Flaherty & Crumrine Preferred & Income Fund Inc
PFD- Exchange
- NYSE
- SEC CIK
- 0000868578
No open-market purchases or sales by Flaherty & Crumrine Preferred & Income Fund Inc insiders were filed in the last 90 days; 51 institutions reported holding it in 13F filings for Q2 2026, worth $46.5M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Flaherty & Crumrine Preferred & Income Fund Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +6 vs. Q3 2022
- Shares held
- 1.36M
- +149.5K (+12.4%) vs. Q3 2022
- Total value
- $15.1M
- +$2.27M (+17.7%) vs. Q3 2022
- New holders
- 11
- 13 more added
- Sold out
- 5
- 9 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $46.5M |
| Q1 2026 | 50 | $42.5M |
| Q4 2025 | 49 | $44.3M |
| Q3 2025 | 52 | $42.3M |
| Q2 2025 | 47 | $34.6M |
| Q1 2025 | 48 | $31.7M |
| Q4 2024 | 48 | $31.0M |
| Q3 2024 | 45 | $30.0M |
| Q2 2024 | 46 | $24.7M |
| Q1 2024 | 43 | $26.9M |
| Q4 2023 | 43 | $18.8M |
| Q3 2023 | 41 | $14.3M |
| Q2 2023 | 33 | $14.9M |
| Q1 2023 | 40 | $15.8M |
| Q4 2022 | 41 | $15.1M |
| Q3 2022 | 37 | $13.0M |
| Q2 2022 | 37 | $13.0M |
| Q1 2022 | 44 | $15.0M |
| Q4 2021 | 44 | $16.3M |
| Q3 2021 | 42 | $13.9M |
| Q2 2021 | 44 | $19.3M |
| Q1 2021 | 42 | $20.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Preferred & Income Fund Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 215,806 | $2.40M | 0.00% | −16,632−7.2% | Reduced |
| Invesco Ltd. | 144,290 | $1.60M | 0.00% | +22,611+18.6% | Added |
| UBS Group AG | 105,935 | $1.18M | 0.00% | +3,972+3.9% | Added |
| Advisor Group Holdings, Inc. | 103,036 | $1.14M | 0.00% | +205+0.2% | Added |
| Centaurus Financial, Inc. | 86,436 | $960.0K | 0.09% | −10,859−11.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 79,277 | $880.8K | 0.00% | +79,277 | New |
| Private Wealth Strategies, L.L.C. | 62,743 | $697.1K | 0.19% | +1,076+1.7% | Added |
| Royal Bank of Canada | 60,628 | $673.0K | 0.00% | +48+0.1% | Added |
| Bank of America Corp | 50,766 | $564.0K | 0.00% | +13,387+35.8% | Added |
| Baird Financial Group, Inc. | 47,404 | $527.0K | 0.00% | +47,404 | New |
| LPL Financial LLC | 46,504 | $516.7K | 0.00% | +8,446+22.2% | Added |
| D.A. Davidson & Co. | 40,053 | $445.0K | 0.01% | +1,354+3.5% | Added |
| Wells Fargo & Company | 31,735 | $352.6K | 0.00% | −29,400−48.1% | Reduced |
| SFI Advisors, LLC | 30,158 | $335.1K | 0.36% | −10,763−26.3% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 28,000 | $311.1K | 0.06% | 00.0% | Unchanged |
| GWM Advisors LLC | 23,680 | $263.1K | 0.01% | +7,100+42.8% | Added |
| Robinson Capital Management, LLC | 23,283 | $262.9K | 0.13% | +23,283 | New |
| Wedbush Securities Inc | 19,564 | $217.0K | 0.01% | −2,911−13.0% | Reduced |
| Change Path, LLC | 18,600 | $207.0K | 0.01% | +18,600 | New |
| Commonwealth Equity Services, LLC | 17,643 | $196.0K | 0.00% | −3,607−17.0% | Reduced |
| Cooper Financial Group | 16,482 | $183.1K | 0.06% | +16,482 | New |
| Raymond James & Associates | 15,005 | $166.7K | 0.00% | −2,955−16.5% | Reduced |
| Cerity Partners LLC | 14,900 | $165.5K | 0.00% | +14,900 | New |
| Signature Wealth Management Partners, LLC | 14,351 | $159.4K | 0.16% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 13,787 | $153.2K | 0.00% | +13+0.1% | Added |
| Susquehanna International Group, LLP | 13,070 | $145.2K | 0.00% | +1,680+14.7% | Added |
| Cetera Investment Advisers | 10,211 | $113.4K | 0.00% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 9,054 | $100.0K | 0.10% | +156+1.8% | Added |
| Pathway Financial Advisers, LLC | 3,761 | $41.8K | 0.02% | +3,761 | New |
| Rockefeller Capital Management L.P. | 3,000 | $33.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,329 | $25.9K | 0.00% | +1,219+109.8% | Added |
| Advisory Services Network, LLC | 2,042 | $22.7K | 0.00% | +2,042 | New |
| Wolff Wiese Magana LLC | 996 | $11.1K | 0.01% | 00.0% | Unchanged |
| Umb Bank N A | 1,000 | $11.0K | 0.00% | −1,000−50.0% | Reduced |
| Belpointe Asset Management LLC | 500 | $5.55K | 0.00% | +500 | New |
| Fortis Capital Advisors, LLC | 500 | $5.55K | 0.00% | +500 | New |
| Geneos Wealth Management Inc. | 360 | $4.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 300 | $3.33K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 250 | $2.78K | 0.00% | +250 | New |
| Wolverine Asset Management LLC | 208 | $2.31K | 0.00% | −3,782−94.8% | Reduced |
| Ronald Blue Trust, Inc. | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −14,250−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −10,082−100.0% | Sold out |
| Western Wealth Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,290−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| Covington Capital Management | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |