
| HighTower Advisors, LLC | 147,729 | $2.53M | 0.01% | +55,175+59.6% | Added |
| Two Sigma Investments, LP | 146,279 | $2.51M | 0.01% | +74,329+103.3% | Added |
| EFG Asset Management (North America) Corp. | 138,055 | $2.37M | 0.52% | +25,553+22.7% | Added |
| Swiss National Bank | 127,400 | $2.18M | 0.00% | −4,600−3.5% | Reduced |
| BNP Paribas Arbitrage, SA | 119,123 | $2.04M | 0.00% | +61,779+107.7% | Added |
| New Leaf Venture Partners, L.L.C. | 118,242 | $2.03M | 1.67% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 116,918 | $2.00M | 0.00% | +69,841+148.4% | Added |
| UBS Group AG | 116,154 | $1.99M | 0.00% | −179,107−60.7% | Reduced |
| Renaissance Technologies LLC | 113,374 | $1.94M | 0.00% | −45,426−28.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 103,632 | $1.77M | 0.11% | +4,641+4.7% | Added |
| Qube Research & Technologies Ltd | 98,649 | $1.69M | 0.01% | +98,649 | New |
| Cornerstone Advisory, LLC | 95,000 | $1.63M | 0.29% | −41,763−30.5% | Reduced |
| Rhumbline Advisers | 92,222 | $1.58M | 0.00% | +7,030+8.3% | Added |
| Synovus Financial Corp | 86,394 | $1.48M | 0.02% | −42,520−33.0% | Reduced |
| D. E. Shaw & Co., Inc. | 85,745 | $1.47M | 0.00% | −96,417−52.9% | Reduced |
| DekaBank Deutsche Girozentrale | 89,700 | $1.44M | 0.00% | 00.0% | Unchanged |
| Rice Hall James & Associates, LLC | 75,675 | $1.30M | 0.07% | +75,675 | New |
| California State Teachers Retirement System | 72,630 | $1.24M | 0.00% | +3,640+5.3% | Added |
| Credit Suisse AG | 70,731 | $1.21M | 0.00% | +5,256+8.0% | Added |
| Rockefeller Capital Management L.P. | 68,114 | $1.17M | 0.01% | +21,000+44.6% | Added |
| Wells Fargo & Company | 64,374 | $1.10M | 0.00% | +61,730+2,334.7% | Added |
| International Biotechnology Trust PLC | 63,000 | $1.08M | 0.30% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 61,941 | $1.06M | 0.00% | +1,310+2.2% | Added |
| State of Wisconsin Investment Board | 61,504 | $1.05M | 0.00% | +8,091+15.1% | Added |
| Privium Fund Management B.V. | 59,350 | $1.02M | 0.34% | 00.0% | Unchanged |
| Macquarie Group Ltd | 58,000 | $994.0K | 0.00% | 00.0% | Unchanged |
| Profund Advisors LLC | 55,516 | $951.0K | 0.06% | +55,516 | New |
| Deutsche Bank AG | 54,521 | $933.9K | 0.00% | +11,207+25.9% | Added |
| Torray LLC | 54,232 | $929.0K | 0.17% | −92−0.2% | Reduced |
| Legal & General Group Plc | 53,833 | $922.2K | 0.00% | +13,041+32.0% | Added |
| Harbor Capital Advisors, Inc. | 53,273 | $912.6K | 0.26% | −11,736−18.1% | Reduced |
| Alps Advisors Inc | 52,273 | $895.4K | 0.01% | −1,096−2.1% | Reduced |
| Vontobel Holding Ltd. | 49,799 | $853.1K | 0.01% | −8,651−14.8% | Reduced |
| Candriam Luxembourg S.C.A. | 50,000 | $788.3K | 0.01% | 00.0% | Unchanged |
| Jump Financial, LLC | 44,278 | $758.5K | 0.03% | +44,278 | New |
| Invesco Ltd. | 40,795 | $698.8K | 0.00% | −67,582−62.4% | Reduced |
| TD Asset Management Inc | 39,915 | $683.7K | 0.00% | −2,300−5.4% | Reduced |
| Victory Capital Management Inc | 39,650 | $679.2K | 0.00% | +39,650 | New |
| Bellevue Group AG | 36,600 | $627.0K | 0.01% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 35,119 | $601.6K | 0.00% | −1,619−4.4% | Reduced |
| UBS Asset Management Americas Inc | 31,671 | $542.5K | 0.00% | −21,800−40.8% | Reduced |
| New York State Common Retirement Fund | 28,715 | $491.9K | 0.00% | −4,983−14.8% | Reduced |
| MetLife Investment Management | 28,186 | $482.8K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 27,595 | $472.7K | 0.02% | +1,275+4.8% | Added |
| Janus Henderson Group PLC | 27,030 | $463.2K | 0.00% | +13,380+98.0% | Added |
| American International Group, Inc. | 26,947 | $461.6K | 0.00% | +1,529+6.0% | Added |
| B. Metzler seel. Sohn & Co. AG | 26,792 | $458.9K | 0.01% | +2,639+10.9% | Added |
| Kiwi Wealth Investments Limited Partnership | 26,734 | $458.0K | 0.03% | 00.0% | Unchanged |