Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 163
- 0 vs. Q4 2022
- Shares held
- 78.3M
- +2.86M (+3.8%) vs. Q4 2022
- Total value
- $1.34B
- −$135.3M (−9.2%) vs. Q4 2022
- New holders
- 17
- 72 more added
- Sold out
- 17
- 37 more reduced
5 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 6 | $0 | 0.00% | 00.0% | Unchanged |
| Values First Advisors, Inc. | 1 | $9 | 0.00% | +1 | New |
| Newbridge Financial Services Group, Inc. | 18 | $308 | 0.00% | 00.0% | Unchanged |
| Mendota Financial Group, LLC | 25 | $397 | 0.00% | −20−44.4% | Reduced |
| IFP Advisors, Inc | 25 | $496 | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 52 | $890 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 88 | $1.51K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 104 | $1.78K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 132 | $2.26K | 0.00% | +131+13,100.0% | Added |
| Daiwa Securities Group Inc. | 304 | $5.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 332 | $5.69K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 399 | $6.83K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 417 | $7.14K | 0.00% | 00.0% | Unchanged |
| STRS Ohio | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| Natixis | 694 | $11.9K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,000 | $17.1K | 0.00% | 00.0% | Unchanged |
| China Universal Asset Management Co., Ltd. | 1,075 | $18.4K | 0.01% | +306+39.8% | Added |
| US Bancorp | 1,218 | $20.9K | 0.00% | +30+2.5% | Added |
| CWM, LLC | 1,218 | $21.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,315 | $22.5K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,598 | $26.0K | 0.00% | +320+25.0% | Added |
| Clearstead Advisors, LLC | 1,840 | $31.5K | 0.00% | +1,840 | New |
| Nisa Investment Advisors, LLC | 1,990 | $34.0K | 0.00% | −141,000−98.6% | Reduced |
| Advisor Group Holdings, Inc. | 1,999 | $34.2K | 0.00% | +76+4.0% | Added |
| Metropolitan Life Insurance Co | 2,900 | $49.7K | 0.00% | −305−9.5% | Reduced |
| Great West Life Assurance Co | 2,921 | $50.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,021 | $52.0K | 0.00% | −950−23.9% | Reduced |
| Simplex Trading, LLC | 3,385 | $57.0K | 0.00% | +3,385 | New |
| Ameritas Investment Partners, Inc. | 4,300 | $73.7K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 4,441 | $76.1K | 0.04% | −1,713−27.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,500 | $77.1K | 0.00% | +2,500+125.0% | Added |
| Dark Forest Capital Management LP | 4,790 | $82.1K | 0.02% | +4,790 | New |
| Allspring Global Investments Holdings, LLC | 5,079 | $87.0K | 0.00% | +3,351+193.9% | Added |
| Amundi | 5,419 | $89.9K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 5,779 | $99.0K | 0.00% | −1,285−18.2% | Reduced |
| Public Employees Retirement Association of Colorado | 8,193 | $140.0K | 0.00% | 00.0% | Unchanged |
| EFG Asset Management (Americas) Corp. | 10,882 | $186.4K | 0.04% | +10,882 | New |
| Federated Hermes, Inc. | 11,182 | $191.5K | 0.00% | +2,028+22.2% | Added |
| SG Americas Securities, LLC | 11,612 | $199.0K | 0.00% | +1,340+13.0% | Added |
| Guggenheim Capital LLC | 11,757 | $201.4K | 0.00% | +1,087+10.2% | Added |
| NinePointTwo Capital | 11,936 | $204.0K | 0.08% | +11,936 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 11,949 | $204.7K | 0.00% | +1,290+12.1% | Added |
| ProShare Advisors LLC | 12,072 | $206.8K | 0.00% | −1,102−8.4% | Reduced |
| LPL Financial LLC | 13,241 | $226.8K | 0.00% | +13,241 | New |
| Envestnet Asset Management Inc | 14,088 | $241.3K | 0.00% | +1,048+8.0% | Added |
| The PNC Financial Services Group, Inc. | 14,352 | $245.8K | 0.00% | +89+0.6% | Added |
| Dana Investment Advisors, Inc. | 15,793 | $270.5K | 0.01% | +1,420+9.9% | Added |
| Erste Asset Management GmbH | 16,700 | $272.0K | 0.01% | 00.0% | Unchanged |
| Principal Financial Group Inc | 15,997 | $274.0K | 0.00% | +2,268+16.5% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 16,392 | $280.8K | 0.00% | +973+6.3% | Added |
