Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 175
- +12 vs. Q2 2023
- Shares held
- 89.4M
- +13.1M (+17.1%) vs. Q2 2023
- Total value
- $1.83B
- +$314.9M (+20.8%) vs. Q2 2023
- New holders
- 29
- 78 more added
- Sold out
- 17
- 45 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 5 | $0 | 0.00% | −1−16.7% | Reduced |
| Farther Finance Advisors, LLC | 5 | $102 | 0.00% | +5 | New |
| Allworth Financial LP | 6 | $123 | 0.00% | +6 | New |
| Newbridge Financial Services Group, Inc. | 18 | $369 | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 24 | $491 | 0.00% | −28−53.8% | Reduced |
| IFP Advisors, Inc | 25 | $512 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 34 | $697 | 0.00% | 00.0% | Unchanged |
| Mendota Financial Group, LLC | 45 | $923 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 104 | $2.13K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 183 | $3.75K | 0.00% | +95+108.0% | Added |
| Daiwa Securities Group Inc. | 304 | $6.00K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 437 | $8.00K | 0.00% | +437 | New |
| Huntington National Bank | 456 | $9.34K | 0.00% | −24−5.0% | Reduced |
| Natixis | 649 | $13.3K | 0.00% | −11−1.7% | Reduced |
| Signaturefd, LLC | 896 | $18.4K | 0.00% | +397+79.6% | Added |
| Quantbot Technologies LP | 1,000 | $20.5K | 0.00% | +1,000 | New |
| Bank of Montreal | 1,010 | $23.8K | 0.00% | +1,010 | New |
| CWM, LLC | 1,253 | $26.0K | 0.00% | +35+2.9% | Added |
| Lazard Asset Management LLC | 1,722 | $34.0K | 0.00% | +79+4.8% | Added |
| Tower Research Capital LLC (TRC) | 1,728 | $35.4K | 0.00% | −4,686−73.1% | Reduced |
| China Universal Asset Management Co., Ltd. | 2,068 | $42.4K | 0.01% | +1,014+96.2% | Added |
| Clearstead Advisors, LLC | 2,095 | $42.9K | 0.00% | −862−29.2% | Reduced |
| Nisa Investment Advisors, LLC | 2,343 | $48.0K | 0.00% | −197−7.8% | Reduced |
| Advisor Group Holdings, Inc. | 2,753 | $56.4K | 0.00% | +504+22.4% | Added |
| Annandale Capital, LLC | 3,220 | $66.0K | 0.02% | +3,220 | New |
| Metropolitan Life Insurance Co | 3,493 | $71.6K | 0.00% | +425+13.9% | Added |
| Harbour Investments, Inc. | 3,545 | $72.6K | 0.00% | +2,230+169.6% | Added |
| Amundi | 4,652 | $81.6K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 4,356 | $89.3K | 0.05% | −436−9.1% | Reduced |
| Great West Life Assurance Co | 4,987 | $102.0K | 0.00% | +3,368+208.0% | Added |
| Steward Partners Investment Advisory, LLC | 5,000 | $102.5K | 0.00% | +500+11.1% | Added |
| Allspring Global Investments Holdings, LLC | 5,145 | $105.4K | 0.00% | +633+14.0% | Added |
| Federated Hermes, Inc. | 5,197 | $106.5K | 0.00% | −4,284−45.2% | Reduced |
| Ameritas Investment Partners, Inc. | 5,574 | $114.2K | 0.00% | +1,274+29.6% | Added |
| Public Employees Retirement Association of Colorado | 8,193 | $168.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 8,213 | $168.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 9,561 | $195.9K | 0.00% | +8,230+618.3% | Added |
| SEI Investments Co | 9,798 | $200.8K | 0.00% | +9,798 | New |
| Schonfeld Strategic Advisors LLC | 10,400 | $213.1K | 0.00% | −19,724−65.5% | Reduced |
| LPL Financial LLC | 10,766 | $220.6K | 0.00% | −1,175−9.8% | Reduced |
| Royal Bank of Canada | 10,813 | $222.0K | 0.00% | +3,579+49.5% | Added |
| Voloridge Investment Management, LLC | 11,269 | $230.9K | 0.00% | +11,269 | New |
| Handelsbanken Fonder AB | 12,300 | $252.0K | 0.00% | 00.0% | Unchanged |
| E Fund Management Co., Ltd. | 12,412 | $254.0K | 0.02% | −120−1.0% | Reduced |
| ProShare Advisors LLC | 12,553 | $257.2K | 0.00% | +50+0.4% | Added |
| EFG Asset Management (Americas) Corp. | 12,840 | $263.1K | 0.06% | +1,129+9.6% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 13,477 | $276.1K | 0.00% | +981+7.9% | Added |
| Los Angeles Capital Management LLC | 13,980 | $286.4K | 0.00% | +13,980 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 14,731 | $301.8K | 0.00% | +3,038+26.0% | Added |
| Dana Investment Advisors, Inc. | 15,409 | $315.7K | 0.02% | −1,315−7.9% | Reduced |
