Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 194
- +20 vs. Q3 2023
- Shares held
- 89.0M
- −239.9K (−0.3%) vs. Q3 2023
- Total value
- $2.67B
- +$839.2M (+45.9%) vs. Q3 2023
- New holders
- 37
- 67 more added
- Sold out
- 17
- 66 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 7 | $0 | 0.00% | +2+40.0% | Added |
| Principal Securities, Inc. | 9 | $270 | 0.00% | +9 | New |
| GAMMA Investing LLC | 23 | $661 | 0.00% | +23 | New |
| First Horizon Advisors, Inc. | 24 | $719 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 34 | $1.02K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 100 | $2.00K | 0.00% | +100 | New |
| Private Wealth Management Group, LLC | 69 | $2.07K | 0.00% | +69 | New |
| EverSource Wealth Advisors, LLC | 80 | $2.40K | 0.00% | +80 | New |
| Quadrant Capital Group LLC | 104 | $3.12K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 105 | $3.15K | 0.00% | +100+2,000.0% | Added |
| Lindbrook Capital, LLC | 169 | $5.07K | 0.00% | −14−7.7% | Reduced |
| Global Retirement Partners, LLC | 200 | $5.70K | 0.00% | +200 | New |
| Bank of Montreal | 279 | $8.62K | 0.00% | −731−72.4% | Reduced |
| Daiwa Securities Group Inc. | 304 | $9.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 408 | $12.2K | 0.00% | +408 | New |
| NBC Securities, Inc. | 437 | $13.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 458 | $13.7K | 0.00% | +2+0.4% | Added |
| Natixis | 649 | $19.5K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 828 | $24.8K | 0.00% | −68−7.6% | Reduced |
| Advisory Services Network, LLC | 1,000 | $30.0K | 0.00% | +1,000 | New |
| CWM, LLC | 1,218 | $37.0K | 0.00% | −35−2.8% | Reduced |
| Lazard Asset Management LLC | 1,794 | $52.0K | 0.00% | +72+4.2% | Added |
| Clearstead Advisors, LLC | 1,840 | $55.1K | 0.00% | −255−12.2% | Reduced |
| Nisa Investment Advisors, LLC | 2,340 | $70.1K | 0.00% | −3−0.1% | Reduced |
| Advisor Group Holdings, Inc. | 2,532 | $75.8K | 0.00% | −221−8.0% | Reduced |
| Virtus ETF Advisers LLC | 3,274 | $98.1K | 0.06% | −1,082−24.8% | Reduced |
| Metropolitan Life Insurance Co | 3,493 | $104.7K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,545 | $106.2K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,557 | $106.6K | 0.00% | +1,829+105.8% | Added |
| Amundi | 3,839 | $113.0K | 0.00% | −813−17.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 5,000 | $149.8K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,276 | $187.0K | 0.00% | +1,289+25.8% | Added |
| US Bancorp | 6,367 | $190.8K | 0.00% | −3,194−33.4% | Reduced |
| Ameritas Investment Partners, Inc. | 6,494 | $194.6K | 0.01% | +920+16.5% | Added |
| Old Well Partners, LLC | 6,688 | $200.4K | 0.19% | +6,688 | New |
| Jefferies Financial Group Inc. | 6,760 | $202.6K | 0.00% | −10,395−60.6% | Reduced |
| Scientech Research LLC | 7,081 | $212.1K | 0.21% | +7,081 | New |
| Capstone Investment Advisors, LLC | 7,257 | $217.5K | 0.00% | +7,257 | New |
| SEI Investments Co | 7,268 | $217.8K | 0.00% | −2,530−25.8% | Reduced |
| Edgestream Partners, L.P. | 7,317 | $219.3K | 0.02% | +7,317 | New |
| Cubist Systematic Strategies, LLC | 7,319 | $219.3K | 0.00% | +7,319 | New |
| Fox Run Management, L.L.C. | 7,353 | $220.4K | 0.06% | +7,353 | New |
| AQR Capital Management LLC | 8,058 | $241.5K | 0.00% | +8,058 | New |
| Public Employees Retirement Association of Colorado | 8,193 | $246.0K | 0.00% | 00.0% | Unchanged |
| American Century Companies Inc | 8,370 | $250.8K | 0.00% | +8,370 | New |
| Guggenheim Capital LLC | 8,380 | $251.1K | 0.00% | +8,380 | New |
| Amalgamated Bank | 8,653 | $259.0K | 0.00% | +440+5.4% | Added |
| Cobblestone Capital Advisors LLC | 9,000 | $269.7K | 0.02% | +9,000 | New |
| Pitcairn Co | 9,110 | $273.0K | 0.02% | +9,110 | New |
| Harbour Capital Advisors, LLC | 9,825 | $282.0K | 0.08% | +9,825 | New |
| LPL Financial LLC | 10,232 | $306.7K | 0.00% | −534−5.0% | Reduced |
