Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q1 2024
Institutional positions in Rocket Pharmaceuticals, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 185
- −8 vs. Q4 2023
- Shares held
- 92.4M
- +4.42M (+5.0%) vs. Q4 2023
- Total value
- $2.48B
- −$151.1M (−5.7%) vs. Q4 2023
- New holders
- 19
- 69 more added
- Sold out
- 27
- 62 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 6 | $0 | 0.00% | −1−14.3% | Reduced |
| Rothschild Investment LLC | 5 | $135 | 0.00% | +5 | New |
| First Horizon Advisors, Inc. | 24 | $646 | 0.00% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 25 | $674 | 0.00% | +25 | New |
| Massmutual Trust Co FSB | 25 | $674 | 0.00% | +25 | New |
| GAMMA Investing LLC | 38 | $1.02K | 0.00% | +15+65.2% | Added |
| Private Wealth Management Group, LLC | 69 | $1.86K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 104 | $2.80K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 105 | $2.81K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 174 | $4.69K | 0.00% | +5+3.0% | Added |
| Advisor Group Holdings, Inc. | 256 | $6.90K | 0.00% | −2,276−89.9% | Reduced |
| Daiwa Securities Group Inc. | 304 | $8.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 408 | $11.0K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 437 | $11.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 477 | $12.8K | 0.00% | +19+4.1% | Added |
| Signaturefd, LLC | 836 | $22.5K | 0.00% | +8+1.0% | Added |
| Tower Research Capital LLC (TRC) | 1,014 | $27.3K | 0.00% | −2,543−71.5% | Reduced |
| Fernwood Investment Management, LLC | 1,057 | $28.5K | 0.01% | +1,057 | New |
| Lazard Asset Management LLC | 1,154 | $30.0K | 0.00% | −640−35.7% | Reduced |
| CWM, LLC | 1,218 | $33.0K | 0.00% | 00.0% | Unchanged |
| Pacer Advisors, Inc. | 1,528 | $41.2K | 0.00% | +1,528 | New |
| STRS Ohio | 1,700 | $45.0K | 0.00% | +1,700 | New |
| Clearstead Advisors, LLC | 2,120 | $49.0K | 0.00% | +280+15.2% | Added |
| KBC Group NV | 2,109 | $57.0K | 0.00% | +2,109 | New |
| Amalgamated Bank | 2,140 | $58.0K | 0.00% | −6,513−75.3% | Reduced |
| US Bancorp | 2,177 | $58.6K | 0.00% | −4,190−65.8% | Reduced |
| Nisa Investment Advisors, LLC | 2,396 | $64.5K | 0.00% | +56+2.4% | Added |
| Virtus ETF Advisers LLC | 3,063 | $82.5K | 0.04% | −211−6.4% | Reduced |
| Amundi | 3,839 | $90.1K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 3,493 | $94.1K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,545 | $95.5K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,208 | $113.0K | 0.00% | −16,431−79.6% | Reduced |
| Quest Partners LLC | 6,180 | $166.5K | 0.03% | +6,180 | New |
| Great West Life Assurance Co | 6,276 | $169.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 6,494 | $174.9K | 0.01% | 00.0% | Unchanged |
| EFG Asset Management (Americas) Corp. | 7,500 | $202.1K | 0.06% | −4,472−37.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 7,500 | $202.1K | 0.00% | +2,500+50.0% | Added |
| Pearl River Capital, LLC | 7,712 | $207.8K | 0.03% | +7,712 | New |
| HSBC Holdings PLC | 8,048 | $216.7K | 0.00% | +8,048 | New |
| Public Employees Retirement Association of Colorado | 8,193 | $221.0K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 8,765 | $236.0K | 0.00% | −9,607−52.3% | Reduced |
| Cobblestone Capital Advisors LLC | 9,000 | $242.5K | 0.02% | 00.0% | Unchanged |
| LPL Financial LLC | 9,182 | $247.4K | 0.00% | −1,050−10.3% | Reduced |
| Pitcairn Co | 9,364 | $252.3K | 0.02% | +254+2.8% | Added |
| XTX Topco Ltd | 9,507 | $256.1K | 0.03% | +9,507 | New |
| Guggenheim Capital LLC | 9,985 | $269.0K | 0.00% | +1,605+19.2% | Added |
| AQR Capital Management LLC | 10,118 | $272.6K | 0.00% | +2,060+25.6% | Added |
| State Board of Administration of Florida Retirement System | 16,490 | $282.5K | 0.00% | +190+1.2% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 10,901 | $293.7K | 0.00% | −489−4.3% | Reduced |
| Legato Capital Management LLC | 11,159 | $300.6K | 0.04% | +11,159 | New |
