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Rocket Pharmaceuticals, Inc.

RCKT
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
SEC CIK
0001281895

In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 181 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.

Four kinds of short-selling data, each measuring something different:

  • Short interest: shares sold short and not yet bought back, as of a settlement date. FINRA publishes it twice a month, about eight business days after the settlement date.
  • Daily short volume: shares sold short each day in off-exchange trades reported to FINRA. It counts trades, not open positions, and is published the next day.
  • Fails-to-deliver: shares not delivered by the settlement date. The SEC publishes them twice a month, about two weeks late.
  • ATS (dark pool) volume: weekly volume on alternative trading systems and other off-exchange venues. FINRA publishes it two to four weeks after the week.

More in the glossary.

Short interest

Shares sold short and not yet bought back, from FINRA, on every settlement date in the last two years.

Short interest
16.2M
Shares, settlement Oct 30, 2026
Change
−39.3K
−0.2% vs. Oct 15, 2026
Days to cover
9.07
Short interest ÷ average daily volume
Average daily volume
1.79M
Shares, as reported by FINRA
Short interest by settlement date
Oct 31, 2024: 11,897,507 sharesNov 15, 2024: 11,092,305 sharesNov 29, 2024: 10,386,199 sharesDec 13, 2024: 11,175,314 sharesDec 31, 2024: 12,927,098 sharesJan 15, 2025: 11,701,825 sharesJan 31, 2025: 10,521,361 sharesFeb 14, 2025: 11,238,937 sharesFeb 28, 2025: 11,035,189 sharesMar 14, 2025: 11,045,587 sharesMar 31, 2025: 12,437,730 sharesApr 15, 2025: 13,298,511 sharesApr 30, 2025: 12,256,529 sharesMay 15, 2025: 13,943,338 sharesMay 30, 2025: 12,645,316 sharesJun 13, 2025: 14,041,698 sharesJun 30, 2025: 13,582,989 sharesJul 15, 2025: 12,898,169 sharesJul 31, 2025: 11,233,730 sharesAug 15, 2025: 11,725,943 sharesAug 29, 2025: 15,488,041 sharesSep 15, 2025: 14,892,250 sharesSep 30, 2025: 13,700,652 sharesOct 15, 2025: 12,397,844 sharesOct 31, 2025: 11,034,830 sharesNov 14, 2025: 11,555,436 sharesNov 28, 2025: 11,029,132 sharesDec 15, 2025: 11,908,746 sharesDec 31, 2025: 12,743,607 sharesJan 15, 2026: 13,387,606 sharesJan 30, 2026: 13,914,138 sharesFeb 13, 2026: 14,457,332 sharesFeb 27, 2026: 13,986,075 sharesMar 13, 2026: 14,693,507 sharesMar 31, 2026: 18,580,923 sharesApr 15, 2026: 19,076,324 sharesApr 30, 2026: 21,549,583 sharesMay 15, 2026: 20,949,087 sharesMay 29, 2026: 22,449,450 sharesJun 15, 2026: 21,899,491 sharesJun 30, 2026: 18,159,054 sharesJul 15, 2026: 16,571,867 sharesJul 31, 2026: 15,495,507 sharesAug 14, 2026: 14,391,319 sharesAug 31, 2026: 14,711,952 sharesSep 15, 2026: 14,847,478 sharesSep 30, 2026: 15,049,780 sharesOct 15, 2026: 16,281,767 sharesOct 30, 2026: 16,242,429 shares
Short interest in RCKT by settlement date
Settlement dateShort interestChangeChange %Avg. daily volumeDays to cover
Oct 30, 202616.2M−39.3K−0.2%1.79M9.07
Oct 15, 202616.3M+1.23M+8.2%2.44M6.68
Sep 30, 202615.0M+202.3K+1.4%2.17M6.94
Sep 15, 202614.8M+135.5K+0.9%1.34M11.10
Aug 31, 202614.7M+320.6K+2.2%1.50M9.79
Aug 14, 202614.4M−1.10M−7.1%1.68M8.56
Jul 31, 202615.5M−1.08M−6.5%1.30M11.90
Jul 15, 202616.6M−1.59M−8.7%2.44M6.80
Jun 30, 202618.2M−3.74M−17.1%3.65M4.98
Jun 15, 202621.9M−550.0K−2.5%2.62M8.35
May 29, 202622.4M+1.50M+7.2%2.36M9.52
May 15, 202620.9M−600.5K−2.8%2.08M10.09
Apr 30, 202621.5M+2.47M+13.0%2.02M10.69
Apr 15, 202619.1M+495.4K+2.7%2.61M7.32
Mar 31, 202618.6M+3.89M+26.5%6.42M2.89
Mar 13, 202614.7M+707.4K+5.1%3.41M4.31
Feb 27, 202614.0M−471.3K−3.3%2.80M4.99
Feb 13, 202614.5M+543.2K+3.9%1.82M7.93
Jan 30, 202613.9M+526.5K+3.9%2.25M6.20
Jan 15, 202613.4M+644.0K+5.1%2.25M5.96
Dec 31, 202512.7M+834.9K+7.0%1.65M7.71
Dec 15, 202511.9M+879.6K+8.0%2.23M5.34
Nov 28, 202511.0M−526.3K−4.6%2.13M5.19
Nov 14, 202511.6M+520.6K+4.7%2.05M5.64
Oct 31, 202511.0M−1.36M−11.0%1.87M5.90
Oct 15, 202512.4M−1.30M−9.5%3.96M3.13
Sep 30, 202513.7M−1.19M−8.0%2.39M5.73
Sep 15, 202514.9M−595.8K−3.9%1.70M8.76
Aug 29, 202515.5M+3.76M+32.1%9.69M1.60
Aug 15, 202511.7M+492.2K+4.4%2.20M5.33
Jul 31, 202511.2M−1.66M−12.9%3.72M3.02
Jul 15, 202512.9M−684.8K−5.0%2.82M4.58
Jun 30, 202513.6M−458.7K−3.3%4.45M3.05
Jun 13, 202514.0M+1.40M+11.0%5.09M2.76
May 30, 202512.6M−1.30M−9.3%10.6M1.19
May 15, 202513.9M+1.69M+13.8%3.51M3.98
Apr 30, 202512.3M−1.04M−7.8%2.66M4.61
Apr 15, 202513.3M+860.8K+6.9%4.93M2.70
Mar 31, 202512.4M+1.39M+12.6%2.04M6.09
Mar 14, 202511.0M+10.4K+0.1%1.51M7.30
Feb 28, 202511.0M−203.7K−1.8%1.23M8.98
Feb 14, 202511.2M+717.6K+6.8%1.23M9.17
Jan 31, 202510.5M−1.18M−10.1%1.57M6.69
Jan 15, 202511.7M−1.23M−9.5%1.67M7.01
Dec 31, 202412.9M+1.75M+15.7%1.73M7.46
Dec 13, 202411.2M+789.1K+7.6%1.40M7.95
Nov 29, 202410.4M−706.1K−6.4%1.15M9.05
Nov 15, 202411.1M−805.2K−6.8%860.0K12.90
Oct 31, 202411.9M+381.6K+3.3%621.7K19.14

