Flaherty & Crumrine Preferred & Income Fund Inc
PFD- Exchange
- NYSE
- SEC CIK
- 0000868578
No open-market purchases or sales by Flaherty & Crumrine Preferred & Income Fund Inc insiders were filed in the last 90 days; 51 institutions reported holding it in 13F filings for Q2 2026, worth $46.3M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Flaherty & Crumrine Preferred & Income Fund Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- 0 vs. Q4 2022
- Shares held
- 1.49M
- +132.6K (+9.8%) vs. Q4 2022
- Total value
- $15.8M
- +$714.4K (+4.7%) vs. Q4 2022
- New holders
- 7
- 14 more added
- Sold out
- 7
- 12 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $46.3M |
| Q1 2026 | 50 | $42.5M |
| Q4 2025 | 49 | $44.3M |
| Q3 2025 | 52 | $42.3M |
| Q2 2025 | 47 | $33.8M |
| Q1 2025 | 48 | $31.7M |
| Q4 2024 | 48 | $31.0M |
| Q3 2024 | 45 | $30.0M |
| Q2 2024 | 46 | $24.7M |
| Q1 2024 | 43 | $22.2M |
| Q4 2023 | 43 | $16.7M |
| Q3 2023 | 41 | $14.3M |
| Q2 2023 | 33 | $14.9M |
| Q1 2023 | 40 | $15.8M |
| Q4 2022 | 41 | $15.1M |
| Q3 2022 | 37 | $13.0M |
| Q2 2022 | 37 | $13.0M |
| Q1 2022 | 44 | $15.0M |
| Q4 2021 | 44 | $16.3M |
| Q3 2021 | 42 | $13.9M |
| Q2 2021 | 44 | $19.3M |
| Q1 2021 | 42 | $20.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Preferred & Income Fund Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 231,485 | $2.46M | 0.00% | +15,679+7.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 231,297 | $2.45M | 0.00% | +152,020+191.8% | Added |
| Invesco Ltd. | 112,470 | $1.19M | 0.00% | −31,820−22.1% | Reduced |
| UBS Group AG | 107,365 | $1.14M | 0.00% | +1,430+1.3% | Added |
| Advisor Group Holdings, Inc. | 102,789 | $1.09M | 0.00% | −247−0.2% | Reduced |
| Centaurus Financial, Inc. | 100,069 | $1.06M | 0.09% | +13,633+15.8% | Added |
| Heron Bay Capital Management | 69,570 | $738.1K | 0.29% | +69,570 | New |
| Private Wealth Strategies, L.L.C. | 63,707 | $675.9K | 0.17% | +964+1.5% | Added |
| Royal Bank of Canada | 58,066 | $617.0K | 0.00% | −2,562−4.2% | Reduced |
| Baird Financial Group, Inc. | 46,581 | $494.2K | 0.00% | −823−1.7% | Reduced |
| LPL Financial LLC | 43,774 | $464.4K | 0.00% | −2,730−5.9% | Reduced |
| D.A. Davidson & Co. | 38,529 | $408.8K | 0.00% | −1,524−3.8% | Reduced |
| SFI Advisors, LLC | 37,840 | $401.5K | 0.40% | +7,682+25.5% | Added |
| GWM Advisors LLC | 25,109 | $249.6K | 0.00% | +1,429+6.0% | Added |
| Wedbush Securities Inc | 21,519 | $228.0K | 0.01% | +1,955+10.0% | Added |
| Cooper Financial Group | 20,102 | $213.3K | 0.06% | +3,620+22.0% | Added |
| Commonwealth Equity Services, LLC | 17,889 | $189.0K | 0.00% | +246+1.4% | Added |
| Wells Fargo & Company | 16,440 | $174.4K | 0.00% | −15,295−48.2% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 15,500 | $164.5K | 0.03% | −12,500−44.6% | Reduced |
| Poplar Forest Capital LLC | 15,425 | $163.7K | 0.02% | +15,425 | New |
| Raymond James & Associates | 15,419 | $163.6K | 0.00% | +414+2.8% | Added |
| Signature Wealth Management Partners, LLC | 14,351 | $152.3K | 0.14% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 13,599 | $144.3K | 0.00% | −188−1.4% | Reduced |
| Cerity Partners LLC | 13,400 | $142.2K | 0.00% | −1,500−10.1% | Reduced |
| Susquehanna International Group, LLP | 10,646 | $113.0K | 0.00% | −2,424−18.5% | Reduced |
| Cetera Investment Advisers | 10,361 | $109.9K | 0.00% | +150+1.5% | Added |
| McClarren Financial Advisors, Inc. | 9,192 | $97.0K | 0.09% | +138+1.5% | Added |
| Sit Investment Associates Inc | 7,622 | $81.0K | 0.00% | +7,622 | New |
| Bank of America Corp | 6,319 | $67.0K | 0.00% | −44,447−87.6% | Reduced |
| Pathway Financial Advisers, LLC | 3,761 | $39.9K | 0.02% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,000 | $27.0K | 0.00% | +2,000 | New |
| Northwestern Mutual Wealth Management Co | 2,365 | $25.1K | 0.00% | +36+1.5% | Added |
| Advisory Services Network, LLC | 2,042 | $21.7K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,250 | $13.3K | 0.00% | +1,250 | New |
| Wolff Wiese Magana LLC | 996 | $10.6K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 360 | $3.82K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 300 | $3.18K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 291 | $3.09K | 0.00% | +291 | New |
| Cape Investment Advisory, Inc. | 200 | $2.12K | 0.00% | +200 | New |
| Ronald Blue Trust, Inc. | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −23,283−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −18,600−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Umb Bank N A | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Fortis Capital Advisors, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −208−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |