Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 194
- +20 vs. Q3 2023
- Shares held
- 89.0M
- −239.9K (−0.3%) vs. Q3 2023
- Total value
- $2.67B
- +$839.2M (+45.9%) vs. Q3 2023
- New holders
- 37
- 67 more added
- Sold out
- 17
- 66 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rathbone Brothers plc | 30,000 | $899.1K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 27,716 | $831.0K | 0.00% | −1,000−3.5% | Reduced |
| New York State Common Retirement Fund | 27,173 | $814.4K | 0.00% | +3,049+12.6% | Added |
| Sanders Morris Harris LLC | 27,709 | $813.8K | 0.40% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 26,460 | $793.0K | 0.00% | −20,688−43.9% | Reduced |
| Jennison Associates LLC | 25,880 | $775.6K | 0.00% | −1,756−6.4% | Reduced |
| Wells Fargo & Company | 25,706 | $770.4K | 0.00% | −33,944−56.9% | Reduced |
| Algert Global LLC | 24,710 | $740.6K | 0.03% | +24,710 | New |
| Los Angeles Capital Management LLC | 24,518 | $734.8K | 0.00% | +10,538+75.4% | Added |
| Voya Investment Management LLC | 24,484 | $733.8K | 0.00% | +2,037+9.1% | Added |
| Bellevue Group AG | 21,000 | $629.4K | 0.01% | +21,000 | New |
| VELA Investment Management, LLC | 20,773 | $622.6K | 0.25% | +4,694+29.2% | Added |
| Royal Bank of Canada | 20,639 | $619.0K | 0.00% | +9,826+90.9% | Added |
| Prelude Capital Management, LLC | 20,400 | $611.4K | 0.05% | +20,400 | New |
| Yarbrough Capital, LLC | 19,531 | $585.3K | 0.03% | 00.0% | Unchanged |
| NEOS Investment Management LLC | 19,520 | $585.0K | 0.06% | +19,520 | New |
| Gilder Gagnon Howe & Co LLC | 19,379 | $580.8K | 0.01% | +475+2.5% | Added |
| Stifel Financial Corp | 19,337 | $579.5K | 0.00% | −4,213−17.9% | Reduced |
| Arizona State Retirement System | 18,864 | $565.4K | 0.00% | +2,828+17.6% | Added |
| SG Americas Securities, LLC | 18,372 | $551.0K | 0.01% | −63,575−77.6% | Reduced |
| Pier 88 Investment Partners LLC | 18,000 | $539.5K | 0.14% | 00.0% | Unchanged |
| Principal Financial Group Inc | 17,963 | $538.4K | 0.00% | +661+3.8% | Added |
| Handelsbanken Fonder AB | 17,600 | $527.0K | 0.00% | +5,300+43.1% | Added |
| Entropy Technologies, LP | 17,344 | $519.8K | 0.10% | +17,344 | New |
| Erste Asset Management GmbH | 16,700 | $516.0K | 0.01% | 00.0% | Unchanged |
| Bayesian Capital Management, LP | 17,009 | $509.8K | 0.05% | +17,009 | New |
| Healthcare of Ontario Pension Plan Trust Fund | 16,500 | $494.5K | 0.00% | −1,000−5.7% | Reduced |
| State Board of Administration of Florida Retirement System | 16,300 | $488.5K | 0.00% | +210+1.3% | Added |
| ProShare Advisors LLC | 16,146 | $483.9K | 0.00% | +3,593+28.6% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 16,097 | $482.4K | 0.03% | −1,670−9.4% | Reduced |
| Teacher Retirement System of Texas | 15,594 | $467.0K | 0.00% | −361−2.3% | Reduced |
| The PNC Financial Services Group, Inc. | 15,351 | $460.1K | 0.00% | −1,495−8.9% | Reduced |
| Dana Investment Advisors, Inc. | 13,417 | $402.1K | 0.02% | −1,992−12.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 12,374 | $370.8K | 0.00% | −2,357−16.0% | Reduced |
| Sectoral Asset Management Inc | 12,280 | $368.0K | 0.16% | −214,750−94.6% | Reduced |
| EFG Asset Management (Americas) Corp. | 11,972 | $358.8K | 0.08% | −868−6.8% | Reduced |
| Cetera Advisor Networks LLC | 11,906 | $356.8K | 0.00% | +11,906 | New |
| Sigma Planning Corp | 11,870 | $355.7K | 0.03% | −13,910−54.0% | Reduced |
| a16z Perennial Management, L.P. | 11,335 | $339.7K | 0.06% | +11,335 | New |
| E Fund Management Co., Ltd. | 11,197 | $335.6K | 0.02% | −1,215−9.8% | Reduced |
| Virtu Financial LLC | 11,072 | $332.0K | 0.03% | +11,072 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 11,390 | $326.9K | 0.00% | −2,087−15.5% | Reduced |
| China Universal Asset Management Co., Ltd. | 10,424 | $312.4K | 0.06% | +8,356+404.1% | Added |
| LPL Financial LLC | 10,232 | $306.7K | 0.00% | −534−5.0% | Reduced |