Fails-to-deliver

Shares that weren't delivered by the settlement date, from the SEC, for the last 30 dates with fails. The price is the previous day's closing price published by the SEC.

Fails-to-deliver in RCKT by settlement date
Settlement dateSharesPriceValue
Oct 14, 202660$2.30$138
Oct 13, 2026385$2.48$954.8
Sep 11, 20267$3.48$24.36
Sep 9, 202613,803$3.71$51.2K
Sep 4, 2026141$3.79$534.39
Sep 1, 2026694$3.72$2.58K
Aug 31, 202628,613$3.86$110.4K
Aug 21, 20261,165$3.48$4.05K
Aug 4, 2026322$3.41$1.10K
Jul 30, 20261,333$3.14$4.19K
Jul 17, 202629$3.41$98.89
Jul 10, 20264,000$4.19$16.8K
Jul 1, 202612$3.42$41.04
Jun 24, 2026100$3.47$347
Jun 23, 20262,535$3.46$8.77K
Jun 18, 2026140$3.16$442.4
Jun 17, 20266,356$2.80$17.8K
Jun 12, 202650$2.66$133
Jun 11, 202616,653$2.60$43.3K
May 29, 202680$3.02$241.6
May 18, 2026623$3.25$2.02K
May 15, 202661,710$3.40$209.8K
May 11, 20262$3.63$7.26
May 8, 20267,695$3.67$28.2K
May 5, 202659$3.61$212.99
May 1, 2026233$3.48$810.84
Apr 28, 20269,196$3.49$32.1K
Apr 27, 2026159$3.52$559.68
Apr 23, 20262,212$3.80$8.41K
Apr 22, 20263,335$3.66$12.2K

