Flaherty & Crumrine Preferred & Income Fund Inc
PFD- Exchange
- NYSE
- SEC CIK
- 0000868578
No open-market purchases or sales by Flaherty & Crumrine Preferred & Income Fund Inc insiders were filed in the last 90 days; 51 institutions reported holding it in 13F filings for Q2 2026, worth $46.5M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Flaherty & Crumrine Preferred & Income Fund Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +8 vs. Q2 2023
- Shares held
- 1.57M
- +56.5K (+3.7%) vs. Q2 2023
- Total value
- $14.3M
- −$595.1K (−4.0%) vs. Q2 2023
- New holders
- 11
- 15 more added
- Sold out
- 3
- 5 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $46.5M |
| Q1 2026 | 50 | $42.5M |
| Q4 2025 | 49 | $44.3M |
| Q3 2025 | 52 | $42.3M |
| Q2 2025 | 47 | $34.6M |
| Q1 2025 | 48 | $31.7M |
| Q4 2024 | 48 | $31.0M |
| Q3 2024 | 45 | $30.0M |
| Q2 2024 | 46 | $24.7M |
| Q1 2024 | 43 | $26.9M |
| Q4 2023 | 43 | $18.8M |
| Q3 2023 | 41 | $14.3M |
| Q2 2023 | 33 | $14.9M |
| Q1 2023 | 40 | $15.8M |
| Q4 2022 | 41 | $15.1M |
| Q3 2022 | 37 | $13.0M |
| Q2 2022 | 37 | $13.0M |
| Q1 2022 | 44 | $15.0M |
| Q4 2021 | 44 | $16.3M |
| Q3 2021 | 42 | $13.9M |
| Q2 2021 | 44 | $19.3M |
| Q1 2021 | 42 | $20.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Preferred & Income Fund Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. | 255,605 | $2.33M | 0.00% | +920.0% | Added |
| Morgan Stanley | 223,200 | $2.04M | 0.00% | −6,598−2.9% | Reduced |
| UBS Group AG | 178,049 | $1.63M | 0.00% | +41,636+30.5% | Added |
| Wolverine Asset Management LLC | 114,050 | $1.04M | 0.02% | +69,513+156.1% | Added |
| Advisor Group Holdings, Inc. | 102,712 | $937.7K | 0.00% | +3,580+3.6% | Added |
| Centaurus Financial, Inc. | 102,053 | $932.0K | 0.08% | +4,394+4.5% | Added |
| Private Wealth Strategies, L.L.C. | 64,906 | $592.6K | 0.15% | +735+1.1% | Added |
| Royal Bank of Canada | 55,254 | $504.0K | 0.00% | +538+1.0% | Added |
| SFI Advisors, LLC | 48,859 | $446.1K | 0.44% | +3,500+7.7% | Added |
| CNH Partners LLC | 44,171 | $403.3K | 0.02% | +44,171 | New |
| LPL Financial LLC | 43,479 | $397.0K | 0.00% | −1,352−3.0% | Reduced |
| Baird Financial Group, Inc. | 43,444 | $396.6K | 0.00% | −2,912−6.3% | Reduced |
| Robinson Capital Management, LLC | 39,911 | $357.6K | 0.16% | +39,911 | New |
| D.A. Davidson & Co. | 30,715 | $280.4K | 0.00% | +2,864+10.3% | Added |
| Wells Fargo & Company | 25,681 | $234.5K | 0.00% | +566+2.3% | Added |
| Saba Capital Management, L.P. | 25,375 | $231.7K | 0.01% | +25,375 | New |
| Cooper Financial Group | 20,102 | $183.5K | 0.04% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 18,057 | $165.0K | 0.00% | +471+2.7% | Added |
| Raymond James & Associates | 16,807 | $153.4K | 0.00% | +328+2.0% | Added |
| Wedbush Securities Inc | 16,637 | $152.0K | 0.01% | −3,878−18.9% | Reduced |
| Poplar Forest Capital LLC | 15,425 | $140.8K | 0.02% | 00.0% | Unchanged |
| GWM Advisors LLC | 13,100 | $119.6K | 0.00% | −16,124−55.2% | Reduced |
| HRT Financial LP | 12,100 | $110.0K | 0.00% | +12,100 | New |
| Susquehanna International Group, LLP | 11,094 | $101.3K | 0.00% | +11,094 | New |
| Wealth Enhancement Advisory Services, LLC | 10,247 | $93.6K | 0.00% | +10,247 | New |
| McClarren Financial Advisors, Inc. | 9,457 | $86.0K | 0.07% | +107+1.1% | Added |
| Bank of America Corp | 9,293 | $84.8K | 0.00% | +518+5.9% | Added |
| Sit Investment Associates Inc | 7,622 | $70.0K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 3,761 | $34.3K | 0.01% | +3,761 | New |
| Northwestern Mutual Wealth Management Co | 2,449 | $22.4K | 0.00% | +42+1.7% | Added |
| Comerica Bank | 2,290 | $20.9K | 0.00% | +2,290 | New |
| GPS Wealth Strategies Group, LLC | 1,250 | $11.4K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 996 | $9.09K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 750 | $6.85K | 0.00% | +750 | New |
| Geneos Wealth Management Inc. | 360 | $3.29K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 300 | $2.74K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 291 | $2.66K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 200 | $1.83K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 75 | $685 | 0.00% | +75 | New |
| FMR LLC | 1 | $9 | 0.00% | +1 | New |
| Invesco Ltd. | 0 | $0 | 0.00% | −134,420−100.0% | Sold out |
| Heron Bay Capital Management | 0 | $0 | 0.00% | −41,405−100.0% | Sold out |
| Pinnacle Wealth Planning Services, Inc. | 0 | $0 | 0.00% | −15,500−100.0% | Sold out |