Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 175
- +12 vs. Q2 2023
- Shares held
- 89.4M
- +13.1M (+17.1%) vs. Q2 2023
- Total value
- $1.83B
- +$314.9M (+20.8%) vs. Q2 2023
- New holders
- 29
- 78 more added
- Sold out
- 17
- 45 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MetLife Investment Management | 28,906 | $592.3K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 28,716 | $589.0K | 0.00% | −1,613−5.3% | Reduced |
| American International Group, Inc. | 28,000 | $573.7K | 0.00% | +995+3.7% | Added |
| Jennison Associates LLC | 27,636 | $566.3K | 0.00% | −6,043−17.9% | Reduced |
| Sanders Morris Harris LLC | 27,709 | $541.7K | 0.11% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 26,073 | $534.2K | 0.00% | −7,836−23.1% | Reduced |
| Sigma Planning Corp | 25,780 | $528.2K | 0.02% | −307−1.2% | Reduced |
| Envestnet Asset Management Inc | 24,759 | $507.3K | 0.00% | +7,315+41.9% | Added |
| New York State Common Retirement Fund | 24,124 | $494.3K | 0.00% | +1,389+6.1% | Added |
| Stifel Financial Corp | 23,550 | $482.5K | 0.00% | +2,034+9.5% | Added |
| Voya Investment Management LLC | 22,447 | $459.9K | 0.00% | +229+1.0% | Added |
| Nebula Research & Development LLC | 21,435 | $439.2K | 0.23% | +21,435 | New |
| Yarbrough Capital, LLC | 19,531 | $400.2K | 0.02% | +19,531 | New |
| Gilder Gagnon Howe & Co LLC | 18,904 | $387.3K | 0.01% | −4,484−19.2% | Reduced |
| Pier 88 Investment Partners LLC | 18,000 | $368.8K | 0.09% | +18,000 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 17,767 | $364.0K | 0.02% | +1,487+9.1% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 17,500 | $358.6K | 0.00% | −23,500−57.3% | Reduced |
| Principal Financial Group Inc | 17,302 | $354.5K | 0.00% | −28−0.2% | Reduced |
| Jefferies Financial Group Inc. | 17,155 | $351.5K | 0.01% | +17,155 | New |
| Erste Asset Management GmbH | 16,700 | $346.4K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 16,846 | $345.2K | 0.00% | +2,014+13.6% | Added |
| State Board of Administration of Florida Retirement System | 16,090 | $329.7K | 0.00% | +160+1.0% | Added |
| VELA Investment Management, LLC | 16,079 | $329.5K | 0.14% | +16,079 | New |
| Arizona State Retirement System | 16,036 | $328.6K | 0.00% | +435+2.8% | Added |
| Teacher Retirement System of Texas | 15,955 | $327.0K | 0.00% | +875+5.8% | Added |
| Dana Investment Advisors, Inc. | 15,409 | $315.7K | 0.02% | −1,315−7.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 14,731 | $301.8K | 0.00% | +3,038+26.0% | Added |
| Los Angeles Capital Management LLC | 13,980 | $286.4K | 0.00% | +13,980 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 13,477 | $276.1K | 0.00% | +981+7.9% | Added |
| EFG Asset Management (Americas) Corp. | 12,840 | $263.1K | 0.06% | +1,129+9.6% | Added |
| ProShare Advisors LLC | 12,553 | $257.2K | 0.00% | +50+0.4% | Added |
| E Fund Management Co., Ltd. | 12,412 | $254.0K | 0.02% | −120−1.0% | Reduced |
| Handelsbanken Fonder AB | 12,300 | $252.0K | 0.00% | 00.0% | Unchanged |
| Voloridge Investment Management, LLC | 11,269 | $230.9K | 0.00% | +11,269 | New |
| Royal Bank of Canada | 10,813 | $222.0K | 0.00% | +3,579+49.5% | Added |
| LPL Financial LLC | 10,766 | $220.6K | 0.00% | −1,175−9.8% | Reduced |
| Schonfeld Strategic Advisors LLC | 10,400 | $213.1K | 0.00% | −19,724−65.5% | Reduced |
| SEI Investments Co | 9,798 | $200.8K | 0.00% | +9,798 | New |
| US Bancorp | 9,561 | $195.9K | 0.00% | +8,230+618.3% | Added |
| Public Employees Retirement Association of Colorado | 8,193 | $168.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 8,213 | $168.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 5,574 | $114.2K | 0.00% | +1,274+29.6% | Added |
