Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 147
- −3 vs. Q2 2021
- Shares held
- 62.0M
- +57.1K (+0.1%) vs. Q2 2021
- Total value
- $1.85B
- −$889.9M (−32.5%) vs. Q2 2021
- New holders
- 13
- 55 more added
- Sold out
- 16
- 49 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Jefferies Group LLC | 1 | $30 | 0.00% | +1 | New |
| Fifth Third Bancorp | 39 | $1.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 21 | $1.00K | 0.00% | −21−50.0% | Reduced |
| Bellevue Asset Management, LLC | 34 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 18 | $1.00K | 0.00% | −13−41.9% | Reduced |
| Newbridge Financial Services Group, Inc. | 18 | $1.00K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 39 | $1.00K | 0.00% | +39 | New |
| Evolution Wealth Advisors, LLC | 60 | $2.00K | 0.00% | −93−60.8% | Reduced |
| Quadrant Capital Group LLC | 61 | $2.00K | 0.00% | −47−43.5% | Reduced |
| Bessemer Group Inc | 58 | $2.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 57 | $2.00K | 0.00% | +55+2,750.0% | Added |
| Parallel Advisors, LLC | 93 | $3.00K | 0.00% | −50−35.0% | Reduced |
| Heritage Wealth Management, LLC | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 133 | $3.00K | 0.00% | +89+202.3% | Added |
| TCI Wealth Advisors, Inc. | 122 | $4.00K | 0.00% | −125−50.6% | Reduced |
| Daiwa Securities Group Inc. | 218 | $7.00K | 0.00% | +98+81.7% | Added |
| Advisor Group Holdings, Inc. | 276 | $8.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 695 | $20.0K | 0.00% | +13+1.9% | Added |
| Dark Forest Capital Management LP | 668 | $20.0K | 0.01% | +668 | New |
| Lazard Asset Management LLC | 941 | $27.0K | 0.00% | −463−33.0% | Reduced |
| Penserra Capital Management LLC | 1,455 | $43.0K | 0.00% | +10+0.7% | Added |
| Cubist Systematic Strategies, LLC | 1,800 | $54.0K | 0.00% | −5,162−74.1% | Reduced |
| Great West Life Assurance Co | 2,052 | $62.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,230 | $67.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,009 | $90.0K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 3,000 | $90.0K | 0.00% | +3,000 | New |
| Royal Bank of Canada | 3,409 | $102.0K | 0.00% | +689+25.3% | Added |
| Amundi | 3,836 | $115.0K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 4,221 | $127.0K | 0.01% | +3,453+449.6% | Added |
| Virtus ETF Advisers LLC | 4,506 | $135.0K | 0.06% | −228−4.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,699 | $140.0K | 0.00% | −9−0.2% | Reduced |
| Point72 Hong Kong Ltd | 6,630 | $198.0K | 0.02% | +6,630 | New |
| Amalgamated Bank | 7,238 | $216.0K | 0.00% | −264−3.5% | Reduced |
| Nisa Investment Advisors, LLC | 7,500 | $224.0K | 0.00% | 00.0% | Unchanged |
| Ovata Capital Management Ltd | 7,500 | $224.0K | 0.09% | +7,500 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 7,586 | $227.0K | 0.00% | +211+2.9% | Added |
| US Bancorp | 7,790 | $233.0K | 0.00% | +1,902+32.3% | Added |
| Public Employees Retirement Association of Colorado | 8,193 | $245.0K | 0.00% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 8,190 | $245.0K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 8,577 | $256.0K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,637 | $259.0K | 0.00% | +340+4.1% | Added |
| Tower Research Capital LLC (TRC) | 8,651 | $259.0K | 0.01% | +5,442+169.6% | Added |
| Cobblestone Capital Advisors LLC | 9,000 | $269.0K | 0.02% | −9,000−50.0% | Reduced |
| Victory Capital Management Inc | 9,066 | $271.0K | 0.00% | −324−3.5% | Reduced |
| Allstate Corp | 9,551 | $285.0K | 0.01% | +3,527+58.5% | Added |
| BNP Paribas Arbitrage, SA | 9,573 | $286.1K | 0.00% | −111,471−92.1% | Reduced |
| Handelsbanken Fonder AB | 9,600 | $287.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 10,095 | $302.0K | 0.00% | +3,807+60.5% | Added |
| IndexIQ Advisors LLC | 10,133 | $303.0K | 0.01% | +1,015+11.1% | Added |
| Jane Street Group, LLC | 10,265 | $307.0K | 0.00% | +5,377+110.0% | Added |