| State Board of Administration of Florida Retirement System | 16,490 | $282.5K | 0.00% | 00.0% | Unchanged |
| E Fund Management Co., Ltd. | 17,001 | $291.0K | 0.02% | +1,601+10.4% | Added |
| Arizona State Retirement System | 17,109 | $293.1K | 0.00% | +1,693+11.0% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 17,174 | $294.2K | 0.02% | +2,269+15.2% | Added |
| Teacher Retirement System of Texas | 18,189 | $312.0K | 0.00% | +1,503+9.0% | Added |
| Stifel Financial Corp | 19,080 | $326.8K | 0.00% | +2,548+15.4% | Added |
| Voya Investment Management LLC | 20,544 | $351.9K | 0.00% | −9,723−32.1% | Reduced |
| Royal Bank of Canada | 22,865 | $392.0K | 0.00% | +12,482+120.2% | Added |
| Gilder Gagnon Howe & Co LLC | 23,448 | $401.7K | 0.01% | +3,299+16.4% | Added |
| Occudo Quantitative Strategies LP | 23,487 | $402.3K | 0.04% | +23,487 | New |
| Jane Street Group, LLC | 24,552 | $420.6K | 0.00% | +8,099+49.2% | Added |
| ClariVest Asset Management LLC | 26,702 | $457.0K | 0.02% | −98−0.4% | Reduced |
| Harvest Investment Services, LLC | 26,684 | $457.1K | 0.35% | +26,684 | New |
| Kiwi Wealth Investments Limited Partnership | 26,734 | $458.0K | 0.03% | 00.0% | Unchanged |
| B. Metzler seel. Sohn & Co. AG | 26,792 | $458.9K | 0.01% | +2,639+10.9% | Added |
| American International Group, Inc. | 26,947 | $461.6K | 0.00% | +1,529+6.0% | Added |
| Janus Henderson Group PLC | 27,030 | $463.2K | 0.00% | +13,380+98.0% | Added |
| Sigma Planning Corp | 27,595 | $472.7K | 0.02% | +1,275+4.8% | Added |
| MetLife Investment Management | 28,186 | $482.8K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 28,715 | $491.9K | 0.00% | −4,983−14.8% | Reduced |
| UBS Asset Management Americas Inc | 31,671 | $542.5K | 0.00% | −21,800−40.8% | Reduced |
| First Republic Investment Management, Inc. | 35,119 | $601.6K | 0.00% | −1,619−4.4% | Reduced |
| Bellevue Group AG | 36,600 | $627.0K | 0.01% | 00.0% | Unchanged |
| Victory Capital Management Inc | 39,650 | $679.2K | 0.00% | +39,650 | New |
| TD Asset Management Inc | 39,915 | $683.7K | 0.00% | −2,300−5.4% | Reduced |
| Invesco Ltd. | 40,795 | $698.8K | 0.00% | −67,582−62.4% | Reduced |
| Jump Financial, LLC | 44,278 | $758.5K | 0.03% | +44,278 | New |
| Candriam Luxembourg S.C.A. | 50,000 | $788.3K | 0.01% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 49,799 | $853.1K | 0.01% | −8,651−14.8% | Reduced |
| Alps Advisors Inc | 52,273 | $895.4K | 0.01% | −1,096−2.1% | Reduced |
| Harbor Capital Advisors, Inc. | 53,273 | $912.6K | 0.26% | −11,736−18.1% | Reduced |
| Legal & General Group Plc | 53,833 | $922.2K | 0.00% | +13,041+32.0% | Added |
| Torray LLC | 54,232 | $929.0K | 0.17% | −92−0.2% | Reduced |
| Deutsche Bank AG | 54,521 | $933.9K | 0.00% | +11,207+25.9% | Added |
| Profund Advisors LLC | 55,516 | $951.0K | 0.06% | +55,516 | New |
| Macquarie Group Ltd | 58,000 | $994.0K | 0.00% | 00.0% | Unchanged |
| Privium Fund Management B.V. | 59,350 | $1.02M | 0.34% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 61,504 | $1.05M | 0.00% | +8,091+15.1% | Added |
| Manufacturers Life Insurance Company, The | 61,941 | $1.06M | 0.00% | +1,310+2.2% | Added |
| International Biotechnology Trust PLC | 63,000 | $1.08M | 0.30% | 00.0% | Unchanged |
| Wells Fargo & Company | 64,374 | $1.10M | 0.00% | +61,730+2,334.7% | Added |
| Rockefeller Capital Management L.P. | 68,114 | $1.17M | 0.01% | +21,000+44.6% | Added |
| Credit Suisse AG | 70,731 | $1.21M | 0.00% | +5,256+8.0% | Added |
| California State Teachers Retirement System | 72,630 | $1.24M | 0.00% | +3,640+5.3% | Added |
| Rice Hall James & Associates, LLC | 75,675 | $1.30M | 0.07% | +75,675 | New |
| DekaBank Deutsche Girozentrale | 89,700 | $1.44M | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 85,745 | $1.47M | 0.00% | −96,417−52.9% | Reduced |
| Synovus Financial Corp | 86,394 | $1.48M | 0.02% | −42,520−33.0% | Reduced |
| Rhumbline Advisers | 92,222 | $1.58M | 0.00% | +7,030+8.3% | Added |
| Cornerstone Advisory, LLC | 95,000 | $1.63M | 0.29% | −41,763−30.5% | Reduced |