| Federated Hermes, Inc. | 5,197 | $106.5K | 0.00% | −4,284−45.2% | Reduced |
| Allspring Global Investments Holdings, LLC | 5,145 | $105.4K | 0.00% | +633+14.0% | Added |
| Steward Partners Investment Advisory, LLC | 5,000 | $102.5K | 0.00% | +500+11.1% | Added |
| Great West Life Assurance Co | 4,987 | $102.0K | 0.00% | +3,368+208.0% | Added |
| Virtus ETF Advisers LLC | 4,356 | $89.3K | 0.05% | −436−9.1% | Reduced |
| Amundi | 4,652 | $81.6K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,545 | $72.6K | 0.00% | +2,230+169.6% | Added |
| Metropolitan Life Insurance Co | 3,493 | $71.6K | 0.00% | +425+13.9% | Added |
| Annandale Capital, LLC | 3,220 | $66.0K | 0.02% | +3,220 | New |
| Advisor Group Holdings, Inc. | 2,753 | $56.4K | 0.00% | +504+22.4% | Added |
| Nisa Investment Advisors, LLC | 2,343 | $48.0K | 0.00% | −197−7.8% | Reduced |
| Clearstead Advisors, LLC | 2,095 | $42.9K | 0.00% | −862−29.2% | Reduced |
| China Universal Asset Management Co., Ltd. | 2,068 | $42.4K | 0.01% | +1,014+96.2% | Added |
| Tower Research Capital LLC (TRC) | 1,728 | $35.4K | 0.00% | −4,686−73.1% | Reduced |
| Lazard Asset Management LLC | 1,722 | $34.0K | 0.00% | +79+4.8% | Added |
| CWM, LLC | 1,253 | $26.0K | 0.00% | +35+2.9% | Added |
| Bank of Montreal | 1,010 | $23.8K | 0.00% | +1,010 | New |
| Quantbot Technologies LP | 1,000 | $20.5K | 0.00% | +1,000 | New |
| Signaturefd, LLC | 896 | $18.4K | 0.00% | +397+79.6% | Added |
| Natixis | 649 | $13.3K | 0.00% | −11−1.7% | Reduced |
| Huntington National Bank | 456 | $9.34K | 0.00% | −24−5.0% | Reduced |
| NBC Securities, Inc. | 437 | $8.00K | 0.00% | +437 | New |
| Daiwa Securities Group Inc. | 304 | $6.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 183 | $3.75K | 0.00% | +95+108.0% | Added |
| Quadrant Capital Group LLC | 104 | $2.13K | 0.00% | 00.0% | Unchanged |
| Mendota Financial Group, LLC | 45 | $923 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 34 | $697 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 25 | $512 | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 24 | $491 | 0.00% | −28−53.8% | Reduced |
| Newbridge Financial Services Group, Inc. | 18 | $369 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 6 | $123 | 0.00% | +6 | New |
| Farther Finance Advisors, LLC | 5 | $102 | 0.00% | +5 | New |
| Covestor Ltd | 5 | $0 | 0.00% | −1−16.7% | Reduced |
| Lord, Abbett & Co. LLC | 0 | $0 | 0.00% | −1,197,182−100.0% | Sold out |
| PFM Health Sciences, LP | 0 | $0 | 0.00% | −238,762−100.0% | Sold out |
| Ghost Tree Capital, LLC | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| Bellevue Group AG | 0 | $0 | 0.00% | −55,600−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −42,215−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −36,530−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −34,798−100.0% | Sold out |
| Kiwi Wealth Investments Limited Partnership | 0 | $0 | 0.00% | −26,734−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −22,873−100.0% | Sold out |
| Cornerstone Advisory, LLC | 0 | $0 | 0.00% | −18,000−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −14,435−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −14,089−100.0% | Sold out |
| NinePointTwo Capital | 0 | $0 | 0.00% | −11,936−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −15,575−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −10,702−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −399−100.0% | Sold out |
| Efg Capital International Corp. | – | – | – | – | Not filed |