| a16z Perennial Management, L.P. | 11,335 | $305.4K | 0.03% | 00.0% | Unchanged |
| Atom Investors LP | 11,472 | $309.1K | 0.04% | −19,499−63.0% | Reduced |
| Cetera Investment Advisers | 12,746 | $343.4K | 0.00% | +12,746 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 13,097 | $352.8K | 0.00% | +723+5.8% | Added |
| Aquatic Capital Management LLC | 13,100 | $352.9K | 0.01% | +13,100 | New |
| Dana Investment Advisors, Inc. | 13,261 | $357.3K | 0.01% | −156−1.2% | Reduced |
| Entropy Technologies, LP | 13,544 | $364.9K | 0.04% | −3,800−21.9% | Reduced |
| Teacher Retirement System of Texas | 14,046 | $378.0K | 0.00% | −1,548−9.9% | Reduced |
| Twinbeech Capital LP | 14,122 | $380.4K | 0.01% | +14,122 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 14,767 | $397.8K | 0.02% | −1,330−8.3% | Reduced |
| The PNC Financial Services Group, Inc. | 14,768 | $397.9K | 0.00% | −583−3.8% | Reduced |
| Sectoral Asset Management Inc | 14,810 | $399.0K | 0.16% | +2,530+20.6% | Added |
| E Fund Management Co., Ltd. | 15,549 | $418.9K | 0.03% | +4,352+38.9% | Added |
| Scientech Research LLC | 15,858 | $427.2K | 0.23% | +8,777+124.0% | Added |
| Arizona State Retirement System | 17,344 | $467.2K | 0.00% | −1,520−8.1% | Reduced |
| China Universal Asset Management Co., Ltd. | 17,365 | $467.8K | 0.06% | +6,941+66.6% | Added |
| Handelsbanken Fonder AB | 17,600 | $474.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 17,614 | $474.5K | 0.00% | +1,468+9.1% | Added |
| Pier 88 Investment Partners LLC | 18,000 | $484.9K | 0.12% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 19,270 | $519.1K | 0.01% | −109−0.6% | Reduced |
| Yarbrough Capital, LLC | 19,531 | $526.2K | 0.02% | 00.0% | Unchanged |
| Bellevue Group AG | 19,700 | $530.7K | 0.01% | −1,300−6.2% | Reduced |
| Stifel Financial Corp | 20,046 | $540.0K | 0.00% | +709+3.7% | Added |
| Harbour Capital Advisors, LLC | 21,155 | $543.7K | 0.13% | +11,330+115.3% | Added |
| Voya Investment Management LLC | 20,656 | $556.5K | 0.00% | −3,828−15.6% | Reduced |
| VELA Investment Management, LLC | 20,773 | $559.6K | 0.21% | 00.0% | Unchanged |
| Wells Fargo & Company | 22,840 | $615.3K | 0.00% | −2,866−11.1% | Reduced |
| HighTower Advisors, LLC | 24,212 | $653.0K | 0.00% | −3,504−12.6% | Reduced |
| Los Angeles Capital Management LLC | 24,518 | $660.5K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 25,480 | $686.4K | 0.02% | +13,610+114.7% | Added |
| Jennison Associates LLC | 26,783 | $721.5K | 0.00% | +903+3.5% | Added |
| Squarepoint Ops LLC | 27,229 | $733.5K | 0.00% | +769+2.9% | Added |
| Sanders Morris Harris LLC | 27,709 | $746.5K | 0.14% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 28,569 | $769.6K | 0.00% | −2,182−7.1% | Reduced |
| Rathbone Brothers plc | 30,000 | $808.2K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 30,774 | $829.1K | 0.00% | +12,811+71.3% | Added |
| American International Group, Inc. | 30,918 | $832.9K | 0.00% | −266−0.9% | Reduced |
| MetLife Investment Management | 33,003 | $889.1K | 0.01% | 00.0% | Unchanged |
| B. Metzler seel. Sohn & Co. AG | 34,418 | $927.2K | 0.01% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 41,011 | $1.10M | 0.00% | +13,838+50.9% | Added |
| Invesco Ltd. | 41,190 | $1.11M | 0.00% | −55,653−57.5% | Reduced |
| Deutsche Bank AG | 42,434 | $1.14M | 0.00% | +355+0.8% | Added |
| BNP Paribas Arbitrage, SA | 42,538 | $1.15M | 0.00% | −44,049−50.9% | Reduced |
| Vontobel Holding Ltd. | 42,700 | $1.15M | 0.01% | −840−1.9% | Reduced |
| Erste Asset Management GmbH | 44,700 | $1.22M | 0.02% | +28,000+167.7% | Added |
| Victory Capital Management Inc | 48,018 | $1.29M | 0.00% | +2,510+5.5% | Added |
| Profund Advisors LLC | 51,148 | $1.38M | 0.05% | +16,677+48.4% | Added |
| Susquehanna International Group, LLP | 52,746 | $1.42M | 0.00% | +14,080+36.4% | Added |
| State of Wisconsin Investment Board | 57,404 | $1.55M | 0.00% | +7,747+15.6% | Added |
| NEOS Investment Management LLC | 57,600 | $1.55M | 0.10% | +38,080+195.1% | Added |