Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 175
- +12 vs. Q2 2023
- Shares held
- 89.4M
- +13.1M (+17.1%) vs. Q2 2023
- Total value
- $1.83B
- +$314.9M (+20.8%) vs. Q2 2023
- New holders
- 29
- 78 more added
- Sold out
- 17
- 45 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| RTW Investments, LP | 17,687,772 | $362.4M | 7.65% | 00.0% | Unchanged |
| Wellington Management Group LLP | 8,022,830 | $164.4M | 0.03% | +2,880,373+56.0% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 5,629,970 | $115.4M | 2.70% | +1,250,000+28.5% | Added |
| BlackRock Inc. | 5,113,627 | $104.8M | 0.00% | −22,180−0.4% | Reduced |
| Vanguard Group Inc | 4,604,013 | $94.3M | 0.00% | +4,085+0.1% | Added |
| Westfield Capital Management Co LP | 4,193,996 | $85.9M | 0.59% | +538,209+14.7% | Added |
| State Street Corp | 3,139,505 | $64.3M | 0.00% | −39,019−1.2% | Reduced |
| Citadel Advisors LLC | 2,678,501 | $54.9M | 0.06% | +90,393+3.5% | Added |
| Price T Rowe Associates Inc | 2,637,951 | $54.1M | 0.01% | +519,145+24.5% | Added |
| Logos Global Management LP | 1,975,000 | $40.5M | 5.77% | +1,725,000+690.0% | Added |
| Avidity Partners Management LP | 1,587,429 | $32.5M | 1.31% | +261,429+19.7% | Added |
| Perceptive Advisors LLC | 1,517,467 | $31.1M | 1.05% | +349,104+29.9% | Added |
| Boxer Capital, LLC | 1,466,051 | $30.0M | 1.60% | 00.0% | Unchanged |
| Frazier Life Sciences Management, L.P. | 1,403,013 | $28.7M | 1.91% | +1,403,013 | New |
| Dimensional Fund Advisors LP | 1,336,672 | $27.4M | 0.01% | −2,487−0.2% | Reduced |
| Avoro Capital Advisors LLC | 1,250,000 | $25.6M | 0.40% | +1,250,000 | New |
| Geode Capital Management, LLC | 1,240,160 | $25.4M | 0.00% | +56,057+4.7% | Added |
| Bamco Inc | 1,108,017 | $22.7M | 0.07% | +225,231+25.5% | Added |
| Cowen and Company, LLC | 1,100,000 | $22.5M | 1.58% | 00.0% | Unchanged |
| Millennium Management LLC | 1,005,808 | $20.6M | 0.02% | +826,592+461.2% | Added |
| Novo Holdings A/S | 1,001,000 | $20.5M | 1.52% | +81,000+8.8% | Added |
| Putnam Investments LLC | 999,249 | $20.5M | 0.03% | +202,324+25.4% | Added |
| Janus Henderson Group PLC | 902,095 | $18.5M | 0.01% | +874,999+3,229.3% | Added |
| Eventide Asset Management, LLC | 898,000 | $18.4M | 0.33% | 00.0% | Unchanged |
| Assenagon Asset Management S.A. | 877,140 | $18.0M | 0.06% | +449,569+105.1% | Added |
| Morgan Stanley | 778,751 | $16.0M | 0.00% | +276,627+55.1% | Added |
| JPMorgan Chase & Co | 762,885 | $15.6M | 0.00% | −53,409−6.5% | Reduced |
| Russell Investments Group, Ltd. | 728,409 | $14.9M | 0.03% | +143,695+24.6% | Added |
| Franklin Resources Inc | 667,055 | $13.7M | 0.01% | −612−0.1% | Reduced |
| Ikarian Capital, LLC | 654,726 | $13.4M | 4.98% | +654,726 | New |
| Northern Trust Corp | 582,895 | $11.9M | 0.00% | +9,097+1.6% | Added |
| Goldman Sachs Group Inc | 529,719 | $10.9M | 0.00% | −911,191−63.2% | Reduced |
| M28 Capital Management LP | 523,280 | $10.7M | 12.30% | −107,100−17.0% | Reduced |
| Charles Schwab Investment Management Inc | 468,206 | $9.59M | 0.00% | +32,836+7.5% | Added |
| Cormorant Asset Management, LP | 450,000 | $9.22M | 0.54% | −418,550−48.2% | Reduced |
| Comerica Bank | 440,076 | $9.02M | 0.05% | +440,076 | New |
| GMT Capital Corp | 411,200 | $8.43M | 0.32% | −20,900−4.8% | Reduced |
| Two Sigma Investments, LP | 396,339 | $8.12M | 0.02% | +352,239+798.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 387,704 | $7.94M | 0.02% | +31,653+8.9% | Added |
| Acuta Capital Partners, LLC | 362,000 | $7.42M | 5.39% | +55,806+18.2% | Added |
| FMR LLC | 342,699 | $7.02M | 0.00% | +74,431+27.7% | Added |
| Bank of America Corp | 332,892 | $6.82M | 0.00% | −98,949−22.9% | Reduced |
| WCM Investment Management, LLC | 288,801 | $5.89M | 0.02% | +5,867+2.1% | Added |
| UBS Group AG | 258,229 | $5.29M | 0.00% | +230,812+841.9% | Added |
| Bank of New York Mellon Corp | 244,252 | $5.00M | 0.00% | +43,754+21.8% | Added |
| Norges Bank | 243,351 | $4.99M | 0.00% | 00.0% | Unchanged |
| Rafferty Asset Management, LLC | 241,642 | $4.95M | 0.03% | +8,558+3.7% | Added |
| Sectoral Asset Management Inc | 227,030 | $4.65M | 0.91% | +36,240+19.0% | Added |