| Harbour Capital Advisors, LLC | 9,825 | $282.0K | 0.08% | +9,825 | New |
| Pitcairn Co | 9,110 | $273.0K | 0.02% | +9,110 | New |
| Cobblestone Capital Advisors LLC | 9,000 | $269.7K | 0.02% | +9,000 | New |
| Amalgamated Bank | 8,653 | $259.0K | 0.00% | +440+5.4% | Added |
| Guggenheim Capital LLC | 8,380 | $251.1K | 0.00% | +8,380 | New |
| American Century Companies Inc | 8,370 | $250.8K | 0.00% | +8,370 | New |
| Public Employees Retirement Association of Colorado | 8,193 | $246.0K | 0.00% | 00.0% | Unchanged |
| AQR Capital Management LLC | 8,058 | $241.5K | 0.00% | +8,058 | New |
| Fox Run Management, L.L.C. | 7,353 | $220.4K | 0.06% | +7,353 | New |
| Cubist Systematic Strategies, LLC | 7,319 | $219.3K | 0.00% | +7,319 | New |
| Edgestream Partners, L.P. | 7,317 | $219.3K | 0.02% | +7,317 | New |
| SEI Investments Co | 7,268 | $217.8K | 0.00% | −2,530−25.8% | Reduced |
| Capstone Investment Advisors, LLC | 7,257 | $217.5K | 0.00% | +7,257 | New |
| Scientech Research LLC | 7,081 | $212.1K | 0.21% | +7,081 | New |
| Jefferies Financial Group Inc. | 6,760 | $202.6K | 0.00% | −10,395−60.6% | Reduced |
| Old Well Partners, LLC | 6,688 | $200.4K | 0.19% | +6,688 | New |
| Ameritas Investment Partners, Inc. | 6,494 | $194.6K | 0.01% | +920+16.5% | Added |
| US Bancorp | 6,367 | $190.8K | 0.00% | −3,194−33.4% | Reduced |
| Great West Life Assurance Co | 6,276 | $187.0K | 0.00% | +1,289+25.8% | Added |
| Steward Partners Investment Advisory, LLC | 5,000 | $149.8K | 0.00% | 00.0% | Unchanged |
| Amundi | 3,839 | $113.0K | 0.00% | −813−17.5% | Reduced |
| Tower Research Capital LLC (TRC) | 3,557 | $106.6K | 0.00% | +1,829+105.8% | Added |
| Harbour Investments, Inc. | 3,545 | $106.2K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 3,493 | $104.7K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 3,274 | $98.1K | 0.06% | −1,082−24.8% | Reduced |
| Advisor Group Holdings, Inc. | 2,532 | $75.8K | 0.00% | −221−8.0% | Reduced |
| Nisa Investment Advisors, LLC | 2,340 | $70.1K | 0.00% | −3−0.1% | Reduced |
| Clearstead Advisors, LLC | 1,840 | $55.1K | 0.00% | −255−12.2% | Reduced |
| Lazard Asset Management LLC | 1,794 | $52.0K | 0.00% | +72+4.2% | Added |
| CWM, LLC | 1,218 | $37.0K | 0.00% | −35−2.8% | Reduced |
| Advisory Services Network, LLC | 1,000 | $30.0K | 0.00% | +1,000 | New |
| Signaturefd, LLC | 828 | $24.8K | 0.00% | −68−7.6% | Reduced |
| Natixis | 649 | $19.5K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 458 | $13.7K | 0.00% | +2+0.4% | Added |
| NBC Securities, Inc. | 437 | $13.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 408 | $12.2K | 0.00% | +408 | New |
| Daiwa Securities Group Inc. | 304 | $9.00K | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 279 | $8.62K | 0.00% | −731−72.4% | Reduced |
| Global Retirement Partners, LLC | 200 | $5.70K | 0.00% | +200 | New |
| Lindbrook Capital, LLC | 169 | $5.07K | 0.00% | −14−7.7% | Reduced |
| Farther Finance Advisors, LLC | 105 | $3.15K | 0.00% | +100+2,000.0% | Added |
| Quadrant Capital Group LLC | 104 | $3.12K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 80 | $2.40K | 0.00% | +80 | New |
| Private Wealth Management Group, LLC | 69 | $2.07K | 0.00% | +69 | New |
| Cutler Group LP | 100 | $2.00K | 0.00% | +100 | New |
| Gradient Investments LLC | 34 | $1.02K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 24 | $719 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 23 | $661 | 0.00% | +23 | New |
| Principal Securities, Inc. | 9 | $270 | 0.00% | +9 | New |
| Covestor Ltd | 7 | $0 | 0.00% | +2+40.0% | Added |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −126,862−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −101,928−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −65,176−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −39,463−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −34,205−100.0% | Sold out |