Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 181 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Rocket Pharmaceuticals, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 7 filings
- 3 insiders, $426.9K in total
- Insiders trading
- 3
- Net value
- −$426.9K
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Rocket Pharmaceuticals, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Chaudhuri Sarbani | See Remarks | 257,937 | Nov 12, 2026 | 4 |
| Wilson Martin | General Counsel | 545,100 | Nov 9, 2026 | 10 |
| Shah Gaurav | CEO | 1,056,594 | Aug 20, 2026 | 9 |
| Stevens Christopher James | Chief Operating Officer | 505,784 | Aug 13, 2026 | 3 |
| Southwell David P | Director | 204,522 | Aug 5, 2026 | 2 |
| Wong Roderick | Director, 10% Owner | 75,499 | Jul 6, 2026 | 1 |
| Fong Peter | Director | 76,195 | Jul 6, 2026 | 1 |
| Dolsten Mikael | Director | 67,082 | Jul 6, 2026 | 1 |
| Malik Fady Ibraham | Director | 52,862 | Jul 6, 2026 | 1 |
| Boess Carsten | Director | 52,862 | Jul 6, 2026 | 1 |
| Militello John | See Remarks | 89,780 | May 28, 2026 | 7 |
| Rizvi Syed Ali-aamir | Chief Medical Officer | 407,874 | Feb 13, 2026 | 1 |
| Bjork Elisabeth | Director | 50,000 | Jan 6, 2026 | 1 |
| Schwartz Jonathan David | See Remarks | 299,064 | Nov 20, 2025 | 1 |
| RTW Investments, LP | Director, 10% Owner, Other: See remarks | 18,188,457Indirect | Sep 23, 2025 | 0 |
| Granadillo Pedro P | Director | 54,734 | Jul 18, 2025 | 0 |
| Makker Gotham | Director | 415,346Indirect | Jul 18, 2025 | 0 |
| Pratumsuwan Piratip | Director | 30,000 | Jul 18, 2025 | 0 |
| Ondrey Aaron | Chief Financial Officer | 128,173 | Jul 8, 2025 | 0 |
| Patel Kinnari | See Remarks | 441,927 | May 22, 2025 | 0 |
| White Mark Andrew | See Remarks | 69,140 | Nov 4, 2024 | 0 |
| Yalamanchi Naveen | Director | 16,272,635Indirect | Jun 20, 2024 | 0 |
| Woods Keith | Director | – | Jun 20, 2024 | 0 |
| Garcia-Parada Carlos | Chief Financial Officer | – | Feb 16, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 12, 2026 (view filing)6:44 PM ET | Nov 9 | 3 days | Chaudhuri SarbaniSee Remarks | SSale | −4.87K | $2.33 | −$11.3K | −1.9%257.9K after | |
| Nov 9, 2026 (view filing)4:05 PM ET | Nov 5 | 4 days | Wilson MartinGeneral Counsel | SSale | −53.4K | $2.39 | −$127.8K | −8.9%545.1K after | |
| Sep 15, 2026 (view filing)8:27 PM ET | Sep 11 | 4 days | Wilson MartinGeneral Counsel | SSale | −75.4K | $3.40 | −$256.5K | −11.2%598.5K after | |
| Aug 20, 2026 (view filing)5:30 PM ET | Aug 18 | 2 days | Wilson MartinGeneral Counsel | SSale | −631 | $3.38 | −$2.13K | −0.1%673.9K after | |
| Aug 20, 2026 (view filing)5:25 PM ET | Aug 18 | 2 days | Shah GauravCEO | SSale | −2.29K | $3.38 | −$7.75K | −0.2%1.06M after | |
| Aug 17, 2026 (view filing)5:52 PM ET | Aug 13 | 4 days | Shah GauravCEO | SSale | −2.84K | $3.38 | −$9.59K | −0.3%1.06M after | |