| China Universal Asset Management Co., Ltd. | 10,424 | $312.4K | 0.06% | +8,356+404.1% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 11,390 | $326.9K | 0.00% | −2,087−15.5% | Reduced |
| Virtu Financial LLC | 11,072 | $332.0K | 0.03% | +11,072 | New |
| E Fund Management Co., Ltd. | 11,197 | $335.6K | 0.02% | −1,215−9.8% | Reduced |
| a16z Perennial Management, L.P. | 11,335 | $339.7K | 0.06% | +11,335 | New |
| Sigma Planning Corp | 11,870 | $355.7K | 0.03% | −13,910−54.0% | Reduced |
| Cetera Advisor Networks LLC | 11,906 | $356.8K | 0.00% | +11,906 | New |
| EFG Asset Management (Americas) Corp. | 11,972 | $358.8K | 0.08% | −868−6.8% | Reduced |
| Sectoral Asset Management Inc | 12,280 | $368.0K | 0.16% | −214,750−94.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 12,374 | $370.8K | 0.00% | −2,357−16.0% | Reduced |
| Dana Investment Advisors, Inc. | 13,417 | $402.1K | 0.02% | −1,992−12.9% | Reduced |
| The PNC Financial Services Group, Inc. | 15,351 | $460.1K | 0.00% | −1,495−8.9% | Reduced |
| Teacher Retirement System of Texas | 15,594 | $467.0K | 0.00% | −361−2.3% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 16,097 | $482.4K | 0.03% | −1,670−9.4% | Reduced |
| ProShare Advisors LLC | 16,146 | $483.9K | 0.00% | +3,593+28.6% | Added |
| State Board of Administration of Florida Retirement System | 16,300 | $488.5K | 0.00% | +210+1.3% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 16,500 | $494.5K | 0.00% | −1,000−5.7% | Reduced |
| Bayesian Capital Management, LP | 17,009 | $509.8K | 0.05% | +17,009 | New |
| Erste Asset Management GmbH | 16,700 | $516.0K | 0.01% | 00.0% | Unchanged |
| Entropy Technologies, LP | 17,344 | $519.8K | 0.10% | +17,344 | New |
| Handelsbanken Fonder AB | 17,600 | $527.0K | 0.00% | +5,300+43.1% | Added |
| Principal Financial Group Inc | 17,963 | $538.4K | 0.00% | +661+3.8% | Added |
| Pier 88 Investment Partners LLC | 18,000 | $539.5K | 0.14% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 18,372 | $551.0K | 0.01% | −63,575−77.6% | Reduced |
| Arizona State Retirement System | 18,864 | $565.4K | 0.00% | +2,828+17.6% | Added |
| Stifel Financial Corp | 19,337 | $579.5K | 0.00% | −4,213−17.9% | Reduced |
| Gilder Gagnon Howe & Co LLC | 19,379 | $580.8K | 0.01% | +475+2.5% | Added |
| NEOS Investment Management LLC | 19,520 | $585.0K | 0.06% | +19,520 | New |
| Yarbrough Capital, LLC | 19,531 | $585.3K | 0.03% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 20,400 | $611.4K | 0.05% | +20,400 | New |
| Royal Bank of Canada | 20,639 | $619.0K | 0.00% | +9,826+90.9% | Added |
| VELA Investment Management, LLC | 20,773 | $622.6K | 0.25% | +4,694+29.2% | Added |
| Bellevue Group AG | 21,000 | $629.4K | 0.01% | +21,000 | New |
| Voya Investment Management LLC | 24,484 | $733.8K | 0.00% | +2,037+9.1% | Added |
| Los Angeles Capital Management LLC | 24,518 | $734.8K | 0.00% | +10,538+75.4% | Added |
| Algert Global LLC | 24,710 | $740.6K | 0.03% | +24,710 | New |
| Wells Fargo & Company | 25,706 | $770.4K | 0.00% | −33,944−56.9% | Reduced |
| Jennison Associates LLC | 25,880 | $775.6K | 0.00% | −1,756−6.4% | Reduced |
| Squarepoint Ops LLC | 26,460 | $793.0K | 0.00% | −20,688−43.9% | Reduced |
| Sanders Morris Harris LLC | 27,709 | $813.8K | 0.40% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 27,173 | $814.4K | 0.00% | +3,049+12.6% | Added |
| HighTower Advisors, LLC | 27,716 | $831.0K | 0.00% | −1,000−3.5% | Reduced |
| Rathbone Brothers plc | 30,000 | $899.1K | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 30,751 | $921.6K | 0.00% | +5,992+24.2% | Added |
| Atom Investors LP | 30,971 | $928.2K | 0.16% | +30,971 | New |
| American International Group, Inc. | 31,184 | $934.6K | 0.00% | +3,184+11.4% | Added |
| MetLife Investment Management | 33,003 | $989.1K | 0.01% | +4,097+14.2% | Added |
| B. Metzler seel. Sohn & Co. AG | 34,418 | $1.03M | 0.01% | +3,859+12.6% | Added |
| Profund Advisors LLC | 34,471 | $1.03M | 0.04% | −6,390−15.6% | Reduced |