Flaherty & Crumrine Preferred & Income Fund Inc
PFD- Exchange
- NYSE
- SEC CIK
- 0000868578
No open-market purchases or sales by Flaherty & Crumrine Preferred & Income Fund Inc insiders were filed in the last 90 days; 51 institutions reported holding it in 13F filings for Q2 2026, worth $46.3M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Flaherty & Crumrine Preferred & Income Fund Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- +5 vs. Q2 2025
- Shares held
- 3.53M
- +538.7K (+18.0%) vs. Q2 2025
- Total value
- $42.3M
- +$8.48M (+25.1%) vs. Q2 2025
- New holders
- 12
- 12 more added
- Sold out
- 7
- 12 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $46.3M |
| Q1 2026 | 50 | $42.5M |
| Q4 2025 | 49 | $44.3M |
| Q3 2025 | 52 | $42.3M |
| Q2 2025 | 47 | $33.8M |
| Q1 2025 | 48 | $31.7M |
| Q4 2024 | 48 | $31.0M |
| Q3 2024 | 45 | $30.0M |
| Q2 2024 | 46 | $24.7M |
| Q1 2024 | 43 | $22.2M |
| Q4 2023 | 43 | $16.7M |
| Q3 2023 | 41 | $14.3M |
| Q2 2023 | 33 | $14.9M |
| Q1 2023 | 40 | $15.8M |
| Q4 2022 | 41 | $15.1M |
| Q3 2022 | 37 | $13.0M |
| Q2 2022 | 37 | $13.0M |
| Q1 2022 | 44 | $15.0M |
| Q4 2021 | 44 | $16.3M |
| Q3 2021 | 42 | $13.9M |
| Q2 2021 | 44 | $19.3M |
| Q1 2021 | 42 | $20.8M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Preferred & Income Fund Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 1,084,394 | $13.0M | 0.26% | +516,162+90.8% | Added |
| CIBC Private Wealth Group, LLC | 441,364 | $5.31M | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 255,309 | $3.07M | 0.00% | +6,329+2.5% | Added |
| We Are One Seven, LLC | 168,292 | $2.02M | 0.05% | +168,292 | New |
| Bank of America Corp | 163,028 | $1.96M | 0.00% | +8,450+5.5% | Added |
| UBS Group AG | 121,919 | $1.47M | 0.00% | −9,292−7.1% | Reduced |
| Smith Asset Management Co., LLC | 106,993 | $1.21M | 1.03% | +30,861+40.5% | Added |
| Fiera Capital Corp | 99,494 | $1.20M | 0.00% | +99,494 | New |
| Umb Bank N A | 86,373 | $1.04M | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 82,386 | $950.7K | 0.00% | −7,369−8.2% | Reduced |
| Wells Fargo & Company | 75,920 | $912.6K | 0.00% | +8,332+12.3% | Added |
| LPL Financial LLC | 67,407 | $810.2K | 0.00% | +25,601+61.2% | Added |
| Lido Advisors, LLC | 66,880 | $803.9K | 0.00% | +1,069+1.6% | Added |
| Royal Bank of Canada | 61,517 | $739.0K | 0.00% | −5,724−8.5% | Reduced |
| CNH Partners LLC | 60,680 | $729.4K | 0.02% | −30,341−33.3% | Reduced |
| Robinson Capital Management, LLC | 55,008 | $661.2K | 0.48% | 00.0% | Unchanged |
| Calamos Advisors LLC | 52,338 | $629.1K | 0.00% | +52,338 | New |
| Pathway Financial Advisors LLC | 48,196 | $579.3K | 0.08% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 38,576 | $464.0K | 0.00% | −2,913−7.0% | Reduced |
| Raymond James Financial Inc | 36,329 | $436.7K | 0.00% | −141,008−79.5% | Reduced |
| 1607 Capital Partners, LLC | 36,200 | $435.1K | 0.03% | +36,200 | New |
| Guggenheim Capital LLC | 33,456 | $402.1K | 0.00% | −1,604−4.6% | Reduced |
| Pathstone Holdings, LLC | 32,487 | $390.5K | 0.00% | +32,487 | New |
| Bridgewealth Advisory Group, LLC | 27,733 | $333.4K | 0.08% | 00.0% | Unchanged |
| Change Path, LLC | 26,000 | $312.5K | 0.01% | +15,800+154.9% | Added |
| LongView Wealth Management | 20,450 | $245.8K | 0.07% | −2,330−10.2% | Reduced |
| Wedbush Securities Inc | 18,500 | $222.0K | 0.01% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 16,600 | $199.5K | 0.00% | 00.0% | Unchanged |
| Cary Street Partners Financial LLC | 14,635 | $175.9K | 0.00% | −30,200−67.4% | Reduced |
| Signature Wealth Management Partners, LLC | 14,351 | $172.5K | 0.09% | 00.0% | Unchanged |
| O'Rourke & Company, Inc | 13,260 | $159.4K | 0.07% | +834+6.7% | Added |
| Centaurus Financial, Inc. | 13,043 | $157.0K | 0.01% | 00.0% | Unchanged |
| Cetera Investment Advisers | 11,540 | $138.7K | 0.00% | +682+6.3% | Added |
| BlackRock, Inc. | 11,533 | $138.6K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 11,060 | $130.7K | 0.00% | −1,027−8.5% | Reduced |
| IFP Advisors, Inc | 10,433 | $125.4K | 0.00% | −851−7.5% | Reduced |
| Rockefeller Capital Management L.P. | 10,144 | $121.9K | 0.00% | +10,144 | New |
| Comerica Bank | 8,741 | $105.1K | 0.00% | +30+0.3% | Added |
| Sound Income Strategies, LLC | 6,535 | $77.5K | 0.00% | +32+0.5% | Added |
| Noble Wealth Management PBC | 5,405 | $65.0K | 0.03% | +5,405 | New |
| Farther Finance Advisors, LLC | 3,900 | $46.9K | 0.00% | +3,900 | New |
| Whipplewood Advisors, LLC | 3,732 | $44.9K | 0.03% | −88−2.3% | Reduced |
| Pathway Financial Advisers, LLC | 2,664 | $32.0K | 0.01% | +2,664 | New |
| Allworth Financial LP | 1,433 | $17.2K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,250 | $15.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 750 | $9.02K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 510 | $6.13K | 0.00% | +510 | New |
| Geneos Wealth Management Inc. | 360 | $4.33K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 295 | $4.00K | 0.00% | +295 | New |
| US Bancorp | 300 | $3.61K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 200 | $2.40K | 0.00% | 00.0% | Unchanged |
| Crews Bank & Trust | 200 | $2.40K | 0.00% | +200 | New |
| Matisse Capital | 0 | $0 | 0.00% | −134,805−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −55,383−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −52,298−100.0% | Sold out |
| Byrne Financial Freedom, LLC | 0 | $0 | 0.00% | −10,600−100.0% | Sold out |
| MAI Capital Management | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Evolution Wealth Management Inc. | 0 | $0 | 0.00% | −648−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |