Flaherty & Crumrine Preferred & Income Fund Inc
PFD- Exchange
- NYSE
- SEC CIK
- 0000868578
No open-market purchases or sales by Flaherty & Crumrine Preferred & Income Fund Inc insiders were filed in the last 90 days; 51 institutions reported holding it in 13F filings for Q2 2026, worth $46.5M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Flaherty & Crumrine Preferred & Income Fund Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- −1 vs. Q2 2021
- Shares held
- 882.9K
- −271.0K (−23.5%) vs. Q2 2021
- Total value
- $13.9M
- −$5.39M (−28.0%) vs. Q2 2021
- New holders
- 4
- 13 more added
- Sold out
- 5
- 11 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $46.5M |
| Q1 2026 | 50 | $42.5M |
| Q4 2025 | 49 | $44.3M |
| Q3 2025 | 52 | $42.3M |
| Q2 2025 | 47 | $34.6M |
| Q1 2025 | 48 | $31.7M |
| Q4 2024 | 48 | $31.0M |
| Q3 2024 | 45 | $30.0M |
| Q2 2024 | 46 | $24.7M |
| Q1 2024 | 43 | $26.9M |
| Q4 2023 | 43 | $18.8M |
| Q3 2023 | 41 | $14.3M |
| Q2 2023 | 33 | $14.9M |
| Q1 2023 | 40 | $15.8M |
| Q4 2022 | 41 | $15.1M |
| Q3 2022 | 37 | $13.0M |
| Q2 2022 | 37 | $13.0M |
| Q1 2022 | 44 | $15.0M |
| Q4 2021 | 44 | $16.3M |
| Q3 2021 | 42 | $13.9M |
| Q2 2021 | 44 | $19.3M |
| Q1 2021 | 42 | $20.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Preferred & Income Fund Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 181,522 | $2.86M | 0.00% | +13,930+8.3% | Added |
| Private Wealth Strategies, L.L.C. | 88,168 | $1.39M | 0.35% | +918+1.1% | Added |
| UBS Group AG | 78,421 | $1.24M | 0.00% | −1,791−2.2% | Reduced |
| Advisor Group Holdings, Inc. | 58,205 | $919.0K | 0.00% | +5,717+10.9% | Added |
| Royal Bank of Canada | 50,462 | $796.0K | 0.00% | +3,773+8.1% | Added |
| Wells Fargo & Company | 42,429 | $669.0K | 0.00% | −7,588−15.2% | Reduced |
| LPL Financial LLC | 36,634 | $577.0K | 0.00% | −4,148−10.2% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 28,000 | $441.0K | 0.10% | 00.0% | Unchanged |
| Mid Atlantic Financial Management Inc | 27,850 | $439.0K | 0.03% | +10,500+60.5% | Added |
| D.A. Davidson & Co. | 26,000 | $410.0K | 0.00% | 00.0% | Unchanged |
| Change Path, LLC | 22,675 | $357.0K | 0.02% | −9,775−30.1% | Reduced |
| Bank of America Corp | 21,951 | $346.0K | 0.00% | −264,884−92.3% | Reduced |
| Wolverine Asset Management LLC | 21,714 | $342.0K | 0.00% | +7,090+48.5% | Added |
| Wedbush Securities Inc | 20,511 | $323.0K | 0.02% | −700−3.3% | Reduced |
| Raymond James & Associates | 18,032 | $284.0K | 0.00% | +5,886+48.5% | Added |
| Commonwealth Equity Services, LLC | 17,330 | $273.0K | 0.00% | −5,091−22.7% | Reduced |
| Cetera Advisor Networks LLC | 16,549 | $261.0K | 0.00% | +3,707+28.9% | Added |
| Covington Capital Management | 14,900 | $235.0K | 0.01% | 00.0% | Unchanged |
| Signature Wealth Management Partners, LLC | 14,351 | $226.0K | 0.20% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 13,609 | $214.0K | 0.00% | +13,609 | New |
| Cambridge Investment Research Advisors, Inc. | 12,738 | $201.0K | 0.00% | +14+0.1% | Added |
| Belpointe Asset Management LLC | 14,750 | $191.0K | 0.01% | +14,750 | New |
| Cetera Investment Advisers | 11,386 | $179.0K | 0.00% | −3,990−25.9% | Reduced |
| McClarren Financial Advisors, Inc. | 8,299 | $130.0K | 0.10% | +132+1.6% | Added |
| Bessemer Group Inc | 7,000 | $110.0K | 0.00% | 00.0% | Unchanged |
| Walled Lake Planning & Wealth Management, LLC | 6,236 | $98.0K | 0.06% | 00.0% | Unchanged |
| Boston Private Wealth LLC | 3,904 | $61.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,000 | $47.0K | 0.01% | +1,500+100.0% | Added |
| Rockefeller Capital Management L.P. | 2,500 | $39.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,293 | $36.1K | 0.00% | −314−12.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 2,136 | $33.0K | 0.00% | +16+0.8% | Added |
| Global Retirement Partners, LLC | 1,875 | $30.0K | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 1,750 | $28.0K | 0.02% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,300 | $20.0K | 0.00% | −1,200−48.0% | Reduced |
| Geneos Wealth Management Inc. | 1,216 | $19.0K | 0.00% | +531+77.5% | Added |
| Wolff Wiese Magana LLC | 996 | $16.0K | 0.01% | 00.0% | Unchanged |
| Addison Advisors LLC | 921 | $15.0K | 0.01% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 406 | $6.40K | 0.00% | +406 | New |
| NEXT Financial Group, Inc | 404 | $6.00K | 0.00% | −1,302−76.3% | Reduced |
| US Bancorp | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Better Money Decisions, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8 | $0 | 0.00% | +8 | New |
| Cadent Capital Advisors, LLC | 0 | $0 | 0.00% | −33,020−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −10,009−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −6,555−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,482−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −675−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |