Flaherty & Crumrine Preferred & Income Fund Inc
PFD- Exchange
- NYSE
- SEC CIK
- 0000868578
No open-market purchases or sales by Flaherty & Crumrine Preferred & Income Fund Inc insiders were filed in the last 90 days; 51 institutions reported holding it in 13F filings for Q2 2026, worth $46.3M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Flaherty & Crumrine Preferred & Income Fund Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- +3 vs. Q3 2021
- Shares held
- 937.3K
- +82.2K (+9.6%) vs. Q3 2021
- Total value
- $16.3M
- +$2.90M (+21.6%) vs. Q3 2021
- New holders
- 10
- 14 more added
- Sold out
- 7
- 9 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $46.3M |
| Q1 2026 | 50 | $42.5M |
| Q4 2025 | 49 | $44.3M |
| Q3 2025 | 52 | $42.3M |
| Q2 2025 | 47 | $33.8M |
| Q1 2025 | 48 | $31.7M |
| Q4 2024 | 48 | $31.0M |
| Q3 2024 | 45 | $30.0M |
| Q2 2024 | 46 | $24.7M |
| Q1 2024 | 43 | $22.2M |
| Q4 2023 | 43 | $16.7M |
| Q3 2023 | 41 | $14.3M |
| Q2 2023 | 33 | $14.9M |
| Q1 2023 | 40 | $15.8M |
| Q4 2022 | 41 | $15.1M |
| Q3 2022 | 37 | $13.0M |
| Q2 2022 | 37 | $13.0M |
| Q1 2022 | 44 | $15.0M |
| Q4 2021 | 44 | $16.3M |
| Q3 2021 | 42 | $13.9M |
| Q2 2021 | 44 | $19.3M |
| Q1 2021 | 42 | $20.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Preferred & Income Fund Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CoreCap Advisors, LLC | 250 | $4.00K | 0.00% | +250 | New |
| US Bancorp | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 324 | $6.00K | 0.00% | −80−19.8% | Reduced |
| Koshinski Asset Management, Inc. | 412 | $7.22K | 0.00% | +6+1.5% | Added |
| Steward Partners Investment Advisory, LLC | 571 | $10.0K | 0.00% | +571 | New |
| Costello Asset Management, INC | 553 | $10.0K | 0.01% | +553 | New |
| The PNC Financial Services Group, Inc. | 851 | $15.0K | 0.00% | +851 | New |
| Addison Advisors LLC | 921 | $16.0K | 0.01% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 996 | $17.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,116 | $20.0K | 0.00% | +1,108+13,850.0% | Added |
| Geneos Wealth Management Inc. | 1,216 | $21.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,200 | $21.0K | 0.00% | +1,200 | New |
| AdvisorNet Financial, Inc | 1,300 | $23.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,290 | $23.0K | 0.00% | +1,290 | New |
| Patriot Financial Group Insurance Agency, LLC | 1,500 | $26.0K | 0.00% | −1,500−50.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 2,423 | $42.0K | 0.00% | +287+13.4% | Added |
| Rockefeller Capital Management L.P. | 2,500 | $43.0K | 0.00% | 00.0% | Unchanged |
| Boston Private Wealth LLC | 3,326 | $58.0K | 0.00% | −578−14.8% | Reduced |
| Umb Bank N A | 3,300 | $58.0K | 0.00% | +3,300 | New |
| American Portfolios Advisors | 5,143 | $90.0K | 0.00% | +2,850+124.3% | Added |
| McClarren Financial Advisors, Inc. | 8,435 | $148.0K | 0.10% | +136+1.6% | Added |
| Centaurus Financial, Inc. | 9,993 | $175.0K | 0.01% | +9,993 | New |
| Belpointe Asset Management LLC | 14,058 | $180.0K | 0.01% | −692−4.7% | Reduced |
| Cetera Investment Advisers | 11,386 | $199.0K | 0.00% | 00.0% | Unchanged |
| Change Path, LLC | 12,600 | $221.0K | 0.01% | −10,075−44.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 12,750 | $223.0K | 0.00% | +12+0.1% | Added |
| Baird Financial Group, Inc. | 13,608 | $238.0K | 0.00% | −10.0% | Reduced |
| Signature Wealth Management Partners, LLC | 14,351 | $251.0K | 0.21% | 00.0% | Unchanged |
| Covington Capital Management | 14,900 | $261.0K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 17,143 | $300.0K | 0.00% | +17,143 | New |
| Raymond James & Associates | 18,378 | $322.0K | 0.00% | +346+1.9% | Added |
| Commonwealth Equity Services, LLC | 18,859 | $330.0K | 0.00% | +1,529+8.8% | Added |
| Wedbush Securities Inc | 19,265 | $337.0K | 0.01% | −1,246−6.1% | Reduced |
| D.A. Davidson & Co. | 26,000 | $455.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 26,884 | $471.0K | 0.00% | +4,933+22.5% | Added |
| Pinnacle Wealth Planning Services, Inc. | 28,000 | $490.0K | 0.10% | 00.0% | Unchanged |
| Wells Fargo & Company | 42,262 | $740.0K | 0.00% | −167−0.4% | Reduced |
| LPL Financial LLC | 43,561 | $762.0K | 0.00% | +6,927+18.9% | Added |
| Royal Bank of Canada | 53,460 | $936.0K | 0.00% | +2,998+5.9% | Added |
| Advisor Group Holdings, Inc. | 55,964 | $979.0K | 0.00% | −2,241−3.9% | Reduced |
| Invesco Ltd. | 81,652 | $1.43M | 0.00% | +81,652 | New |
| UBS Group AG | 88,469 | $1.55M | 0.00% | +10,048+12.8% | Added |
| Private Wealth Strategies, L.L.C. | 89,101 | $1.56M | 0.36% | +933+1.1% | Added |
| Morgan Stanley | 186,703 | $3.27M | 0.00% | +5,181+2.9% | Added |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −21,714−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −16,549−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Walled Lake Planning & Wealth Management, LLC | 0 | $0 | 0.00% | −6,236−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −1,875−100.0% | Sold out |
| Pacitti Group Inc. | 0 | $0 | 0.00% | −1,750−100.0% | Sold out |
| Better Money Decisions, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |