Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Rocket Pharmaceuticals, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- +3 vs. Q3 2021
- Shares held
- 63.2M
- +1.25M (+2.0%) vs. Q3 2021
- Total value
- $1.38B
- −$469.8M (−25.4%) vs. Q3 2021
- New holders
- 25
- 58 more added
- Sold out
- 22
- 44 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HighTower Advisors, LLC | 16,121 | $351.0K | 0.00% | +761+5.0% | Added |
| Janus Henderson Group PLC | 15,957 | $348.0K | 0.00% | −1,213,541−98.7% | Reduced |
| Voya Investment Management LLC | 15,891 | $347.0K | 0.00% | −247,467−94.0% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 15,075 | $329.0K | 0.01% | −1,656−9.9% | Reduced |
| MetLife Investment Management | 14,674 | $320.3K | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 13,426 | $293.0K | 0.03% | +259+2.0% | Added |
| Blair William & Co | 12,151 | $265.0K | 0.00% | −100−0.8% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 10,629 | $252.0K | 0.00% | +3,043+40.1% | Added |
| Jane Street Group, LLC | 10,925 | $239.0K | 0.00% | +660+6.4% | Added |
| Metropolitan Life Insurance Co | 10,885 | $237.6K | 0.00% | 00.0% | Unchanged |
| Corton Capital Inc. | 10,873 | $237.0K | 0.11% | +10,873 | New |
| Tower Research Capital LLC (TRC) | 10,589 | $231.0K | 0.00% | +1,938+22.4% | Added |
| Arizona State Retirement System | 10,273 | $224.0K | 0.00% | −88−0.8% | Reduced |
| New York Life Investments Alternatives | 9,666 | $211.0K | 0.14% | +9,666 | New |
| Handelsbanken Fonder AB | 9,600 | $210.0K | 0.00% | 00.0% | Unchanged |
| IndexIQ Advisors LLC | 9,518 | $208.0K | 0.01% | −615−6.1% | Reduced |
| Allstate Corp | 9,288 | $203.0K | 0.00% | −263−2.8% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 9,291 | $202.0K | 0.02% | +714+8.3% | Added |
| US Bancorp | 9,134 | $199.0K | 0.00% | +1,344+17.3% | Added |
| Royal Bank of Canada | 8,941 | $195.0K | 0.00% | +5,532+162.3% | Added |
| The PNC Financial Services Group, Inc. | 8,290 | $182.0K | 0.00% | −347−4.0% | Reduced |
| Public Employees Retirement Association of Colorado | 8,193 | $179.0K | 0.00% | 00.0% | Unchanged |
| Ensign Peak Advisors, Inc | 7,730 | $169.0K | 0.00% | +7,730 | New |
| Virtus ETF Advisers LLC | 7,192 | $157.0K | 0.06% | +2,686+59.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,645 | $145.0K | 0.00% | +1,946+41.4% | Added |
| Nisa Investment Advisors, LLC | 7,360 | $122.0K | 0.00% | −140−1.9% | Reduced |
| Point72 Hong Kong Ltd | 4,017 | $88.0K | 0.01% | −2,613−39.4% | Reduced |
| Ovata Capital Management Ltd | 3,800 | $82.0K | 0.03% | −3,700−49.3% | Reduced |
| Amundi | 3,836 | $71.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,009 | $66.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 2,157 | $47.0K | 0.00% | +105+5.1% | Added |
| Lazard Asset Management LLC | 1,136 | $24.0K | 0.00% | +195+20.7% | Added |
| Allspring Global Investments Holdings, LLC | 928 | $20.0K | 0.00% | +928 | New |
| FourThought Financial, LLC | 695 | $15.0K | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 326 | $7.00K | 0.00% | −342−51.2% | Reduced |
| Advisor Group Holdings, Inc. | 309 | $6.00K | 0.00% | +33+12.0% | Added |
| Daiwa Securities Group Inc. | 218 | $5.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 200 | $4.00K | 0.01% | +200 | New |
| Washington Trust Advisors, Inc. | 72 | $2.00K | 0.00% | +72 | New |
| Bessemer Group Inc | 58 | $1.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 45 | $1.00K | 0.00% | −16−26.2% | Reduced |
| Fifth Third Bancorp | 48 | $1.00K | 0.00% | +9+23.1% | Added |
| Captrust Financial Advisors | 39 | $1.00K | 0.00% | +18+85.7% | Added |
| CWM, LLC | 36 | $1.00K | 0.00% | +36 | New |
| Tarbox Family Office, Inc. | 49 | $1.00K | 0.00% | +49 | New |
| Signaturefd, LLC | 22 | $0 | 0.00% | +4+22.2% | Added |
| Newbridge Financial Services Group, Inc. | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 17 | $0 | 0.00% | +17 | New |
| Rock Springs Capital Management LP | 0 | $0 | 0.00% | −403,270−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −20,614−100.0% | Sold out |
| Cinctive Capital Management LP | 0 | $0 | 0.00% | −18,000−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −17,170−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −14,026−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −11,100−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −10,095−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −9,066−100.0% | Sold out |
| Cobblestone Capital Advisors LLC | 0 | $0 | 0.00% | −9,000−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −8,190−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −7,238−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −4,221−100.0% | Sold out |
| Banque Cantonale Vaudoise | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −2,230−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −1,455−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −122−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −93−100.0% | Sold out |
| Glassman Wealth Services | 0 | $0 | 0.00% | −57−100.0% | Sold out |
| Evolution Wealth Advisors, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −39−100.0% | Sold out |
| Bellevue Asset Management, LLC | 0 | $0 | 0.00% | −34−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Berman Capital Advisors, LLC | – | – | – | – | Not filed |
| Heritage Wealth Management, LLC | – | – | – | – | Not filed |