| Arizona State Retirement System | 10,361 | $310.0K | 0.00% | +487+4.9% | Added |
| Metropolitan Life Insurance Co | 10,885 | $325.4K | 0.00% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 11,100 | $332.0K | 0.11% | +11,100 | New |
| Blair William & Co | 12,251 | $366.0K | 0.00% | −350−2.8% | Reduced |
| Occudo Quantitative Strategies LP | 13,167 | $394.0K | 0.05% | +2,522+23.7% | Added |
| Rockefeller Capital Management L.P. | 13,202 | $394.0K | 0.00% | +13,202 | New |
| Blueshift Asset Management, LLC | 14,026 | $419.0K | 0.02% | +1,569+12.6% | Added |
| MetLife Investment Management | 14,674 | $438.6K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 15,360 | $460.0K | 0.00% | −800−5.0% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 16,731 | $500.0K | 0.01% | −8,217−32.9% | Reduced |
| Erste Asset Management GmbH | 16,700 | $500.2K | 0.01% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 17,170 | $513.0K | 0.06% | +17,170 | New |
| State Board of Administration of Florida Retirement System | 17,364 | $519.0K | 0.00% | 00.0% | Unchanged |
| Cinctive Capital Management LP | 18,000 | $538.0K | 0.03% | +18,000 | New |
| ProShare Advisors LLC | 18,804 | $562.0K | 0.00% | −2,892−13.3% | Reduced |
| Wells Fargo & Company | 20,602 | $616.0K | 0.00% | −5,786−21.9% | Reduced |
| Principal Financial Group Inc | 20,614 | $616.0K | 0.00% | +278+1.4% | Added |
| SG Americas Securities, LLC | 20,847 | $623.0K | 0.00% | +17,091+455.0% | Added |
| Invesco Ltd. | 21,355 | $638.0K | 0.00% | −176,462−89.2% | Reduced |
| Manufacturers Life Insurance Company, The | 21,509 | $643.0K | 0.00% | −1,314−5.8% | Reduced |
| American International Group, Inc. | 22,277 | $666.0K | 0.00% | +18+0.1% | Added |
| Credit Suisse AG | 26,659 | $797.0K | 0.00% | +2,106+8.6% | Added |
| Sanders Morris Harris LLC | 27,709 | $824.0K | 0.15% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 28,723 | $859.0K | 0.00% | −26,788−48.3% | Reduced |
| Assenagon Asset Management S.A. | 29,352 | $877.0K | 0.00% | −6,359−17.8% | Reduced |
| Legal & General Group Plc | 29,681 | $887.0K | 0.00% | +7,566+34.2% | Added |
| Deutsche Bank AG | 30,350 | $907.0K | 0.00% | −1,291−4.1% | Reduced |
| Torray LLC | 37,782 | $1.13M | 0.17% | +422+1.1% | Added |
| Samsara BioCapital, LLC | 40,550 | $1.21M | 0.20% | 00.0% | Unchanged |
| HighVista Strategies LLC | 40,671 | $1.22M | 0.80% | +22,247+120.8% | Added |
| Duality Advisers, LP | 40,763 | $1.22M | 0.09% | +40,763 | New |
| Rhumbline Advisers | 44,396 | $1.33M | 0.00% | +1,712+4.0% | Added |
| UBS Asset Management Americas Inc | 47,480 | $1.42M | 0.00% | −1,372−2.8% | Reduced |
| Synovus Financial Corp | 48,962 | $1.46M | 0.02% | +6,824+16.2% | Added |
| Parametric Portfolio Associates LLC | 49,734 | $1.49M | 0.00% | −11,463−18.7% | Reduced |
| Allianz Asset Management GmbH | 51,907 | $1.55M | 0.00% | +275+0.5% | Added |
| California State Teachers Retirement System | 52,929 | $1.58M | 0.00% | −1,832−3.3% | Reduced |
| Macquarie Group Ltd | 58,898 | $1.76M | 0.00% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 59,200 | $1.77M | 0.00% | −44,788−43.1% | Reduced |
| International Biotechnology Trust PLC | 63,000 | $1.88M | 0.46% | +63,000 | New |
| Schonfeld Strategic Advisors LLC | 71,270 | $2.13M | 0.02% | +35,067+96.9% | Added |
| Ameriprise Financial Inc | 71,355 | $2.13M | 0.00% | −2,775−3.7% | Reduced |
| Alps Advisors Inc | 77,970 | $2.33M | 0.02% | −5,133−6.2% | Reduced |
| Affinity Asset Advisors, LLC | 80,228 | $2.40M | 0.95% | −39,772−33.1% | Reduced |
| Citigroup Inc | 81,129 | $2.42M | 0.00% | −30,872−27.6% | Reduced |
| TD Asset Management Inc | 82,883 | $2.48M | 0.00% | 00.0% | Unchanged |
| Swiss National Bank | 84,100 | $2.51M | 0.00% | +4,000+5.0% | Added |
| Rafferty Asset Management, LLC | 88,194 | $2.64M | 0.02% | +31,707+56.1% | Added |
| Susquehanna International Group, LLP | 95,892 | $2.87M | 0.00% | +15,149+18.8% | Added |
| UBS Group AG | 95,903 | $2.87M | 0.00% | +83,742+688.6% | Added |