| Aug 17, 2026 (view filing)5:50 PM ET | Aug 13 | 4 days | Wilson MartinGeneral Counsel | SSale | −3.49K | $3.38 | −$11.8K | −0.5%674.5K after | |
| Aug 13, 2026 (view filing)4:15 PM ET | Aug 11 | 2 days | Stevens Christopher JamesChief Operating Officer | SSale | −36.7K | $3.50 | −$128.3K | −6.8%505.8K after | |
| Aug 13, 2026 (view filing)4:15 PM ET | Aug 11 | 2 days | Chaudhuri SarbaniSee Remarks | SSale | −4.70K | $3.50 | −$16.4K | −1.8%262.8K after | |
| May 26, 2026 (view filing) | May 21 | 5 days | Shah GauravCEO | SSale | −55.7K | $3.09 | −$172.1K | −5.0%1.06M after | |
| May 21, 2026 (view filing) | May 19 | 2 days | Shah GauravCEO | SSale | −2.41K | $3.01 | −$7.25K | −0.2%1.04M after | |
| May 21, 2026 (view filing) | May 19 | 2 days | Wilson MartinGeneral Counsel | SSale | −662 | $3.01 | −$1.99K | −0.1%678.0K after | |
| May 21, 2026 (view filing) | May 19 | 2 days | Militello JohnSee Remarks | SSale | −384 | $3.01 | −$1.16K | −0.4%89.8K after | |
| May 14, 2026 (view filing) | May 13 | 1 day | Wilson MartinGeneral Counsel | SSale | −3.36K | $3.61 | −$12.1K | −0.5%678.6K after | |
| May 14, 2026 (view filing) | May 13 | 1 day | Shah GauravCEO | SSale | −2.73K | $3.61 | −$9.85K | −0.3%1.04M after | |
| May 14, 2026 (view filing) | May 13 | 1 day | Militello JohnSee Remarks | SSale | −855 | $3.61 | −$3.09K | −0.9%90.2K after | |
| May 11, 2026 (view filing) | May 7 | 4 days | Chaudhuri SarbaniSee Remarks | SSale | −17.6K | $3.84 | −$67.8K | −6.2%267.5K after | |
| Feb 20, 2026 (view filing) | Feb 18 | 2 days | Militello JohnSee Remarks | SSale | −1.16K | $3.34 | −$3.86K | −1.3%91.0K after | |
| Feb 20, 2026 (view filing) | Feb 18 | 2 days | Shah GauravCEO | SSale | −5.99K | $3.34 | −$20.0K | −0.6%1.05M after | |
| Feb 20, 2026 (view filing) | Feb 18 | 2 days | Wilson MartinGeneral Counsel | SSale | −1.38K | $3.34 | −$4.60K | −0.2%682.0K after | |
| Feb 18, 2026 (view filing) | Feb 13 | 5 days | Wilson MartinGeneral Counsel | SSale | −12.3K | $3.31 | −$40.6K | −1.8%683.4K after | |
| Feb 18, 2026 (view filing) | Feb 13 | 5 days | Militello JohnSee Remarks | SSale | −3.73K | $3.31 | −$12.3K | −3.9%92.2K after | |
| Feb 18, 2026 (view filing) | Feb 13 | 5 days | Shah GauravCEO | SSale | −12.3K | $3.31 | −$40.6K | −1.2%1.05M after | |
| Jan 6, 2026 (view filing) | Jan 2 | 4 days | Bjork ElisabethDirector | PPurchase | +10.0K | $3.44 | +$34.4K | +25.0%50.0K after | |
| Nov 20, 2025 (view filing) | Nov 18 | 2 days | Militello JohnSee Remarks | SSale | −1.09K | $2.98 | −$3.24K | −1.6%65.9K after | |
| Nov 20, 2025 (view filing) | Nov 18 | 2 days | Schwartz Jonathan DavidSee Remarks | SSale | −2.54K | $2.98 | −$7.58K | −0.8%299.1K after | |
| Nov 20, 2025 (view filing) | Nov 18 | 2 days | Shah GauravCEO | SSale | −6.28K | $2.98 | −$18.7K | −0.8%778.3K after | |
| Nov 20, 2025 (view filing) | Nov 18 | 2 days | Wilson MartinGeneral Counsel | SSale | −1.65K | $2.98 | −$4.91K | −0.4%383.8K after | |