Daily short volume

Off-exchange short-sale volume, not short interest: shares sold short each day in trades reported to FINRA, for the last 30 trading days.

The short volume ratio isn't a sentiment gauge: market makers sell short to fill buy orders and to hedge, so short sales are usually about half of off-exchange volume.

Off-exchange short volume in RCKT by trade date
Trade dateShort volumeShort exemptOff-exchange volumeShort volume ratio
Nov 13, 2026378,8190670,93856.5%
Nov 12, 2026317,0950425,27774.6%
Nov 11, 2026307,6510512,18660.1%
Nov 10, 2026306,4070604,28250.7%
Nov 9, 2026476,094350733,53364.9%
Nov 6, 2026454,13020,482753,05160.3%
Nov 5, 2026475,99925,910888,97153.5%
Nov 4, 2026273,1626,638770,15435.5%
Nov 3, 2026295,7590573,40351.6%
Nov 2, 2026440,0740793,88355.4%
Oct 30, 2026386,6911,111808,72347.8%
Oct 29, 2026374,371445882,47442.4%
Oct 28, 2026303,0037,313592,47751.1%
Oct 27, 2026483,9620950,20150.9%
Oct 26, 2026433,4661,000706,78261.3%
Oct 23, 2026304,5420593,96551.3%
Oct 22, 2026371,28316,041846,74443.8%
Oct 21, 2026534,0051,2681,002,27153.3%
Oct 20, 2026411,936571782,43252.6%
Oct 19, 2026409,129430805,23650.8%
Oct 16, 2026628,6019,8021,083,91558.0%
Oct 15, 2026483,705116880,97654.9%
Oct 14, 2026479,8361,370952,38650.4%
Oct 13, 2026973,0233,0361,700,48557.2%
Oct 12, 2026556,8384,0681,112,22550.1%
Oct 9, 2026682,0152,9411,455,82346.8%
Oct 8, 2026838,9492,1491,419,57059.1%
Oct 7, 2026807,3041,2331,334,89560.5%
Oct 6, 2026589,7162,549909,68864.8%
Oct 5, 2026437,109290875,40249.9%

ATS (dark pool) volume

Weekly volume on alternative trading systems (ATS) and other off-exchange (OTC) venues, from FINRA, for the last 12 weeks. ATS share is ATS volume ÷ (ATS + OTC volume), not a share of all trading.

Weekly ATS and OTC volume in RCKT
Week ofTierATS sharesATS tradesOther OTC sharesOther OTC tradesATS share
Oct 5, 2026T22,527,82119,2293,712,3278,40540.5%
Sep 28, 2026T21,812,43317,1203,090,7086,54837.0%
Sep 21, 2026T21,662,99114,9105,047,5058,76224.8%
Sep 14, 2026T21,663,14717,5933,589,1658,69131.7%
Sep 7, 2026T21,119,18515,2421,038,6114,70451.9%
Aug 31, 2026T21,244,56115,8431,420,0515,49446.7%
Aug 24, 2026T22,027,44018,9932,306,9446,97346.8%
Aug 17, 2026T2994,03315,0831,748,5105,56736.2%
Aug 10, 2026T21,047,10014,8021,713,6695,43237.9%
Aug 3, 2026T22,265,13917,8303,090,5695,56042.3%
Jul 27, 2026T21,014,38116,6561,977,1296,03733.9%
Jul 20, 2026T21,433,67018,1231,254,4894,96153.3%