Flaherty & Crumrine Preferred & Income Fund Inc
PFD- Exchange
- NYSE
- SEC CIK
- 0000868578
No open-market purchases or sales by Flaherty & Crumrine Preferred & Income Fund Inc insiders were filed in the last 90 days; 51 institutions reported holding it in 13F filings for Q2 2026, worth $46.5M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Flaherty & Crumrine Preferred & Income Fund Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- +3 vs. Q3 2021
- Shares held
- 937.3K
- +82.2K (+9.6%) vs. Q3 2021
- Total value
- $16.3M
- +$2.90M (+21.6%) vs. Q3 2021
- New holders
- 10
- 14 more added
- Sold out
- 7
- 9 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $46.5M |
| Q1 2026 | 50 | $42.5M |
| Q4 2025 | 49 | $44.3M |
| Q3 2025 | 52 | $42.3M |
| Q2 2025 | 47 | $34.6M |
| Q1 2025 | 48 | $31.7M |
| Q4 2024 | 48 | $31.0M |
| Q3 2024 | 45 | $30.0M |
| Q2 2024 | 46 | $24.7M |
| Q1 2024 | 43 | $26.9M |
| Q4 2023 | 43 | $18.8M |
| Q3 2023 | 41 | $14.3M |
| Q2 2023 | 33 | $14.9M |
| Q1 2023 | 40 | $15.8M |
| Q4 2022 | 41 | $15.1M |
| Q3 2022 | 37 | $13.0M |
| Q2 2022 | 37 | $13.0M |
| Q1 2022 | 44 | $15.0M |
| Q4 2021 | 44 | $16.3M |
| Q3 2021 | 42 | $13.9M |
| Q2 2021 | 44 | $19.3M |
| Q1 2021 | 42 | $20.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Preferred & Income Fund Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 186,703 | $3.27M | 0.00% | +5,181+2.9% | Added |
| Private Wealth Strategies, L.L.C. | 89,101 | $1.56M | 0.36% | +933+1.1% | Added |
| UBS Group AG | 88,469 | $1.55M | 0.00% | +10,048+12.8% | Added |
| Invesco Ltd. | 81,652 | $1.43M | 0.00% | +81,652 | New |
| Advisor Group Holdings, Inc. | 55,964 | $979.0K | 0.00% | −2,241−3.9% | Reduced |
| Royal Bank of Canada | 53,460 | $936.0K | 0.00% | +2,998+5.9% | Added |
| LPL Financial LLC | 43,561 | $762.0K | 0.00% | +6,927+18.9% | Added |
| Wells Fargo & Company | 42,262 | $740.0K | 0.00% | −167−0.4% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 28,000 | $490.0K | 0.10% | 00.0% | Unchanged |
| Bank of America Corp | 26,884 | $471.0K | 0.00% | +4,933+22.5% | Added |
| D.A. Davidson & Co. | 26,000 | $455.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 19,265 | $337.0K | 0.01% | −1,246−6.1% | Reduced |
| Commonwealth Equity Services, LLC | 18,859 | $330.0K | 0.00% | +1,529+8.8% | Added |
| Raymond James & Associates | 18,378 | $322.0K | 0.00% | +346+1.9% | Added |
| Guggenheim Capital LLC | 17,143 | $300.0K | 0.00% | +17,143 | New |
| Covington Capital Management | 14,900 | $261.0K | 0.01% | 00.0% | Unchanged |
| Signature Wealth Management Partners, LLC | 14,351 | $251.0K | 0.21% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 13,608 | $238.0K | 0.00% | −10.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 12,750 | $223.0K | 0.00% | +12+0.1% | Added |
| Change Path, LLC | 12,600 | $221.0K | 0.01% | −10,075−44.4% | Reduced |
| Cetera Investment Advisers | 11,386 | $199.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 14,058 | $180.0K | 0.01% | −692−4.7% | Reduced |
| Centaurus Financial, Inc. | 9,993 | $175.0K | 0.01% | +9,993 | New |
| McClarren Financial Advisors, Inc. | 8,435 | $148.0K | 0.10% | +136+1.6% | Added |
| American Portfolios Advisors | 5,143 | $90.0K | 0.00% | +2,850+124.3% | Added |
| Boston Private Wealth LLC | 3,326 | $58.0K | 0.00% | −578−14.8% | Reduced |
| Umb Bank N A | 3,300 | $58.0K | 0.00% | +3,300 | New |
| Rockefeller Capital Management L.P. | 2,500 | $43.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,423 | $42.0K | 0.00% | +287+13.4% | Added |
| Patriot Financial Group Insurance Agency, LLC | 1,500 | $26.0K | 0.00% | −1,500−50.0% | Reduced |
| AdvisorNet Financial, Inc | 1,300 | $23.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,290 | $23.0K | 0.00% | +1,290 | New |
| Geneos Wealth Management Inc. | 1,216 | $21.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,200 | $21.0K | 0.00% | +1,200 | New |
| Tower Research Capital LLC (TRC) | 1,116 | $20.0K | 0.00% | +1,108+13,850.0% | Added |
| Wolff Wiese Magana LLC | 996 | $17.0K | 0.01% | 00.0% | Unchanged |
| Addison Advisors LLC | 921 | $16.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 851 | $15.0K | 0.00% | +851 | New |
| Steward Partners Investment Advisory, LLC | 571 | $10.0K | 0.00% | +571 | New |
| Costello Asset Management, INC | 553 | $10.0K | 0.01% | +553 | New |
| Koshinski Asset Management, Inc. | 412 | $7.22K | 0.00% | +6+1.5% | Added |
| NEXT Financial Group, Inc | 324 | $6.00K | 0.00% | −80−19.8% | Reduced |
| US Bancorp | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 250 | $4.00K | 0.00% | +250 | New |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −21,714−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −16,549−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Walled Lake Planning & Wealth Management, LLC | 0 | $0 | 0.00% | −6,236−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −1,875−100.0% | Sold out |
| Pacitti Group Inc. | 0 | $0 | 0.00% | −1,750−100.0% | Sold out |
| Better Money Decisions, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |