Flaherty & Crumrine Preferred & Income Fund Inc
PFD- Exchange
- NYSE
- SEC CIK
- 0000868578
No open-market purchases or sales by Flaherty & Crumrine Preferred & Income Fund Inc insiders were filed in the last 90 days; 51 institutions reported holding it in 13F filings for Q2 2026, worth $46.3M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Flaherty & Crumrine Preferred & Income Fund Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- −1 vs. Q2 2021
- Shares held
- 882.9K
- −271.0K (−23.5%) vs. Q2 2021
- Total value
- $13.9M
- −$5.39M (−28.0%) vs. Q2 2021
- New holders
- 4
- 13 more added
- Sold out
- 5
- 11 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $46.3M |
| Q1 2026 | 50 | $42.5M |
| Q4 2025 | 49 | $44.3M |
| Q3 2025 | 52 | $42.3M |
| Q2 2025 | 47 | $33.8M |
| Q1 2025 | 48 | $31.7M |
| Q4 2024 | 48 | $31.0M |
| Q3 2024 | 45 | $30.0M |
| Q2 2024 | 46 | $24.7M |
| Q1 2024 | 43 | $22.2M |
| Q4 2023 | 43 | $16.7M |
| Q3 2023 | 41 | $14.3M |
| Q2 2023 | 33 | $14.9M |
| Q1 2023 | 40 | $15.8M |
| Q4 2022 | 41 | $15.1M |
| Q3 2022 | 37 | $13.0M |
| Q2 2022 | 37 | $13.0M |
| Q1 2022 | 44 | $15.0M |
| Q4 2021 | 44 | $16.3M |
| Q3 2021 | 42 | $13.9M |
| Q2 2021 | 44 | $19.3M |
| Q1 2021 | 42 | $20.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Preferred & Income Fund Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 8 | $0 | 0.00% | +8 | New |
| Better Money Decisions, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 404 | $6.00K | 0.00% | −1,302−76.3% | Reduced |
| Koshinski Asset Management, Inc. | 406 | $6.40K | 0.00% | +406 | New |
| Addison Advisors LLC | 921 | $15.0K | 0.01% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 996 | $16.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,216 | $19.0K | 0.00% | +531+77.5% | Added |
| AdvisorNet Financial, Inc | 1,300 | $20.0K | 0.00% | −1,200−48.0% | Reduced |
| Pacitti Group Inc. | 1,750 | $28.0K | 0.02% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,875 | $30.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,136 | $33.0K | 0.00% | +16+0.8% | Added |
| American Portfolios Advisors | 2,293 | $36.1K | 0.00% | −314−12.0% | Reduced |
| Rockefeller Capital Management L.P. | 2,500 | $39.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,000 | $47.0K | 0.01% | +1,500+100.0% | Added |
| Boston Private Wealth LLC | 3,904 | $61.0K | 0.00% | 00.0% | Unchanged |
| Walled Lake Planning & Wealth Management, LLC | 6,236 | $98.0K | 0.06% | 00.0% | Unchanged |
| Bessemer Group Inc | 7,000 | $110.0K | 0.00% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 8,299 | $130.0K | 0.10% | +132+1.6% | Added |
| Cetera Investment Advisers | 11,386 | $179.0K | 0.00% | −3,990−25.9% | Reduced |
| Belpointe Asset Management LLC | 14,750 | $191.0K | 0.01% | +14,750 | New |
| Cambridge Investment Research Advisors, Inc. | 12,738 | $201.0K | 0.00% | +14+0.1% | Added |
| Baird Financial Group, Inc. | 13,609 | $214.0K | 0.00% | +13,609 | New |
| Signature Wealth Management Partners, LLC | 14,351 | $226.0K | 0.20% | 00.0% | Unchanged |
| Covington Capital Management | 14,900 | $235.0K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 16,549 | $261.0K | 0.00% | +3,707+28.9% | Added |
| Commonwealth Equity Services, LLC | 17,330 | $273.0K | 0.00% | −5,091−22.7% | Reduced |
| Raymond James & Associates | 18,032 | $284.0K | 0.00% | +5,886+48.5% | Added |
| Wedbush Securities Inc | 20,511 | $323.0K | 0.02% | −700−3.3% | Reduced |
| Wolverine Asset Management LLC | 21,714 | $342.0K | 0.00% | +7,090+48.5% | Added |
| Bank of America Corp | 21,951 | $346.0K | 0.00% | −264,884−92.3% | Reduced |
| Change Path, LLC | 22,675 | $357.0K | 0.02% | −9,775−30.1% | Reduced |
| D.A. Davidson & Co. | 26,000 | $410.0K | 0.00% | 00.0% | Unchanged |
| Mid Atlantic Financial Management Inc | 27,850 | $439.0K | 0.03% | +10,500+60.5% | Added |
| Pinnacle Wealth Planning Services, Inc. | 28,000 | $441.0K | 0.10% | 00.0% | Unchanged |
| LPL Financial LLC | 36,634 | $577.0K | 0.00% | −4,148−10.2% | Reduced |
| Wells Fargo & Company | 42,429 | $669.0K | 0.00% | −7,588−15.2% | Reduced |
| Royal Bank of Canada | 50,462 | $796.0K | 0.00% | +3,773+8.1% | Added |
| Advisor Group Holdings, Inc. | 58,205 | $919.0K | 0.00% | +5,717+10.9% | Added |
| UBS Group AG | 78,421 | $1.24M | 0.00% | −1,791−2.2% | Reduced |
| Private Wealth Strategies, L.L.C. | 88,168 | $1.39M | 0.35% | +918+1.1% | Added |
| Morgan Stanley | 181,522 | $2.86M | 0.00% | +13,930+8.3% | Added |
| Cadent Capital Advisors, LLC | 0 | $0 | 0.00% | −33,020−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −10,009−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −6,555−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,482−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −675−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |