Flaherty & Crumrine Preferred & Income Fund Inc
PFD- Exchange
- NYSE
- SEC CIK
- 0000868578
No open-market purchases or sales by Flaherty & Crumrine Preferred & Income Fund Inc insiders were filed in the last 90 days; 51 institutions reported holding it in 13F filings for Q2 2026, worth $46.5M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Flaherty & Crumrine Preferred & Income Fund Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- +1 vs. Q4 2021
- Shares held
- 1.08M
- +145.1K (+15.5%) vs. Q4 2021
- Total value
- $15.0M
- −$1.36M (−8.3%) vs. Q4 2021
- New holders
- 10
- 10 more added
- Sold out
- 9
- 11 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $46.5M |
| Q1 2026 | 50 | $42.5M |
| Q4 2025 | 49 | $44.3M |
| Q3 2025 | 52 | $42.3M |
| Q2 2025 | 47 | $34.6M |
| Q1 2025 | 48 | $31.7M |
| Q4 2024 | 48 | $31.0M |
| Q3 2024 | 45 | $30.0M |
| Q2 2024 | 46 | $24.7M |
| Q1 2024 | 43 | $26.9M |
| Q4 2023 | 43 | $18.8M |
| Q3 2023 | 41 | $14.3M |
| Q2 2023 | 33 | $14.9M |
| Q1 2023 | 40 | $15.8M |
| Q4 2022 | 41 | $15.1M |
| Q3 2022 | 37 | $13.0M |
| Q2 2022 | 37 | $13.0M |
| Q1 2022 | 44 | $15.0M |
| Q4 2021 | 44 | $16.3M |
| Q3 2021 | 42 | $13.9M |
| Q2 2021 | 44 | $19.3M |
| Q1 2021 | 42 | $20.8M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Preferred & Income Fund Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 189,695 | $2.63M | 0.00% | +2,992+1.6% | Added |
| UBS Group AG | 90,256 | $1.25M | 0.00% | +1,787+2.0% | Added |
| Invesco Ltd. | 87,228 | $1.21M | 0.00% | +5,576+6.8% | Added |
| Centaurus Financial, Inc. | 79,136 | $1.10M | 0.09% | +69,143+691.9% | Added |
| Advisor Group Holdings, Inc. | 78,223 | $1.09M | 0.00% | +22,259+39.8% | Added |
| Private Wealth Strategies, L.L.C. | 59,414 | $823.0K | 0.20% | −29,687−33.3% | Reduced |
| Royal Bank of Canada | 53,196 | $737.0K | 0.00% | −264−0.5% | Reduced |
| LPL Financial LLC | 49,746 | $689.0K | 0.00% | +6,185+14.2% | Added |
| SFI Advisors, LLC | 33,961 | $470.0K | 0.29% | +33,961 | New |
| Wells Fargo & Company | 30,526 | $423.0K | 0.00% | −11,736−27.8% | Reduced |
| Bank of America Corp | 28,916 | $400.0K | 0.00% | +2,032+7.6% | Added |
| Pinnacle Wealth Planning Services, Inc. | 28,000 | $388.0K | 0.07% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 26,000 | $360.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 25,474 | $353.0K | 0.00% | +25,474 | New |
| Commonwealth Equity Services, LLC | 21,249 | $294.0K | 0.00% | +2,390+12.7% | Added |
| Wedbush Securities Inc | 19,265 | $267.0K | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 17,660 | $245.0K | 0.00% | −718−3.9% | Reduced |
| Guggenheim Capital LLC | 16,499 | $229.0K | 0.00% | −644−3.8% | Reduced |
| Covington Capital Management | 14,900 | $207.0K | 0.01% | 00.0% | Unchanged |
| Signature Wealth Management Partners, LLC | 14,351 | $199.0K | 0.17% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 14,200 | $196.0K | 0.01% | +14,200 | New |
| Cetera Advisor Networks LLC | 13,000 | $180.0K | 0.00% | +13,000 | New |
| Northern Trust Corp | 11,110 | $154.0K | 0.00% | +11,110 | New |
| Cetera Investment Advisers | 11,041 | $153.0K | 0.00% | −345−3.0% | Reduced |
| Abacus Planning Group, Inc. | 10,957 | $152.0K | 0.04% | +10,957 | New |
| GWM Advisors LLC | 10,850 | $150.0K | 0.00% | +10,850 | New |
| Belpointe Asset Management LLC | 12,500 | $144.0K | 0.01% | −1,558−11.1% | Reduced |
| McClarren Financial Advisors, Inc. | 8,573 | $118.0K | 0.09% | +138+1.6% | Added |
| American Portfolios Advisors | 4,593 | $63.7K | 0.00% | −550−10.7% | Reduced |
| Prospera Financial Services Inc | 3,817 | $53.0K | 0.00% | +3,817 | New |
| Boston Private Wealth LLC | 3,326 | $46.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 2,500 | $34.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 2,000 | $28.0K | 0.00% | −1,300−39.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,969 | $27.0K | 0.00% | −454−18.7% | Reduced |
| CWM, LLC | 1,290 | $18.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,200 | $17.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,250 | $17.0K | 0.00% | +1,250 | New |
| Wolff Wiese Magana LLC | 996 | $14.0K | 0.01% | 00.0% | Unchanged |
| Addison Advisors LLC | 921 | $13.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 851 | $12.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 685 | $9.00K | 0.00% | −531−43.7% | Reduced |
| Koshinski Asset Management, Inc. | 419 | $5.80K | 0.00% | +7+1.7% | Added |
| US Bancorp | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −13,608−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −12,750−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −12,600−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,116−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −571−100.0% | Sold out |
| Costello Asset Management, INC | 0 | $0 | 0.00% | −553−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |