Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 194
- +20 vs. Q3 2023
- Shares held
- 89.0M
- −239.9K (−0.3%) vs. Q3 2023
- Total value
- $2.67B
- +$839.2M (+45.9%) vs. Q3 2023
- New holders
- 37
- 67 more added
- Sold out
- 17
- 66 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| RTW Investments, LP | 17,687,772 | $530.1M | 8.28% | 00.0% | Unchanged |
| Wellington Management Group LLP | 8,197,546 | $245.7M | 0.05% | +174,716+2.2% | Added |
| BlackRock Inc. | 5,930,178 | $177.7M | 0.00% | +816,551+16.0% | Added |
| Vanguard Group Inc | 5,447,565 | $163.3M | 0.00% | +843,552+18.3% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 4,034,068 | $120.9M | 2.49% | −1,595,902−28.3% | Reduced |
| Westfield Capital Management Co LP | 3,941,859 | $118.1M | 0.69% | −252,137−6.0% | Reduced |
| State Street Corp | 3,231,411 | $96.8M | 0.00% | +91,906+2.9% | Added |
| Price T Rowe Associates Inc | 2,629,074 | $78.8M | 0.01% | −8,877−0.3% | Reduced |
| Citadel Advisors LLC | 2,457,561 | $73.7M | 0.07% | −220,940−8.2% | Reduced |
| Avidity Partners Management LP | 1,719,103 | $51.5M | 1.97% | +131,674+8.3% | Added |
| Perceptive Advisors LLC | 1,707,398 | $51.2M | 1.14% | +189,931+12.5% | Added |
| Frazier Life Sciences Management, L.P. | 1,523,013 | $45.6M | 2.44% | +120,000+8.6% | Added |
| Boxer Capital, LLC | 1,466,051 | $43.9M | 2.19% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 1,457,250 | $43.7M | 0.00% | +217,090+17.5% | Added |
| Pictet Asset Management Holding SA | 1,347,163 | $40.4M | 0.04% | +1,347,163 | New |
| Logos Global Management LP | 1,275,000 | $38.2M | 4.25% | −700,000−35.4% | Reduced |
| Avoro Capital Advisors LLC | 1,260,900 | $37.8M | 0.52% | +10,900+0.9% | Added |
| Cowen and Company, LLC | 1,100,000 | $33.0M | 2.16% | 00.0% | Unchanged |
| Franklin Resources Inc | 1,072,910 | $32.2M | 0.02% | +405,855+60.8% | Added |
| Putnam Investments LLC | 1,069,715 | $32.1M | 0.04% | +70,466+7.1% | Added |
| Bamco Inc | 1,052,501 | $31.5M | 0.08% | −55,516−5.0% | Reduced |
| Novo Holdings A/S | 1,050,000 | $31.5M | 2.10% | +49,000+4.9% | Added |
| Dimensional Fund Advisors LP | 1,047,941 | $31.4M | 0.01% | −288,731−21.6% | Reduced |
| Janus Henderson Group PLC | 949,905 | $28.4M | 0.02% | +47,810+5.3% | Added |
| Bank of America Corp | 793,738 | $23.8M | 0.00% | +460,846+138.4% | Added |
| JPMorgan Chase & Co | 748,340 | $22.4M | 0.00% | −14,545−1.9% | Reduced |
| Assenagon Asset Management S.A. | 702,625 | $21.1M | 0.06% | −174,515−19.9% | Reduced |
| Russell Investments Group, Ltd. | 648,946 | $19.4M | 0.03% | −79,463−10.9% | Reduced |
| Northern Trust Corp | 628,705 | $18.8M | 0.00% | +45,810+7.9% | Added |
| Morgan Stanley | 611,973 | $18.3M | 0.00% | −166,778−21.4% | Reduced |
| Goldman Sachs Group Inc | 594,665 | $17.8M | 0.00% | +64,946+12.3% | Added |
| Comerica Bank | 558,025 | $16.7M | 0.08% | +117,949+26.8% | Added |
| FMR LLC | 529,496 | $15.9M | 0.00% | +186,797+54.5% | Added |
| Charles Schwab Investment Management Inc | 525,452 | $15.7M | 0.00% | +57,246+12.2% | Added |
| M28 Capital Management LP | 523,280 | $15.7M | 12.99% | 00.0% | Unchanged |
| Eventide Asset Management, LLC | 490,732 | $14.7M | 0.24% | −407,268−45.4% | Reduced |
| Cormorant Asset Management, LP | 450,000 | $13.5M | 0.65% | 00.0% | Unchanged |
| Silverarc Capital Management, LLC | 382,672 | $11.5M | 3.54% | +382,672 | New |
| Acuta Capital Partners, LLC | 366,015 | $11.0M | 6.18% | +4,015+1.1% | Added |
| GMT Capital Corp | 306,500 | $9.19M | 0.35% | −104,700−25.5% | Reduced |
| WCM Investment Management, LLC | 296,013 | $9.15M | 0.03% | +7,212+2.5% | Added |
| Two Sigma Investments, LP | 254,916 | $7.64M | 0.02% | −141,423−35.7% | Reduced |
| Tang Capital Management LLC | 250,000 | $7.49M | 0.69% | +100,000+66.7% | Added |
| Norges Bank | 243,351 | $7.29M | 0.00% | 00.0% | Unchanged |
| Ikarian Capital, LLC | 239,726 | $7.18M | 1.97% | −415,000−63.4% | Reduced |
| Bank of New York Mellon Corp | 232,490 | $6.97M | 0.00% | −11,762−4.8% | Reduced |
| Privium Fund Management B.V. | 233,050 | $6.87M | 1.92% | +89,700+62.6% | Added |