| Sphera Funds Management Ltd. | 209,040 | $4.28M | 1.03% | −26,960−11.4% | Reduced |
| Renaissance Technologies LLC | 193,474 | $3.96M | 0.01% | +164,600+570.1% | Added |
| Two Sigma Advisers, LP | 185,751 | $3.81M | 0.01% | −42,700−18.7% | Reduced |
| Citigroup Inc | 161,115 | $3.30M | 0.00% | +75,071+87.2% | Added |
| Nordea Investment Management AB | 158,571 | $3.25M | 0.00% | −4,201−2.6% | Reduced |
| International Biotechnology Trust PLC | 156,000 | $3.19M | 1.08% | 00.0% | Unchanged |
| Barclays PLC | 154,409 | $3.16M | 0.00% | +11,192+7.8% | Added |
| Nuveen Asset Management, LLC | 151,681 | $3.11M | 0.00% | −2,764−1.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 151,074 | $3.10M | 0.20% | +25,845+20.6% | Added |
| EFG Asset Management (North America) Corp. | 151,068 | $3.09M | 0.73% | +11,045+7.9% | Added |
| Tang Capital Management LLC | 150,000 | $3.07M | 0.43% | +150,000 | New |
| Blair William & Co | 149,789 | $3.07M | 0.01% | +149,789 | New |
| Privium Fund Management B.V. | 143,350 | $2.94M | 0.87% | +84,000+141.5% | Added |
| Boothbay Fund Management, LLC | 132,192 | $2.71M | 0.10% | +132,192 | New |
| Qube Research & Technologies Ltd | 126,862 | $2.60M | 0.01% | −139,994−52.5% | Reduced |
| Alliancebernstein L.P. | 126,602 | $2.59M | 0.00% | +2,692+2.2% | Added |
| Swiss National Bank | 123,800 | $2.54M | 0.00% | +2,900+2.4% | Added |
| New Leaf Venture Partners, L.L.C. | 118,242 | $2.42M | 3.11% | 00.0% | Unchanged |
| TD Asset Management Inc | 112,030 | $2.30M | 0.00% | +56,015+100.0% | Added |
| Manufacturers Life Insurance Company, The | 105,618 | $2.16M | 0.00% | +33,040+45.5% | Added |
| Simplex Trading, LLC | 101,928 | $2.09M | 0.08% | +101,928 | New |
| Rockefeller Capital Management L.P. | 91,864 | $1.88M | 0.01% | +9,750+11.9% | Added |
| DekaBank Deutsche Girozentrale | 89,700 | $1.85M | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 87,527 | $1.79M | 0.00% | +3,966+4.7% | Added |
| Synovus Financial Corp | 84,681 | $1.74M | 0.02% | +3,699+4.6% | Added |
| State of Wisconsin Investment Board | 84,568 | $1.73M | 0.01% | +28,118+49.8% | Added |
| Thrivent Financial for Lutherans | 82,214 | $1.68M | 0.00% | +82,214 | New |
| SG Americas Securities, LLC | 81,947 | $1.68M | 0.02% | +81,947 | New |
| Rice Hall James & Associates, LLC | 77,389 | $1.59M | 0.10% | −1,597−2.0% | Reduced |
| Credit Suisse AG | 75,553 | $1.55M | 0.00% | −12,043−13.7% | Reduced |
| Caption Management, LLC | 75,000 | $1.54M | 0.20% | +75,000 | New |
| HRT Financial LP | 65,176 | $1.33M | 0.01% | +32,162+97.4% | Added |
| California State Teachers Retirement System | 62,154 | $1.27M | 0.00% | −5,384−8.0% | Reduced |
| BNP Paribas Arbitrage, SA | 61,506 | $1.26M | 0.00% | +11,072+22.0% | Added |
| Torray LLC | 60,177 | $1.23M | 0.22% | +5,608+10.3% | Added |
| Wells Fargo & Company | 59,650 | $1.22M | 0.00% | −8,177−12.1% | Reduced |
| Moody Aldrich Partners LLC | 58,027 | $1.19M | 0.23% | +58,027 | New |
| Macquarie Group Ltd | 58,000 | $1.19M | 0.00% | 00.0% | Unchanged |
| Harbor Capital Advisors, Inc. | 57,317 | $1.17M | 0.25% | +2,035+3.7% | Added |
| Legal & General Group Plc | 57,157 | $1.17M | 0.00% | +2,719+5.0% | Added |
| Invesco Ltd. | 53,928 | $1.10M | 0.00% | −103,151−65.7% | Reduced |
| UBS Asset Management Americas Inc | 50,170 | $1.03M | 0.00% | +18,499+58.4% | Added |
| Candriam Luxembourg S.C.A. | 50,000 | $1.02M | 0.01% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 47,148 | $966.1K | 0.00% | +30,587+184.7% | Added |
| Profund Advisors LLC | 40,861 | $837.2K | 0.05% | −1,641−3.9% | Reduced |
| Jump Financial, LLC | 39,463 | $808.6K | 0.03% | +39,463 | New |
| Victory Capital Management Inc | 39,210 | $803.4K | 0.00% | −6,850−14.9% | Reduced |
| Deutsche Bank AG | 36,196 | $741.7K | 0.00% | −282−0.8% | Reduced |
| Jane Street Group, LLC | 35,695 | $731.4K | 0.00% | −101,146−73.9% | Reduced |
| Balyasny Asset Management LLC | 34,205 | $700.9K | 0.00% | +34,205 | New |
| B. Metzler seel. Sohn & Co. AG | 30,559 | $626.2K | 0.01% | −26,365−46.3% | Reduced |
| Rathbone Brothers plc | 30,000 | $614.7K | 0.00% | +30,000 | New |