Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 163
- 0 vs. Q4 2022
- Shares held
- 78.3M
- +2.86M (+3.8%) vs. Q4 2022
- Total value
- $1.34B
- −$135.3M (−9.2%) vs. Q4 2022
- New holders
- 17
- 72 more added
- Sold out
- 17
- 37 more reduced
5 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harvest Investment Services, LLC | 26,684 | $457.1K | 0.35% | +26,684 | New |
| ClariVest Asset Management LLC | 26,702 | $457.0K | 0.02% | −98−0.4% | Reduced |
| Jane Street Group, LLC | 24,552 | $420.6K | 0.00% | +8,099+49.2% | Added |
| Occudo Quantitative Strategies LP | 23,487 | $402.3K | 0.04% | +23,487 | New |
| Gilder Gagnon Howe & Co LLC | 23,448 | $401.7K | 0.01% | +3,299+16.4% | Added |
| Royal Bank of Canada | 22,865 | $392.0K | 0.00% | +12,482+120.2% | Added |
| Voya Investment Management LLC | 20,544 | $351.9K | 0.00% | −9,723−32.1% | Reduced |
| Stifel Financial Corp | 19,080 | $326.8K | 0.00% | +2,548+15.4% | Added |
| Teacher Retirement System of Texas | 18,189 | $312.0K | 0.00% | +1,503+9.0% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 17,174 | $294.2K | 0.02% | +2,269+15.2% | Added |
| Arizona State Retirement System | 17,109 | $293.1K | 0.00% | +1,693+11.0% | Added |
| E Fund Management Co., Ltd. | 17,001 | $291.0K | 0.02% | +1,601+10.4% | Added |
| State Board of Administration of Florida Retirement System | 16,490 | $282.5K | 0.00% | 00.0% | Unchanged |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 16,392 | $280.8K | 0.00% | +973+6.3% | Added |
| Principal Financial Group Inc | 15,997 | $274.0K | 0.00% | +2,268+16.5% | Added |
| Erste Asset Management GmbH | 16,700 | $272.0K | 0.01% | 00.0% | Unchanged |
| Dana Investment Advisors, Inc. | 15,793 | $270.5K | 0.01% | +1,420+9.9% | Added |
| The PNC Financial Services Group, Inc. | 14,352 | $245.8K | 0.00% | +89+0.6% | Added |
| Envestnet Asset Management Inc | 14,088 | $241.3K | 0.00% | +1,048+8.0% | Added |
| LPL Financial LLC | 13,241 | $226.8K | 0.00% | +13,241 | New |
| ProShare Advisors LLC | 12,072 | $206.8K | 0.00% | −1,102−8.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 11,949 | $204.7K | 0.00% | +1,290+12.1% | Added |
| NinePointTwo Capital | 11,936 | $204.0K | 0.08% | +11,936 | New |
| Guggenheim Capital LLC | 11,757 | $201.4K | 0.00% | +1,087+10.2% | Added |
| SG Americas Securities, LLC | 11,612 | $199.0K | 0.00% | +1,340+13.0% | Added |
| Federated Hermes, Inc. | 11,182 | $191.5K | 0.00% | +2,028+22.2% | Added |
| EFG Asset Management (Americas) Corp. | 10,882 | $186.4K | 0.04% | +10,882 | New |
| Public Employees Retirement Association of Colorado | 8,193 | $140.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 5,779 | $99.0K | 0.00% | −1,285−18.2% | Reduced |
| Amundi | 5,419 | $89.9K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 5,079 | $87.0K | 0.00% | +3,351+193.9% | Added |
| Dark Forest Capital Management LP | 4,790 | $82.1K | 0.02% | +4,790 | New |
| Steward Partners Investment Advisory, LLC | 4,500 | $77.1K | 0.00% | +2,500+125.0% | Added |
| Virtus ETF Advisers LLC | 4,441 | $76.1K | 0.04% | −1,713−27.8% | Reduced |
| Ameritas Investment Partners, Inc. | 4,300 | $73.7K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 3,385 | $57.0K | 0.00% | +3,385 | New |
| Tower Research Capital LLC (TRC) | 3,021 | $52.0K | 0.00% | −950−23.9% | Reduced |
| Great West Life Assurance Co | 2,921 | $50.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 2,900 | $49.7K | 0.00% | −305−9.5% | Reduced |
| Advisor Group Holdings, Inc. | 1,999 | $34.2K | 0.00% | +76+4.0% | Added |
| Nisa Investment Advisors, LLC | 1,990 | $34.0K | 0.00% | −141,000−98.6% | Reduced |
| Clearstead Advisors, LLC | 1,840 | $31.5K | 0.00% | +1,840 | New |
| Lazard Asset Management LLC | 1,598 | $26.0K | 0.00% | +320+25.0% | Added |
| Harbour Investments, Inc. | 1,315 | $22.5K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,218 | $21.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,218 | $20.9K | 0.00% | +30+2.5% | Added |
| China Universal Asset Management Co., Ltd. | 1,075 | $18.4K | 0.01% | +306+39.8% | Added |
| Advisory Services Network, LLC | 1,000 | $17.1K | 0.00% | 00.0% | Unchanged |
| Natixis | 694 | $11.9K | 0.00% | 00.0% | Unchanged |
| STRS Ohio | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 417 | $7.14K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 399 | $6.83K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 332 | $5.69K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 304 | $5.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 132 | $2.26K | 0.00% | +131+13,100.0% | Added |
| Quadrant Capital Group LLC | 104 | $1.78K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 88 | $1.51K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 52 | $890 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 25 | $496 | 0.00% | 00.0% | Unchanged |
| Mendota Financial Group, LLC | 25 | $397 | 0.00% | −20−44.4% | Reduced |
| Newbridge Financial Services Group, Inc. | 18 | $308 | 0.00% | 00.0% | Unchanged |
| Values First Advisors, Inc. | 1 | $9 | 0.00% | +1 | New |
| Covestor Ltd | 6 | $0 | 0.00% | 00.0% | Unchanged |
| Tiger Management L.L.C. | 0 | $0 | 0.00% | −279,700−100.0% | Sold out |
| Affinity Asset Advisors, LLC | 0 | $0 | 0.00% | −258,115−100.0% | Sold out |
| Granite Point Capital Management, L.P. | 0 | $0 | 0.00% | −140,000−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −130,000−100.0% | Sold out |
| Ally Bridge Group (NY) LLC | 0 | $0 | 0.00% | −125,176−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −82,000−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −51,024−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −49,768−100.0% | Sold out |
| New York Life Investment Management LLC | 0 | $0 | 0.00% | −35,766−100.0% | Sold out |
| Prosight Management, LP | 0 | $0 | 0.00% | −32,193−100.0% | Sold out |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −27,709−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −19,859−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −13,500−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −12,201−100.0% | Sold out |
| Clear Harbor Asset Management, LLC | 0 | $0 | 0.00% | −10,160−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −542−100.0% | Sold out |
| Centennial Bank | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Comerica Bank | – | – | – | – | Not filed |
| Monarch Partners Asset Management LLC | – | – | – | – | Not filed |
| HealthCor Management, L.P. | – | – | – | – | Not filed |
| Alpha Paradigm Partners, LLC | – | – | – | – | Not filed |
| Heritage Wealth Management, LLC | – | – | – | – | Not filed |