| Rafferty Asset Management, LLC | 208,505 | $6.25M | 0.03% | −33,137−13.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 193,350 | $5.79M | 0.33% | +42,276+28.0% | Added |
| Sphera Funds Management Ltd. | 190,783 | $5.72M | 1.06% | −18,257−8.7% | Reduced |
| Barclays PLC | 177,535 | $5.32M | 0.00% | +23,126+15.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 172,474 | $5.17M | 0.01% | −215,230−55.5% | Reduced |
| Nuveen Asset Management, LLC | 163,419 | $4.90M | 0.00% | +11,738+7.7% | Added |
| Schroder Investment Management Group | 156,000 | $4.68M | 0.01% | +156,000 | New |
| Nordea Investment Management AB | 152,861 | $4.66M | 0.01% | −5,710−3.6% | Reduced |
| EFG Asset Management (North America) Corp. | 155,205 | $4.64M | 0.88% | +4,137+2.7% | Added |
| TD Asset Management Inc | 154,864 | $4.64M | 0.00% | +42,834+38.2% | Added |
| Blair William & Co | 146,879 | $4.40M | 0.01% | −2,910−1.9% | Reduced |
| Adage Capital Partners GP, L.L.C. | 140,000 | $4.20M | 0.01% | +140,000 | New |
| Swiss National Bank | 133,000 | $3.99M | 0.00% | +9,200+7.4% | Added |
| New Leaf Venture Partners, L.L.C. | 118,242 | $3.54M | 2.85% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 110,576 | $3.31M | 0.01% | −75,175−40.5% | Reduced |
| Candriam Luxembourg S.C.A. | 110,000 | $3.30M | 0.02% | +60,000+120.0% | Added |
| Manufacturers Life Insurance Company, The | 100,936 | $3.03M | 0.00% | −4,682−4.4% | Reduced |
| Invesco Ltd. | 96,843 | $2.90M | 0.00% | +42,915+79.6% | Added |
| DekaBank Deutsche Girozentrale | 89,700 | $2.77M | 0.01% | 00.0% | Unchanged |
| Rhumbline Advisers | 92,013 | $2.76M | 0.00% | +4,486+5.1% | Added |
| Exome Asset Management LLC | 91,800 | $2.75M | 2.72% | +91,800 | New |
| Citigroup Inc | 90,254 | $2.70M | 0.00% | −70,861−44.0% | Reduced |
| Credit Suisse AG | 89,298 | $2.68M | 0.00% | +13,745+18.2% | Added |
| BNP Paribas Arbitrage, SA | 86,587 | $2.60M | 0.00% | +25,081+40.8% | Added |
| Rockefeller Capital Management L.P. | 85,464 | $2.56M | 0.01% | −6,400−7.0% | Reduced |
| Synovus Financial Corp | 84,970 | $2.55M | 0.04% | +289+0.3% | Added |
| Thrivent Financial for Lutherans | 78,387 | $2.35M | 0.01% | −3,827−4.7% | Reduced |
| Alliancebernstein L.P. | 76,510 | $2.29M | 0.00% | −50,092−39.6% | Reduced |
| Rice Hall James & Associates, LLC | 72,428 | $2.17M | 0.13% | −4,961−6.4% | Reduced |
| UBS Asset Management Americas Inc | 71,011 | $2.13M | 0.00% | +20,841+41.5% | Added |
| California State Teachers Retirement System | 70,429 | $2.11M | 0.00% | +8,275+13.3% | Added |
| Legal & General Group Plc | 66,440 | $1.99M | 0.00% | +9,283+16.2% | Added |
| Renaissance Technologies LLC | 62,674 | $1.88M | 0.00% | −130,800−67.6% | Reduced |
| Torray LLC | 60,856 | $1.82M | 0.30% | +679+1.1% | Added |
| Macquarie Group Ltd | 58,000 | $1.74M | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 54,865 | $1.64M | 0.00% | −950,943−94.5% | Reduced |
| Harbor Capital Advisors, Inc. | 54,355 | $1.63M | 0.32% | −2,962−5.2% | Reduced |
| State of Wisconsin Investment Board | 49,657 | $1.49M | 0.00% | −34,911−41.3% | Reduced |
| Boothbay Fund Management, LLC | 48,281 | $1.45M | 0.05% | −83,911−63.5% | Reduced |
| Jane Street Group, LLC | 48,048 | $1.44M | 0.00% | +12,353+34.6% | Added |
| Prudential Financial Inc | 45,657 | $1.37M | 0.00% | +45,657 | New |
| Victory Capital Management Inc | 45,508 | $1.36M | 0.00% | +6,298+16.1% | Added |
| Vontobel Holding Ltd. | 43,540 | $1.30M | 0.01% | +43,540 | New |
| UBS Group AG | 42,804 | $1.28M | 0.00% | −215,425−83.4% | Reduced |
| Deutsche Bank AG | 42,079 | $1.26M | 0.00% | +5,883+16.3% | Added |
| Susquehanna International Group, LLP | 38,666 | $1.16M | 0.00% | +12,593+48.3% | Added |
| Moody Aldrich Partners LLC | 36,311 | $1.09M | 0.20% | −21,716−37.4% | Reduced |
| Profund Advisors LLC | 34,471 | $1.03M | 0.04% | −6,390−15.6% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 34,418 | $1.03M | 0.01% | +3,859+12.6% | Added |
| MetLife Investment Management | 33,003 | $989.1K | 0.01% | +4,097+14.2% | Added |
| American International Group, Inc. | 31,184 | $934.6K | 0.00% | +3,184+11.4% | Added |
| Atom Investors LP | 30,971 | $928.2K | 0.16% | +30,971 | New |
| Envestnet Asset Management Inc | 30,751 | $921.6K | 0.00% | +5,992+24.2% | Added |