| Teacher Retirement System of Texas | 15,955 | $327.0K | 0.00% | +875+5.8% | Added |
| Arizona State Retirement System | 16,036 | $328.6K | 0.00% | +435+2.8% | Added |
| VELA Investment Management, LLC | 16,079 | $329.5K | 0.14% | +16,079 | New |
| State Board of Administration of Florida Retirement System | 16,090 | $329.7K | 0.00% | +160+1.0% | Added |
| The PNC Financial Services Group, Inc. | 16,846 | $345.2K | 0.00% | +2,014+13.6% | Added |
| Erste Asset Management GmbH | 16,700 | $346.4K | 0.01% | 00.0% | Unchanged |
| Jefferies Financial Group Inc. | 17,155 | $351.5K | 0.01% | +17,155 | New |
| Principal Financial Group Inc | 17,302 | $354.5K | 0.00% | −28−0.2% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 17,500 | $358.6K | 0.00% | −23,500−57.3% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 17,767 | $364.0K | 0.02% | +1,487+9.1% | Added |
| Pier 88 Investment Partners LLC | 18,000 | $368.8K | 0.09% | +18,000 | New |
| Gilder Gagnon Howe & Co LLC | 18,904 | $387.3K | 0.01% | −4,484−19.2% | Reduced |
| Yarbrough Capital, LLC | 19,531 | $400.2K | 0.02% | +19,531 | New |
| Nebula Research & Development LLC | 21,435 | $439.2K | 0.23% | +21,435 | New |
| Voya Investment Management LLC | 22,447 | $459.9K | 0.00% | +229+1.0% | Added |
| Stifel Financial Corp | 23,550 | $482.5K | 0.00% | +2,034+9.5% | Added |
| New York State Common Retirement Fund | 24,124 | $494.3K | 0.00% | +1,389+6.1% | Added |
| Envestnet Asset Management Inc | 24,759 | $507.3K | 0.00% | +7,315+41.9% | Added |
| Sigma Planning Corp | 25,780 | $528.2K | 0.02% | −307−1.2% | Reduced |
| Susquehanna International Group, LLP | 26,073 | $534.2K | 0.00% | −7,836−23.1% | Reduced |
| Sanders Morris Harris LLC | 27,709 | $541.7K | 0.11% | 00.0% | Unchanged |
| Jennison Associates LLC | 27,636 | $566.3K | 0.00% | −6,043−17.9% | Reduced |
| American International Group, Inc. | 28,000 | $573.7K | 0.00% | +995+3.7% | Added |
| HighTower Advisors, LLC | 28,716 | $589.0K | 0.00% | −1,613−5.3% | Reduced |
| MetLife Investment Management | 28,906 | $592.3K | 0.00% | 00.0% | Unchanged |
| Rathbone Brothers plc | 30,000 | $614.7K | 0.00% | +30,000 | New |
| B. Metzler seel. Sohn & Co. AG | 30,559 | $626.2K | 0.01% | −26,365−46.3% | Reduced |
| Balyasny Asset Management LLC | 34,205 | $700.9K | 0.00% | +34,205 | New |
| Jane Street Group, LLC | 35,695 | $731.4K | 0.00% | −101,146−73.9% | Reduced |
| Deutsche Bank AG | 36,196 | $741.7K | 0.00% | −282−0.8% | Reduced |
| Victory Capital Management Inc | 39,210 | $803.4K | 0.00% | −6,850−14.9% | Reduced |
| Jump Financial, LLC | 39,463 | $808.6K | 0.03% | +39,463 | New |
| Profund Advisors LLC | 40,861 | $837.2K | 0.05% | −1,641−3.9% | Reduced |
| Squarepoint Ops LLC | 47,148 | $966.1K | 0.00% | +30,587+184.7% | Added |
| Candriam Luxembourg S.C.A. | 50,000 | $1.02M | 0.01% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 50,170 | $1.03M | 0.00% | +18,499+58.4% | Added |
| Invesco Ltd. | 53,928 | $1.10M | 0.00% | −103,151−65.7% | Reduced |
| Legal & General Group Plc | 57,157 | $1.17M | 0.00% | +2,719+5.0% | Added |
| Harbor Capital Advisors, Inc. | 57,317 | $1.17M | 0.25% | +2,035+3.7% | Added |
| Macquarie Group Ltd | 58,000 | $1.19M | 0.00% | 00.0% | Unchanged |
| Moody Aldrich Partners LLC | 58,027 | $1.19M | 0.23% | +58,027 | New |
| Wells Fargo & Company | 59,650 | $1.22M | 0.00% | −8,177−12.1% | Reduced |
| Torray LLC | 60,177 | $1.23M | 0.22% | +5,608+10.3% | Added |
| BNP Paribas Arbitrage, SA | 61,506 | $1.26M | 0.00% | +11,072+22.0% | Added |
| California State Teachers Retirement System | 62,154 | $1.27M | 0.00% | −5,384−8.0% | Reduced |
| HRT Financial LP | 65,176 | $1.33M | 0.01% | +32,162+97.4% | Added |
| Caption Management, LLC | 75,000 | $1.54M | 0.20% | +75,000 | New |
| Credit Suisse AG | 75,553 | $1.55M | 0.00% | −12,043−13.7% | Reduced |
| Rice Hall James & Associates, LLC | 77,389 | $1.59M | 0.10% | −1,597−2.0% | Reduced |
| SG Americas Securities, LLC | 81,947 | $1.68M | 0.02% | +81,947 | New |