| Oct 16, 2025 (view filing) | Oct 14 | 2 days | Militello JohnSee Remarks | SSale | −28.9K | $3.96 | −$114.6K | −30.1%67.0K after | 4 lots |
| Aug 27, 2025 (view filing) | Aug 27 | Same day | Bjork ElisabethDirector | PPurchase | +10.0K | $3.41 | +$34.1K | +33.3%40.0K after | |
| Aug 20, 2025 (view filing) | Aug 18-19 | 2 days | Militello JohnSee Remarks | SSale | −1.06K | $3.05 | −$3.23K | −1.9%55.9K after | 2 lots |
| Aug 20, 2025 (view filing) | Aug 18-19 | 2 days | Schwartz Jonathan DavidSee Remarks | SSale | −2.48K | $3.05 | −$7.57K | −1.1%221.6K after | 2 lots |
| Aug 20, 2025 (view filing) | Aug 18-19 | 2 days | Wilson MartinGeneral Counsel | SSale | −1.59K | $3.04 | −$4.85K | −1.2%135.5K after | 2 lots |
| Aug 18, 2025 (view filing) | Aug 14 | 4 days | Schwartz Jonathan DavidSee Remarks | SSale | −11.2K | $3.02 | −$33.7K | −4.7%224.1K after | |
| Aug 18, 2025 (view filing) | Aug 14 | 4 days | Militello JohnSee Remarks | SSale | −7.04K | $3.02 | −$21.3K | −11.0%57.0K after | |
| Aug 18, 2025 (view filing) | Aug 14 | 4 days | Wilson MartinGeneral Counsel | SSale | −12.1K | $3.02 | −$36.6K | −8.1%137.1K after | |
| Jul 8, 2025 (view filing) | Jul 3 | 5 days | Ondrey AaronChief Financial Officer | SSale | −1.48K | $2.88 | −$4.25K | −1.1%128.2K after | |
| May 22, 2025 (view filing) | May 20 | 2 days | Militello JohnSee Remarks | SSale | −357 | $6.45 | −$2.30K | −0.6%64.0K after | |
| May 22, 2025 (view filing) | May 20 | 2 days | Schwartz Jonathan DavidSee Remarks | SSale | −801 | $6.45 | −$5.17K | −0.3%235.3K after | |
| May 22, 2025 (view filing) | May 20 | 2 days | Patel KinnariSee Remarks | SSale | −767 | $6.45 | −$4.95K | −0.2%441.9K after | |
| May 22, 2025 (view filing) | May 20 | 2 days | Shah GauravCEO | SSale | −2.25K | $6.45 | −$14.5K | −0.3%786.8K after | |
| May 22, 2025 (view filing) | May 20 | 2 days | Wilson MartinGeneral Counsel | SSale | −587 | $6.45 | −$3.79K | −0.4%149.2K after | |
| May 20, 2025 (view filing) | May 16 | 4 days | Militello JohnSee Remarks | SSale | −655 | $6.53 | −$4.28K | −1.0%64.4K after | |
| May 20, 2025 (view filing) | May 16 | 4 days | Patel KinnariSee Remarks | SSale | −1.41K | $6.53 | −$9.20K | −0.3%442.7K after | |
| May 20, 2025 (view filing) | May 16 | 4 days | Schwartz Jonathan DavidSee Remarks | SSale | −1.58K | $6.53 | −$10.3K | −0.7%236.1K after | |
| May 20, 2025 (view filing) | May 16 | 4 days | Shah GauravCEO | SSale | −3.62K | $6.53 | −$23.6K | −0.5%789.1K after | |
| May 20, 2025 (view filing) | May 16 | 4 days | Wilson MartinGeneral Counsel | SSale | −946 | $6.53 | −$6.18K | −0.6%149.8K after | |
| Apr 24, 2025 (view filing) | Apr 22 | 2 days | Militello JohnSee Remarks | SSale | −718 | $7.16 | −$5.14K | −1.1%65.0K after | |
| Apr 14, 2025 (view filing) | Apr 10 | 4 days | Shah GauravCEO | PPurchase | +20.0K | $5.08 | +$101.6K | +2.6%792.7K after | |
| Apr 10, 2025 (view filing) | Apr 9 | 1 day | Patel KinnariSee Remarks | PPurchase | +21.1K | $4.70 | +$99.2K | +371.8%26.8K after |