Flaherty & Crumrine Preferred & Income Fund Inc
PFD- Exchange
- NYSE
- SEC CIK
- 0000868578
No open-market purchases or sales by Flaherty & Crumrine Preferred & Income Fund Inc insiders were filed in the last 90 days; 51 institutions reported holding it in 13F filings for Q2 2026, worth $46.3M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Flaherty & Crumrine Preferred & Income Fund Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +6 vs. Q3 2022
- Shares held
- 1.36M
- +149.5K (+12.4%) vs. Q3 2022
- Total value
- $15.1M
- +$2.27M (+17.7%) vs. Q3 2022
- New holders
- 11
- 13 more added
- Sold out
- 5
- 9 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $46.3M |
| Q1 2026 | 50 | $42.5M |
| Q4 2025 | 49 | $44.3M |
| Q3 2025 | 52 | $42.3M |
| Q2 2025 | 47 | $33.8M |
| Q1 2025 | 48 | $31.7M |
| Q4 2024 | 48 | $31.0M |
| Q3 2024 | 45 | $30.0M |
| Q2 2024 | 46 | $24.7M |
| Q1 2024 | 43 | $22.2M |
| Q4 2023 | 43 | $16.7M |
| Q3 2023 | 41 | $14.3M |
| Q2 2023 | 33 | $14.9M |
| Q1 2023 | 40 | $15.8M |
| Q4 2022 | 41 | $15.1M |
| Q3 2022 | 37 | $13.0M |
| Q2 2022 | 37 | $13.0M |
| Q1 2022 | 44 | $15.0M |
| Q4 2021 | 44 | $16.3M |
| Q3 2021 | 42 | $13.9M |
| Q2 2021 | 44 | $19.3M |
| Q1 2021 | 42 | $20.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Preferred & Income Fund Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ronald Blue Trust, Inc. | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 208 | $2.31K | 0.00% | −3,782−94.8% | Reduced |
| CoreCap Advisors, LLC | 250 | $2.78K | 0.00% | +250 | New |
| US Bancorp | 300 | $3.33K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 360 | $4.00K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 500 | $5.55K | 0.00% | +500 | New |
| Fortis Capital Advisors, LLC | 500 | $5.55K | 0.00% | +500 | New |
| Umb Bank N A | 1,000 | $11.0K | 0.00% | −1,000−50.0% | Reduced |
| Wolff Wiese Magana LLC | 996 | $11.1K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 2,042 | $22.7K | 0.00% | +2,042 | New |
| Northwestern Mutual Wealth Management Co | 2,329 | $25.9K | 0.00% | +1,219+109.8% | Added |
| Rockefeller Capital Management L.P. | 3,000 | $33.0K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 3,761 | $41.8K | 0.02% | +3,761 | New |
| McClarren Financial Advisors, Inc. | 9,054 | $100.0K | 0.10% | +156+1.8% | Added |
| Cetera Investment Advisers | 10,211 | $113.4K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 13,070 | $145.2K | 0.00% | +1,680+14.7% | Added |
| Cetera Advisor Networks LLC | 13,787 | $153.2K | 0.00% | +13+0.1% | Added |
| Signature Wealth Management Partners, LLC | 14,351 | $159.4K | 0.16% | 00.0% | Unchanged |
| Cerity Partners LLC | 14,900 | $165.5K | 0.00% | +14,900 | New |
| Raymond James & Associates | 15,005 | $166.7K | 0.00% | −2,955−16.5% | Reduced |
| Cooper Financial Group | 16,482 | $183.1K | 0.06% | +16,482 | New |
| Commonwealth Equity Services, LLC | 17,643 | $196.0K | 0.00% | −3,607−17.0% | Reduced |
| Change Path, LLC | 18,600 | $207.0K | 0.01% | +18,600 | New |
| Wedbush Securities Inc | 19,564 | $217.0K | 0.01% | −2,911−13.0% | Reduced |
| Robinson Capital Management, LLC | 23,283 | $262.9K | 0.13% | +23,283 | New |
| GWM Advisors LLC | 23,680 | $263.1K | 0.01% | +7,100+42.8% | Added |
| Pinnacle Wealth Planning Services, Inc. | 28,000 | $311.1K | 0.06% | 00.0% | Unchanged |
| SFI Advisors, LLC | 30,158 | $335.1K | 0.36% | −10,763−26.3% | Reduced |
| Wells Fargo & Company | 31,735 | $352.6K | 0.00% | −29,400−48.1% | Reduced |
| D.A. Davidson & Co. | 40,053 | $445.0K | 0.01% | +1,354+3.5% | Added |
| LPL Financial LLC | 46,504 | $516.7K | 0.00% | +8,446+22.2% | Added |
| Baird Financial Group, Inc. | 47,404 | $527.0K | 0.00% | +47,404 | New |
| Bank of America Corp | 50,766 | $564.0K | 0.00% | +13,387+35.8% | Added |
| Royal Bank of Canada | 60,628 | $673.0K | 0.00% | +48+0.1% | Added |
| Private Wealth Strategies, L.L.C. | 62,743 | $697.1K | 0.19% | +1,076+1.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 79,277 | $880.8K | 0.00% | +79,277 | New |
| Centaurus Financial, Inc. | 86,436 | $960.0K | 0.09% | −10,859−11.2% | Reduced |
| Advisor Group Holdings, Inc. | 103,036 | $1.14M | 0.00% | +205+0.2% | Added |
| UBS Group AG | 105,935 | $1.18M | 0.00% | +3,972+3.9% | Added |
| Invesco Ltd. | 144,290 | $1.60M | 0.00% | +22,611+18.6% | Added |
| Morgan Stanley | 215,806 | $2.40M | 0.00% | −16,632−7.2% | Reduced |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −14,250−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −10,082−100.0% | Sold out |
| Western Wealth Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,290−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| Covington Capital Management | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |